0001420506-24-000097.txt : 20240131
0001420506-24-000097.hdr.sgml : 20240131
20240131113937
ACCESSION NUMBER: 0001420506-24-000097
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
EFFECTIVENESS DATE: 20240131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC
CENTRAL INDEX KEY: 0001009012
ORGANIZATION NAME:
IRS NUMBER: 363984373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05338
FILM NUMBER: 24581368
BUSINESS ADDRESS:
STREET 1: 1001 TAHOE BLVD.
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 77529897500
MAIL ADDRESS:
STREET 1: 1001 TAHOE BLVD.
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001009012
XXXXXXXX
12-31-2023
12-31-2023
false
ZAZOVE ASSOCIATES LLC
1001 TAHOE BLVD.
INCLINE VILLAGE
NV
89451
13F HOLDINGS REPORT
028-05338
000104751
801-34818
N
Sam Ginocchio
Chief Compliance Officer
7752987500
Sam Ginocchio, Chief Compliance Officer
INCLINE VILLAGE
NV
01-31-2024
0
138
803979
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR ZAZOVE ASSOCIATES LLC (7096)
ADAM NAT RES FD INC
COM
00548F105
37
1800
SH
SOLE
1800
0
0
AIR TRANS SVCS GROUP INC
NOTE 1.125%10/1
00922RAB1
1915
2000000
PRN
SOLE
0
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
15775
14070000
PRN
SOLE
0
0
0
ALNYLAM PHARMACEUTICALS INC
NOTE 1.000% 9/1
02043QAB3
22777
22980000
PRN
SOLE
0
0
0
ALTAIR ENGR INC
NOTE 1.750% 6/1
021369AC7
1620
1250000
PRN
SOLE
0
0
0
AMERICAN AIRLINES GROUP INC
NOTE 6.500% 7/0
02376RAF9
2221
2000000
PRN
SOLE
0
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5
399
SH
SOLE
399
0
0
AMPRIUS TECHNOLOGIES INC
*W EXP 09/14/202
03214Q116
436
1089409
SH
SOLE
1089409
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
192
14507
SH
SOLE
14507
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
35184
33956000
PRN
SOLE
0
0
0
ARKO CORP
*W EXP 12/22/202
041242116
529
465889
SH
SOLE
465889
0
0
ASCENDIS PHARMA A/S
NOTE 2.250% 4/0
04351PAD3
18769
18255000
PRN
SOLE
0
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
485
38276
SH
SOLE
38276
0
0
BLOCK INC
NOTE 0.125% 3/0
852234AF0
1958
2000000
PRN
SOLE
0
0
0
BLOCK INC
NOTE 5/0
852234AJ2
219
249000
PRN
SOLE
0
0
0
BRAEMAR HOTELS & RESORTS INC
NOTE 4.500% 6/0
10482BAB7
17782
20730000
PRN
SOLE
0
0
0
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
5254
2101511
SH
SOLE
2101511
0
0
BRC INC
COM CL A
05601U105
498
137123
SH
SOLE
137123
0
0
BROOKDALE SR LIVING INC
NOTE 2.000%10/1
112463AC8
917
1000000
PRN
SOLE
0
0
0
BUTTERFLY NETWORK INC
COM CL A
124155102
627
580449
SH
SOLE
580449
0
0
CABLE ONE INC
NOTE 3/1
12685JAE5
212
248000
PRN
SOLE
0
0
0
CANO HEALTH INC
COM CL A
13781Y202
1
250
SH
SOLE
250
0
0
CHEFS WHSE INC
NOTE 1.875%12/0
163086AB7
1293
1313000
PRN
SOLE
0
0
0
CHEGG INC
NOTE 9/0
163092AF6
166
199000
PRN
SOLE
0
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
