0001567619-19-004367.txt : 20190214
0001567619-19-004367.hdr.sgml : 20190214
20190214160512
ACCESSION NUMBER: 0001567619-19-004367
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 19606038
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
12-31-2018
12-31-2018
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York,
NY
02-14-2019
1
99
2498187
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
2710
1936027
SH
DFND
1936027
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
15966
621000
SH
DFND
621000
0
0
ACCELERON PHARMA INC
COM
00434H108
60384
1386541
SH
DFND
1386541
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
43552
5893416
SH
DFND
5893416
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
54821
1518596
SH
DFND
1518596
0
0
ADDUS HOMECARE CORP
COM
006739106
15809
232900
SH
DFND
232900
0
0
ALIMERA SCIENCES INC
COM
016259103
4347
6052935
SH
DFND
6052935
0
0
ALLERGAN PLC
SHS
G0177J108
24059
180000
SH
DFND
180000
0
0
ALLOGENE THERAPEUTICS INC
COM
019770106
8801
326797
SH
DFND
326797
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
1750
475450
SH
DFND
475450
0
0
ANAPTYSBIO INC
COM
032724106
47424
743439
SH
DFND
743439
0
0
ANTHEM INC
COM
036752103
24950
95000
SH
DFND
95000
0
0
ARDELYX INC
COM
039697107
5304
2962922
SH
DFND
2962922
0
0
ARGENX SE
SPONSORED ADR
04016X101
45345
472000
SH
DFND
472000
0
0
ARVINAS INC
COM
04335A105
11838
921234
SH
DFND
921234
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
31644
505098
SH
DFND
505098
0
0
ATHENEX INC
COM
04685N103
7750
610700
SH
DFND
610700
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
10530
493901
SH
DFND
493901
0
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
7736
235576
SH
DFND
235576
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
7023
2722241
SH
DFND
2722241
0
0
AXOGEN INC
COM
05463X106
2138
104674
SH
DFND
104674
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
9960
10000000
SH
DFND
10000000
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
55770
6910789
SH
DFND
6910789
0
0
BIOSCRIP INC
COM
09069N108
2738
767000
SH
DFND
767000
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
28087
521000
SH
DFND
521000
0
0
BROOKDALE SR LIVING INC
COM
112463104
28414
4240855
SH
DFND
4240855
0
0
CENTENE CORP DEL
COM
15135B101
32976
286000
SH
DFND
286000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
2550
635843
SH
DFND
635843
0
0
CVS HEALTH CORP
COM
126650100
37137
566800
SH
Call
DFND
566800
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
10571
1343181
SH
DFND
1343181
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
9400
622548
SH
DFND
622548
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
12754
607633
SH
DFND
607633
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
73718
55000000
PRN
DFND
55000000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
25250
2500000
SH
DFND
2500000
0
0
DIPLOMAT PHARMACY INC
COM
25456K101
31617
2348993
SH
DFND
2348993
0
0
EDITAS MEDICINE INC
COM
28106W103
26364
1158841
SH
DFND
1158841
0
0
EHEALTH INC
COM
28238P109
41355
1076402
SH
DFND
1076402
0
0
EXACT SCIENCES CORP
COM
30063P105
8140
129000
SH
DFND
129000
0
0
EXACT SCIENCES CORP
DBCV 1.000% 1/1
30063PAA3
16499
15000000
PRN
DFND
15000000
0
0
EYENOVIA INC
COM
30234E104
855
300000
SH
DFND
300000
0
0
FATE THERAPEUTICS INC
COM
31189P102
21232
1654865
SH
DFND
1654865
0
0
GALAPAGOS NV
SPON ADR
36315X101
26458
288407
SH
DFND
288407
0
0
GLAUKOS CORP
COM
377322102
28310
504000
SH
DFND
504000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
10627
109117
SH
DFND
109117
0
0
HISTOGENICS CORP
COM
43358V109
26
296099
SH
DFND
296099
0
0
HOMOLOGY MEDICINES INC
COM
438083107
116877
5227035
SH
DFND
5227035
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
112678
113532000
PRN
DFND
