0001140361-13-042906.txt : 20131114 0001140361-13-042906.hdr.sgml : 20131114 20131114163541 ACCESSION NUMBER: 0001140361-13-042906 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 131220776 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009258 XXXXXXXX 09-30-2013 09-30-2013 DEERFIELD MANAGEMENT CO

780 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-05366 N James E. Flynn 212-551-1600 James E. Flynn New York NY 11-14-2013 1 113 2150005 false 1 0001353362 028-11827 Flynn Management LLC INFORMATION TABLE 2 form13fInfoTable.xml ABBVIE INC COM 00287Y109 44954 1005000 SH DFND 01 1005000 0 0 ACCURAY INC NOTE 3.500% 2/0 004397AC9 7521 5000000 PRN DFND 01 5000000 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 22030 21200000 PRN DFND 01 21200000 0 0 AETNA INC NEW COM 00817Y108 22599 353000 SH DFND 01 353000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 4223 151050 SH DFND 01 151050 0 0 AIR METHODS CORP COM PAR $.06 009128307 28966 680561 SH DFND 01 680561 0 0 AIR METHODS CORP COM PAR $.06 009128307 5320 125000 SH Call DFND 01 125000 0 0 ALERE INC NOTE 3.000% 5/1 01449JAA3 6052 5750000 PRN DFND 01 5750000 0 0 ALLERGAN INC COM 018490102 16729 184955 SH DFND 01 184955 0 0 ALLERGAN INC COM 018490102 27135 300000 SH Call DFND 01 300000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 24526 383158 SH DFND 01 383158 0 0 ALPHATEC HOLDINGS INC COM 02081G102 7846 3982738 SH DFND 01 3982738 0 0 ANGIODYNAMICS INC COM 03475V101 26573 2013104 SH DFND 01 2013104 0 0 ANTARES PHARMA INC COM 036642106 35132 8653119 SH DFND 01 8653119 0 0 ANTHERA PHARMACEUTICALS INC COM NEW 03674U201 6801 1691857 SH DFND 01 1691857 0 0 ARENA PHARMACEUTICALS INC COM 040047102 6411 1216579 SH DFND 01 1216579 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 22581 1227204 SH DFND 01 1227204 0 0 ARRAY BIOPHARMA INC COM 04269X105 65841 10585406 SH DFND 01 10585406 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 26380 23000000 PRN DFND 01 23000000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 48191 928000 SH DFND 01 928000 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 45288 2488328 SH DFND 01 2488328 0 0 AUXILIUM PHARMACEUTICALS INC NOTE 1.500% 7/1 05334DAA5 2583 2500000 PRN DFND 01 2500000 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 656 155000 SH DFND 01 155000 0 0 BACTERIN INTL HLDGS INC COM 05644R101 517 771775 SH DFND 01 771775 0 0 BAXTER INTL INC COM 071813109 985 15000 SH DFND 01 15000 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 11884 1632360 SH DFND 01 1632360 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 14213 2617586 SH DFND 01 2617586 0 0 BIOSCRIP INC COM 09069N108 10967 1249041 SH DFND 01 1249041 0 0 BLUEBIRD BIO INC COM 09609G100 11410 423224 SH DFND 01 423224 0 0 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 29258 25000000 PRN DFND 01 25000000 0 0 BRUKER CORP COM 116794108 434 21000 SH DFND 01 21000 0 0 CAPITAL SR LIVING CORP COM 140475104 22221 1050648 SH DFND 01 1050648 0 0 CARDINAL HEALTH INC COM 14149Y108 16949 325000 SH DFND 01 325000 0 0 CAS MED SYS INC COM PAR $0.004 124769209 4288 3200000 SH DFND 01 3200000 0 0 CATAMARAN CORP COM 148887102 574 12500 SH DFND 01 12500 0 0 CEMPRA INC COM 15130J109 9240 803516 SH DFND 01 803516 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 29537 711738 SH DFND 01 711738 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 8115 1343464 SH DFND 01 1343464 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 35207 554000 SH DFND 01 554000 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 95325 1500000 SH Call DFND 01 1500000 0 0 DENDREON CORP COM 24823Q107 2051 700000 SH Put DFND 01 700000 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 110299 177383000 PRN DFND 01 177383000 0 0 DENDREON CORP NOTE 4.750% 6/1 24823QAB3 13212 13740000 PRN DFND 01 13740000 0 0 DEPOMED INC COM 249908104 11242 1505000 SH DFND 01 1505000 0 0 DISCOVERY LABORATORIES INC N COM NEW 254668403 2328 1188000 SH DFND 01 1188000 0 0 DURATA THERAPEUTICS INC COM 26658A107 2495 275979 SH DFND 01 275979 0 0 DYAX CORP COM 26746E103 30408 4432625 SH DFND 01 4432625 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 13926 200000 SH Call DFND 01 200000 0 0 ELAN PLC ADR 284131208 1558 100000 SH DFND 01 100000 0 0 ENDOCYTE INC COM 29269A102 672 50430 SH DFND 01 50430 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 33672 29000000 PRN DFND 01 29000000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 4017 65000 SH DFND 01 65000 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 