4804
2639527
SH
SOLE
2639527
0
0
CNX RES CORP
NOTE 2.250% 5/0
12653CAG3
4064
2500000
PRN
SOLE
0
0
0
COMPLETE SOLARIA INC
*W EXP 07/31/202
20460L112
1
25171
SH
SOLE
25171
0
0
CONMED CORP
NOTE 2.250% 6/1
207410AH4
12908
12900000
PRN
SOLE
0
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
3091
2500000
PRN
SOLE
0
0
0
CONTAINER STORE GROUP INC
COM
210751103
621
272579
SH
SOLE
272579
0
0
CRACKER BARREL OLD CTRY STOR
NOTE 0.625% 6/1
22410JAB2
217
249000
PRN
SOLE
0
0
0
CUMULUS MEDIA INC
COM CL A
231082801
7759
1458428
SH
SOLE
1458428
0
0
CURIOSITYSTREAM INC
COM CL A
23130Q107
3
6310
SH
SOLE
6310
0
0
CUTERA INC
NOTE 2.250% 6/0
232109AD0
1892
7140000
PRN
SOLE
0
0
0
CUTERA INC
NOTE 4.000% 6/0
232109AG3
1626
6775000
PRN
SOLE
0
0
0
CVR PARTNERS LP
COM
126633205
5024
76700
SH
SOLE
76700
0
0
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
4861
3460000
PRN
SOLE
0
0
0
DEXCOM INC
NOTE 0.250%11/1
252131AK3
18749
17922000
PRN
SOLE
0
0
0
DIGITAL WORLD ACQUISITION CO
*W EXP 06/30/202
25400Q113
2001
376776
SH
SOLE
376776
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
271
273000
PRN
SOLE
0
0
0
DOCUSIGN INC
NOTE 1/1
256163AD8
199
200000
PRN
SOLE
0
0
0
EL PASO ENERGY CAP TR I
PFD CV TR SEC 28
283678209
20
434
SH
SOLE
434
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
207
15000
SH
SOLE
15000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
388
14710
SH
SOLE
14710
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
2880
2500000
PRN
SOLE
0
0
0
ETSY INC
NOTE 0.250% 6/1
29786AAN6
802
1000000
PRN
SOLE
0
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
197
207000
PRN
SOLE
0
0
0
FINANCE OF AMERICA COMPAN
*W EXP 04/08/202
31738L115
30
502865
SH
SOLE
502865
0
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
44591
44764000
PRN
SOLE
0
0
0
FORUM ENERGY TECHNOLOGIES IN
NOTE 9.000% 8/0
34984VAC4
134
137837
PRN
SOLE
0
0
0
FREYR BATTERY INC
*W EXP 09/01/202
L4135L118
71
346411
SH
SOLE
346411
0
0
GDL FD
COM SH BEN IT
361570104
3041
378222
SH
SOLE
378222
0
0
GETTY IMAGES HOLDINGS INC
CL A COM
374275105
1
175
SH
SOLE
175
0
0
GRANITE RIDGE RESOURCES INC
COM
387432107
6287
1044274
SH
SOLE
1044274
0
0
GREAT AJAX CORP
7.25 CV SR NT 24
38983D409
1
27
SH
SOLE
27
0
0
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
3444
4890000
PRN
SOLE
0
0
0
HAEMONETICS CORP MASS
NOTE 3/0
405024AB6
20
22000
PRN
SOLE
0
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 6.750% 2/1
42330PAK3
2424
1500000
PRN
SOLE
0
0
0
HERTZ GLOBAL HLDGS INC
*W EXP 06/30/205
42806J148
2674
487439
SH
SOLE
487439
0
0
IMAX CORP
NOTE 0.500% 4/0
45245EAJ8
15330
17187000
PRN
SOLE
0
0
0
INNOVATE CORP
NOTE 7.500% 8/0
404139AG2
6224
12203000
PRN
SOLE
0
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
4030
3500000
PRN
SOLE
0
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
