The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 14,146 | 1,853,998 | SH | DFND | 1 | 1,853,998 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 50,145 | 1,424,571 | SH | DFND | 1 | 1,424,571 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 63,963 | 1,117,651 | SH | DFND | 1 | 1,117,651 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 44,916 | 3,093,416 | SH | DFND | 1 | 3,093,416 | 0 | 0 | |
ADDUS HOMECARE CORP | COM | 006739106 | 4,601 | 65,590 | SH | DFND | 1 | 65,590 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 94,815 | 1,540,448 | SH | DFND | 1 | 1,540,448 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 26,853 | 348,200 | SH | DFND | 1 | 348,200 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 15,086 | 553,000 | SH | DFND | 1 | 553,000 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 3,955 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 5,932 | 6,052,935 | SH | DFND | 1 | 6,052,935 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 10,123 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 3,879 | 612,867 | SH | DFND | 1 | 612,867 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 64,598 | 647,466 | SH | DFND | 1 | 647,466 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 26,035 | 95,000 | SH | DFND | 1 | 95,000 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 15,190 | 3,491,922 | SH | DFND | 1 | 3,491,922 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 49,789 | 656,500 | SH | DFND | 1 | 656,500 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 20,813 | 1,233,734 | SH | DFND | 1 | 1,233,734 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 22,675 | 320,000 | SH | DFND | 1 | 320,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 19,554 | 493,901 | SH | DFND | 1 | 493,901 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 7,668 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 11,951 | 2,722,241 | SH | DFND | 1 | 2,722,241 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 52,729 | 6,910,789 | SH | DFND | 1 | 6,910,789 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 8,974 | 239,000 | SH | DFND | 1 | 239,000 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 3,172 | 1,023,379 | SH | DFND | 1 | 1,023,379 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 8,970 | 61,435 | SH | DFND | 1 | 61,435 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 40,982 | 525,000 | SH | DFND | 1 | 525,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 46,279 | 4,707,912 | SH | DFND | 1 | 4,707,912 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 35,471 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 4,279 | 635,843 | SH | DFND | 1 | 635,843 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 44,618 | 566,800 | SH | Call | DFND | 1 | 566,800 | 0 | 0 |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 14,882 | 1,343,181 | SH | DFND | 1 | 1,343,181 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 13,504 | 729,948 | SH | DFND | 1 | 729,948 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 65,134 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 84,160 | 55,000,000 | PRN | DFND | 1 | 55,000,000 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 25,500 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 16,570 | 853,687 | SH | DFND | 1 | 853,687 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 36,874 | 1,158,841 | SH | DFND | 1 | 1,158,841 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 34,677 | 1,227,061 | SH | DFND | 1 | 1,227,061 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 4,196 | 420,409 | SH | DFND | 1 | 420,409 | 0 | 0 | |
ENDOCYTE INC | COM | 29269A102 | 62,410 | 3,514,084 | SH | DFND | 1 | 3,514,084 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 18,858 | 1,779,094 | SH | DFND | 1 | 1,779,094 | 0 | 0 | |
EYENOVIA INC | COM | 30234E104 | 1,206 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 19,118 | 1,173,617 | SH | DFND | 1 | 1,173,617 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,345 | 234,745 | SH | DFND | 1 | 234,745 | 0 | 0 | |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 15,007 | 287,000 | SH | DFND | 1 | 287,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 29,239 | 260,064 | SH | DFND | 1 | 260,064 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 36,951 | 569,356 | SH | DFND | 1 | 569,356 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 5,052 | 29,249 | SH | DFND | 1 | 29,249 | 0 | 0 | |
HISTOGENICS CORP | COM | 43358V109 | 161 | 296,099 | SH | DFND | 1 | 296,099 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 119,490 | 5,227,035 | SH | DFND | 1 | 5,227,035 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 99,537 | 99,100,000 | PRN | DFND | 1 | 99,100,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 129,422 | 6,609,894 | SH | DFND | 1 | 6,609,894 | 0 | 0 | |