28428 4333475 SH DFND 01 4333475 0 0 FOREST LABS INC COM 345838106 31879 745000 SH DFND 01 745000 0 0 FOREST LABS INC COM 345838106 4279 100000 SH Call DFND 01 100000 0 0 GLOBUS MED INC CL A 379577208 20913 1197765 SH DFND 01 1197765 0 0 GTX INC DEL COM 40052B108 1013 500000 SH Call DFND 01 500000 0 0 HOLOGIC INC COM 436440101 1989 96330 SH DFND 01 96330 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 37929 37516000 PRN DFND 01 37516000 0 0 ICAD INC COM NEW 44934S206 205 38887 SH DFND 01 38887 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 37853 2171744 SH DFND 01 2171744 0 0 INSMED INC COM PAR $.01 457669307 14529 930750 SH DFND 01 930750 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 1.625%12/1 457985AK5 42155 41523000 PRN DFND 01 41523000 0 0 INTERMUNE INC NOTE 2.500% 9/1 45884XAE3 37234 41570000 PRN DFND 01 41570000 0 0 INTERMUNE INC NOTE 2.500%12/1 45884XAF0 10510 7500000 PRN DFND 01 7500000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1184 100000 SH Put DFND 01 100000 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 38839 3849296 SH DFND 01 3849296 0 0 LCA-VISION INC COM PAR $.001 501803308 2631 730856 SH DFND 01 730856 0 0 LIPOSCIENCE INC COM 53630M108 6912 1382350 SH DFND 01 1382350 0 0 MANNKIND CORP NOTE 3.750%12/1 56400PAA0 2062 2090000 PRN DFND 01 2090000 0 0 MAST THERAPEUTICS INC COM 576314108 1156 2634221 SH DFND 01 2634221 0 0 MEI PHARMA INC COM NEW 55279B202 9250 822199 SH DFND 01 822199 0 0 MERCK & CO INC NEW COM 58933Y105 22614 475000 SH DFND 01 475000 0 0 MOLINA HEALTHCARE INC COM 60855R100 16340 459000 SH DFND 01 459000 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 28893 2007886 SH DFND 01 2007886 0 0 MYLAN INC COM 628530107 29696 778000 SH DFND 01 778000 0 0 MYLAN INC COM 628530107 5726 150000 SH Call DFND 01 150000 0 0 NANOSPHERE INC COM 63009F105 10286 5143219 SH DFND 01 5143219 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 5463 496650 SH DFND 01 496650 0 0 NOVAVAX INC COM 670002104 3392 1076980 SH DFND 01 1076980 0 0 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 62429 64136000 PRN DFND 01 64136000 0 0 NXSTAGE MEDICAL INC COM 67072V103 66157 5027164 SH DFND 01 5027164 0 0 ONCONOVA THERAPEUTICS INC COM 68232V108 25615 967696 SH DFND 01 967696 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 138 22575 SH DFND 01 22575 0 0 OVASCIENCE INC COM 69014Q101 6020 607461 SH DFND 01 607461 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 26962 4884368 SH DFND 01 4884368 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1380 2000000 SH DFND 01 2000000 0 0 PFIZER INC COM 717081103 51849 1805000 SH DFND 01 1805000 0 0 PHARMACYCLICS INC COM 716933106 17563 127030 SH DFND 01 127030 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 3195 119448 SH DFND 01 119448 0 0 PROSENSA HLDG N V SHS USD N71546100 21314 3224524 SH DFND 01 3224524 0 0 PTC THERAPEUTICS INC COM 69366J200 18134 845027 SH DFND 01 845027 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 13558 233767 SH DFND 01 233767 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 3822 1067726 SH DFND 01 1067726 0 0 SAGENT PHARMACEUTICALS INC COM 786692103 20703 1014863 SH DFND 01 1014863 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4723 100000 SH Put DFND 01 100000 0 0 SEQUENOM INC COM NEW 817337405 2630 985000 SH DFND 01 985000 0 0 SOLTA MED INC COM 83438K103 702 339063 SH DFND 01 339063 0 0 SOPHIRIS BIO INC COM NEW 83578Q209 578 123585 SH DFND 01 123585 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 25406 3031750 SH DFND 01 3031750 0 0 SYNAGEVA BIOPHARMA CORP COM 87159A103 3170 50000 SH DFND 01 50000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 32458 788000 SH DFND 01 788000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 33728 892759 SH DFND 01 892759 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 13223 350000 SH Call DFND 01 350000 0 0 THERAPEUTICSMD INC COM 88338N107 3663 1250000 SH DFND 01 1250000 0 0 THORATEC CORP COM NEW 885175307 33225 891000 SH DFND 01 891000 0 0 TORNIER N V SHS N87237108 28185 1458071 SH DFND 01 1458071 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 22297 2926100 SH DFND 01 2926100 0 0 VANDA PHARMACEUTICALS INC COM 921659108 8979 820000 SH DFND 01 820000 0 0 VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 51660 50000000 PRN DFND 01 50000000 0 0 XENOPORT INC COM 98411C100 26162 4605976 SH DFND 01 4605976 0 0 XOMA CORP DEL COM 98419J107 27374 6096634 SH DFND 01 6096634 0 0 ZOGENIX INC COM 98978L105 8297 4482646 SH DFND 01 4482646 0 0