0
0
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 3.500% 6/0
45867GAD3
8568
5820000
PRN
SOLE
0
0
0
JASPER THERAPEUTICS INC
*W EXP 09/24/202
471871111
5
65456
SH
SOLE
65456
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
48211
47735000
PRN
SOLE
0
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
117
120000
PRN
SOLE
0
0
0
JOHN BEAN TECHNOLOGIES CORP
NOTE 0.250% 5/1
477839AB0
25580
28236000
PRN
SOLE
0
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
13010
13197000
PRN
SOLE
0
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
6864
781787
SH
SOLE
781787
0
0
LANDSEA HOMES CORP
*W EXP 01/08/202
51509P111
760
2124867
SH
SOLE
2124867
0
0
LANTHEUS HLDGS INC
NOTE 2.625%12/1
516544AB9
2807
2500000
PRN
SOLE
0
0
0
LANVIN GROUP HOLDINGS LIMITE
*W EXP 01/14/202
G5380J118
199
1334846
SH
SOLE
1334846
0
0
LIBERTY MEDIA CORP DEL
NOTE 2.250% 8/1
531229AQ5
1549
1520000
PRN
SOLE
0
0
0
LIBERTY MEDIA CORP DEL
DEB 3.750% 2/1
530715AL5
68
266000
PRN
SOLE
0
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
159
150000
PRN
SOLE
0
0
0
LYFT INC
NOTE 1.500% 5/1
55087PAB0
197
207000
PRN
SOLE
0
0
0
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
161
162000
PRN
SOLE
0
0
0
MGP INGREDIENTS INC NEW
NOTE 1.875%11/1
55303JAB2
45330
38986000
PRN
SOLE
0
0
0
MIDDLEBY CORP
NOTE 1.000% 9/0
596278AB7
31648
25935000
PRN
SOLE
0
0
0
MIRION TECHNOLOGIES INC
*W EXP 10/20/202
60471A119
3845
1889669
SH
SOLE
1889669
0
0
NABORS INDS INC
NOTE 0.750% 1/1
62957HAB1
91
91000
PRN
SOLE
0
0
0
NATIONAL CINEMEDIA INC
COM NEW
635309206
539
130126
SH
SOLE
130126
0
0
NET POWER INC
*W EXP 06/08/202
64107A113
2751
1261983
SH
SOLE
1261983
0
0
NEW YORK CMNTY CAP TR V
UNIT 05/07/2051
64944P307
790
19388
SH
SOLE
19388
0
0
NORTHERN OIL & GAS INC
NOTE 3.625% 4/1
665531AJ8
7407
6270000
PRN
SOLE
0
0
0
NOVOCURE LTD
NOTE 11/0
67011XAB9
138
158000
PRN
SOLE
0
0
0
NRG ENERGY INC
DBCV 2.750% 6/0
629377CG5
35550
27550000
PRN
SOLE
0
0
0
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
1409
269862
SH
SOLE
269862
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
36
4387
SH
SOLE
4387
0
0
NWTN INC
*W EXP 12/31/202
G6693P114
9
64571
SH
SOLE
64571
0
0
OKTA INC
NOTE 0.375% 6/1
679295AF2
215
242000
PRN
SOLE
0
0
0
OSISKO DEVELOPMENT CORP
COM NEW
68828E809
1819
625200
SH
SOLE
625200
0
0
PAGERDUTY INC
NOTE 1.250% 7/0
69553PAB6
2394
2500000
PRN
SOLE
0
0
0
PALO ALTO NETWORKS INC
NOTE 0.375% 6/0
697435AF2
0
0
PRN
SOLE
0
0
0
PARSONS CORP DEL
NOTE 0.250% 8/1
70202LAB8
26443
18423000
PRN
SOLE
0
0
0
PAYSAFE LIMITED
*W EXP 03/30/202
G6964L115
11
399748
SH
SOLE
399748
0
0
PEABODY ENGR CORP
NOTE 3.250% 3/0
704551AD2
2890
2000000
PRN
SOLE
0
0
0
PEBBLEBROOK HOTEL TR
NOTE 1.750%12/1
70509VAA8
3109
3460000
PRN
SOLE
0
0
0
PENNYMAC CORP
NOTE 5.500% 3/1
70932AAF0
297
319000