113532000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
133375
6825719
SH
DFND
6825719
0
0
IGI LABORATORIES INC
NOTE 3.750%12/1
449575AB5
3628
3733000
PRN
DFND
3733000
0
0
IMMUNOMEDICS INC
COM
452907108
26160
1833202
SH
DFND
1833202
0
0
INSPIRE MED SYS INC
COM
457730109
16933
400781
SH
DFND
400781
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
53020
57791000
PRN
DFND
57791000
0
0
INTERSECT ENT INC
COM
46071F103
58569
2078375
SH
DFND
2078375
0
0
INVITAE CORP
COM
46185L103
7610
688062
SH
DFND
688062
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
12838
650000
SH
DFND
650000
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
4451
475000
SH
DFND
475000
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
39363
65423000
PRN
DFND
65423000
0
0
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
31709
1128822
SH
DFND
1128822
0
0
LIVANOVA PLC
SHS
G5509L101
6540
71500
SH
DFND
71500
0
0
MANNKIND CORP
COM NEW
56400P706
1000
943298
SH
DFND
943298
0
0
MEIRAGTX HOLDINGS PLC
COM
G59665102
2256
234000
SH
DFND
234000
0
0
MELINTA THERAPEUTICS INC
COM
58549G100
265
333902
SH
DFND
333902
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
37096
874486
SH
DFND
874486
0
0
MOLINA HEALTHCARE INC
COM
60855R100
17639
151772
SH
DFND
151772
0
0
MORPHOSYS AG
SPONSORED ADS
617760202
15180
600000
SH
DFND
600000
0
0
MYLAN N V
SHS EURO
N59465109
77645
2833741
SH
DFND
2833741
0
0
MYOKARDIA INC
COM
62857M105
48713
997000
SH
DFND
997000
0
0
NATERA INC
COM
632307104
17492
1253000
SH
DFND
1253000
0
0
NEOS THERAPEUTICS INC
COM
64052L106
2030
1230267
SH
DFND
1230267
0
0
NEURONETICS INC
COM
64131A105
3077
159000
SH
DFND
159000
0
0
NEVRO CORP
COM
64157F103
35556
914273
SH
DFND
914273
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
92273
100000000
PRN
DFND
100000000
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
7352
7000000
PRN
DFND
7000000
0
0
NUVECTRA CORP
COM
67075N108
2108
129000
SH
DFND
129000
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
126211
8023600
SH
DFND
8023600
0
0
ORTHOPEDIATRICS CORP
COM
68752L100
2032
58247
SH
DFND
58247
0
0
OSMOTICA PHARMACEUTICALS PLC
SHS
G6S41R101
8821
1138256
SH
DFND
1138256
0
0
PFENEX INC
COM
717071104
3412
1069514
SH
DFND
1069514
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
32743
1677414
SH
DFND
1677414
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
2781
1224899
SH
DFND
1224899
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
1358
419000
SH
DFND
419000
0
0
RA MED SYS INC
COM
74933X104
862
108400
SH
DFND
108400
0
0
RA PHARMACEUTICALS INC
COM
74933V108
27336
1502000
SH
DFND
1502000
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
20420
364000
SH
DFND
364000
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
7822
291005
SH
DFND
291005
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
4150
280000
SH
DFND
280000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
37301
341800
SH
DFND
341800
0
0
SAVARA INC
COM
805111101
1893
250000
SH
DFND
250000
0
0
SELECT MED HLDGS CORP
COM
81619Q105
21227
1382890
SH
DFND
1382890
0
0
SIENTRA INC
COM
82621J105
19991
1572891
SH
DFND
1572891
0
0
SYNLOGIC INC
COM
87166L100
7765
1107643
SH
DFND
1107643
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
7068
1268945
SH
DFND
1268945
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
21026
553765
SH
DFND
553765
0
0
TELIGENT INC NEW
NOTE 4.750% 5/0
87960WAA2
6539
9567000
PRN
DFND
9567000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
38698
332000
SH
DFND
332000
0
0
VERICEL CORP
COM
92346J108
64831
3725900
SH
DFND
3725900
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
1106
117647
SH
DFND
117647
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
32195
23625000
PRN
DFND
23625000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
42477
2498666
SH
DFND
2498666
0
0