0001213900-23-055412.txt : 20230707
0001213900-23-055412.hdr.sgml : 20230707
20230707124449
ACCESSION NUMBER: 0001213900-23-055412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230614
FILED AS OF DATE: 20230707
DATE AS OF CHANGE: 20230707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROYCE CHARLES M
CENTRAL INDEX KEY: 0001009121
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00638
FILM NUMBER: 231076056
MAIL ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Square Capital Corp.
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Oxford Street Capital Corp.
DATE OF NAME CHANGE: 20180319
FORMER COMPANY:
FORMER CONFORMED NAME: TICC Capital Corp.
DATE OF NAME CHANGE: 20071203
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
DATE OF NAME CHANGE: 20030812
4
1
ownership.xml
X0407
4
2023-06-14
0
0001259429
Oxford Square Capital Corp.
OXSQ
0001009121
ROYCE CHARLES M
C/O OXFORD SQUARE CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
1
0
0
0
0
Common Stock, par value $0.01 per share
2023-06-14
4
X
0
497208
2.66
A
1727510
I
Held by Royce Family Investments, LLC
Common Stock, par value $0.01 per share
2023-06-14
4
X
0
98071
2.66
A
392285
I
Held by Royce Family Fund, Inc.
Transferable Subscription Rights (right to buy)
2.66
2023-06-14
4
X
0
497208
0.00
D
2023-05-24
2023-06-14
Common stock
497208
0
I
Held by Royce Family Investments, LLC
Transferable Subscription Rights (right to buy)
2.66
2023-06-14
4
X
0
98071
0.00
D
2023-05-24
2023-06-14
Common Stock
98071
0
I
Held by Royce Family Fund, Inc.
On May 10, 2023, Oxford Square Capital Corp. (the "Company") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Company's common shares, as of the record date of May 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 16,633,723 of the Company's common shares. Record Date Shareholders received one Right for every three common shares held on the record date. The Rights entitle their holders to purchase one new common share for every one Right held. The subscription price per common share is $2.66 (the "basic subscription privilege"). The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on June 14, 2023.
The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase at a price of $2.66 per common share additional common shares of the Company, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. Includes approximately 87,108 shares issued pursuant to the over-subscription privilege in connection with the Rights Offering. The amount of shares issued pursuant to such over-subscription privilege to each exercising rights holder was determined on June 22, 2023.
/s/ Charles M. Royce
2023-07-07