PRN
SOLE
0
0
0
PETIQ INC
NOTE 4.000% 6/0
71639TAB2
16960
16885000
PRN
SOLE
0
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
60
6511
SH
SOLE
6511
0
0
POLESTAR AUTOMOTIVE HLDG UK
ADS C-1
731105102
6
24495
SH
SOLE
24495
0
0
POST HLDGS INC
NOTE 2.500% 8/1
737446AT1
2026
2000000
PRN
SOLE
0
0
0
POWER & DIGITAL INFRASTRUCTU
*W EXP 12/09/202
73919C118
0
9100
SH
SOLE
9100
0
0
PSQ HOLDINGS INC
*W EXP 99/99/999
693691115
229
270640
SH
SOLE
270640
0
0
PURECYCLE TECHNOLOGIES INC
*W EXP 03/17/202
74623V111
356
333822
SH
SOLE
333822
0
0
RINGCENTRAL INC
NOTE 3/1
76680RAH0
425
489000
PRN
SOLE
0
0
0
RLJ LODGING TR
CUM CONV PFD A
74965L200
233
9266
SH
SOLE
9266
0
0
ROADZEN INC
*W EXP 11/30/202
G7606H116
11
150602
SH
SOLE
150602
0
0
RUMBLE INC
*W EXP 09/16/202
78137L113
1039
1065815
SH
SOLE
1065815
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
215
42825
SH
SOLE
42825
0
0
SEA LTD
NOTE 2.375%12/0
81141RAF7
1621
1700000
PRN
SOLE
0
0
0
SEA LTD
NOTE 1.000%12/0
81141RAD2
160
150000
PRN
SOLE
0
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
137
167000
PRN
SOLE
0
0
0
SIMPLIFY EXCHANGE TRADED FUN
SIMPLIFY INTERST
82889N855
690
17250
SH
SOLE
17250
0
0
SMART GLOBAL HLDGS INC
NOTE 2.250% 2/1
83205YAB0
1124
1000000
PRN
SOLE
0
0
0
SOLAREDGE TECHNOLOGIES INC
NOTE 9/1
83417MAD6
2277
2500000
PRN
SOLE
0
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
62254
61390000
PRN
SOLE
0
0
0
SPLUNK INC
NOTE 1.125% 6/1
848637AF1
1941
2000000
PRN
SOLE
0
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
220
249000
PRN
SOLE
0
0
0
SSR MINING IN
NOTE 2.500% 4/0
784730AB9
72188
74855000
PRN
SOLE
0
0
0
STRIDE INC
NOTE 1.125% 9/0
86333MAA6
0
0
PRN
SOLE
0
0
0
SUMMIT HOTEL PPTYS
NOTE 1.500% 2/1
866082AA8
3257
3656000
PRN
SOLE
0
0
0
SUNOPTA INC
COM
8676EP108
3249
594034
SH
SOLE
594034
0
0
TH INTERNATIONAL LIMITED
ORDINARY SHARES
G8656L106
2409
1376465
SH
SOLE
1376465
0
0
THE BEAUTY HEALTH COMPANY
COM CL A
88331L108
1065
342404
SH
SOLE
342404
0
0
TYLER TEX INDPT SCH DIST
NOTE 0.250% 3/1
902252AB1
22543
22204000
PRN
SOLE
0
0
0
URBAN ONE INC
CL D NON VTG
91705J204
8699
2464165
SH
SOLE
2464165
0
0
URBAN ONE INC
CL A
91705J105
2361
585978
SH
SOLE
585978
0
0
VANGUARD BD INDEX FDS
VANGUARD ULTRA
92203C303
4944
100000
SH
SOLE
100000
0
0
VAREX IMAGING CORP
NOTE 4.000% 6/0
92214XAB2
14727
12585000
PRN
SOLE
0
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833118
46
467
SH
SOLE
467
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
822
687
SH
SOLE
687
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
498
500000
PRN
SOLE
0
0
0
WESTROCK COFFEE CO
*W EXP 08/29/202
96145W111
6882
3058729
SH
SOLE
3058729
0
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
168
2056536
SH
SOLE
2056536
0
0
ZILLOW GROUP INC
NOTE 1.375% 9/0
98954MAG6
3402
2500000
PRN
SOLE
0
0
0