IGI LABORATORIES INC | NOTE 3.750%12/1 | 449575AB5 | 3,555 | 3,733,000 | PRN | DFND | 1 | 3,733,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 33,120 | 1,590,000 | SH | DFND | 1 | 1,590,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 7,953 | 189,000 | SH | DFND | 1 | 189,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 36,248 | 36,000,000 | PRN | DFND | 1 | 36,000,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 61,754 | 2,147,950 | SH | DFND | 1 | 2,147,950 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 11,511 | 688,062 | SH | DFND | 1 | 688,062 | 0 | 0 | |
K2M GROUP HLDGS INC | NOTE 4.125% 8/1 | 48273JAB3 | 30,080 | 20,000,000 | PRN | DFND | 1 | 20,000,000 | 0 | 0 | |
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 14,372 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 8,089 | 475,000 | SH | DFND | 1 | 475,000 | 0 | 0 | |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 48,281 | 75,000,000 | PRN | DFND | 1 | 75,000,000 | 0 | 0 | |
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 27,080 | 1,061,956 | SH | DFND | 1 | 1,061,956 | 0 | 0 | |
LIVANOVA PLC | SHS | G5509L101 | 8,864 | 71,500 | SH | DFND | 1 | 71,500 | 0 | 0 | |
MELINTA THERAPEUTICS INC | COM | 58549G100 | 9,132 | 2,311,858 | SH | DFND | 1 | 2,311,858 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 39,607 | 840,911 | SH | DFND | 1 | 840,911 | 0 | 0 | |
MORPHOSYS AG | SPONSORED ADS | 617760202 | 16,020 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 67,421 | 1,842,111 | SH | DFND | 1 | 1,842,111 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 59,788 | 917,000 | SH | DFND | 1 | 917,000 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 29,927 | 525,040 | SH | DFND | 1 | 525,040 | 0 | 0 | |
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 99,400 | 100,000,000 | PRN | DFND | 1 | 100,000,000 | 0 | 0 | |
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 10,210 | 499,747 | SH | DFND | 1 | 499,747 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 8,865 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | |
NUVECTRA CORP | COM | 67075N108 | 6,130 | 278,890 | SH | DFND | 1 | 278,890 | 0 | 0 | |
ORTHOPEDIATRICS CORP | COM | 68752L100 | 2,134 | 58,247 | SH | DFND | 1 | 58,247 | 0 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 17,648 | 1,087,359 | SH | DFND | 1 | 1,087,359 | 0 | 0 | |
PERNIX THERAPEUTICS HLDGS IN | COM NEW | 71426V306 | 635 | 658,826 | SH | DFND | 1 | 658,826 | 0 | 0 | |
PFENEX INC | COM | 717071104 | 5,465 | 1,069,514 | SH | DFND | 1 | 1,069,514 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 65,392 | 2,455,586 | SH | DFND | 1 | 2,455,586 | 0 | 0 | |
PROTEON THERAPEUTICS INC | COM | 74371L109 | 2,389 | 1,224,899 | SH | DFND | 1 | 1,224,899 | 0 | 0 | |
RA MED SYS INC | COM | 74933X104 | 2,341 | 128,600 | SH | DFND | 1 | 128,600 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 6,923 | 382,700 | SH | DFND | 1 | 382,700 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 24,037 | 294,000 | SH | DFND | 1 | 294,000 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 20,763 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 10,667 | 365,689 | SH | DFND | 1 | 365,689 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 6,894 | 280,000 | SH | DFND | 1 | 280,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 47,807 | 296,000 | SH | DFND | 1 | 296,000 | 0 | 0 | |
SAVARA INC | COM | 805111101 | 2,790 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 28,078 | 1,526,000 | SH | DFND | 1 | 1,526,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 14,179 | 593,769 | SH | DFND | 1 | 593,769 | 0 | 0 | |
SYNLOGIC INC | COM | 87166L100 | 19,399 | 1,365,143 | SH | DFND | 1 | 1,365,143 | 0 | 0 | |
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 15,113 | 1,268,945 | SH | DFND | 1 | 1,268,945 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 12,129 | 283,115 | SH | DFND | 1 | 283,115 | 0 | 0 | |
TELIGENT INC NEW | COM | 87960W104 | 2,800 | 708,873 | SH | DFND | 1 | 708,873 | 0 | 0 | |
TELIGENT INC NEW | NOTE 4.750% 5/0 | 87960WAA2 | 10,401 | 9,567,000 | PRN | DFND | 1 | 9,567,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 8,786 | 241,430 | SH | DFND | 1 | 241,430 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 33,494 | 262,000 | SH | DFND | 1 | 262,000 | 0 | 0 | |
VERICEL CORP | COM | 92346J108 | 22,891 | 1,617,730 | SH | DFND | 1 | 1,617,730 | 0 | 0 | |
VIKING THERAPEUTICS INC | COM | 92686J106 | 8,013 | 460,000 | SH | DFND | 1 | 460,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 2,226 | 117,647 | SH | DFND | 1 | 117,647 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 45,572 | 31,500,000 | PRN | DFND | 1 | 31,500,000 | 0 | 0 | |
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 43,927 | 2,498,666 | SH | DFND | 1 | 2,498,666 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 15,908 | 121,000 | SH | DFND | 1 | 121,000 | 0 | 0 |