Chief Compliance Officer

0001420506-24-000097.txt : 20240131 0001420506-24-000097.hdr.sgml : 20240131 20240131113937 ACCESSION NUMBER: 0001420506-24-000097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 EFFECTIVENESS DATE: 20240131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 ORGANIZATION NAME: IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 24581368 BUSINESS ADDRESS: STREET 1: 1001 TAHOE BLVD. CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 77529897500 MAIL ADDRESS: STREET 1: 1001 TAHOE BLVD. CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001009012 XXXXXXXX 12-31-2023 12-31-2023 false ZAZOVE ASSOCIATES LLC

1001 TAHOE BLVD. INCLINE VILLAGE NV 89451

13F HOLDINGS REPORT 028-05338 000104751 801-34818 N Sam Ginocchio Chief Compliance Officer 7752987500 Sam Ginocchio, Chief Compliance Officer INCLINE VILLAGE NV 01-31-2024 0 138 803979 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ZAZOVE ASSOCIATES LLC (7096) ADAM NAT RES FD INC COM 00548F105 37 1800 SH SOLE 1800 0 0 AIR TRANS SVCS GROUP INC NOTE 1.125%10/1 00922RAB1 1915 2000000 PRN SOLE 0 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 15775 14070000 PRN SOLE 0 0 0 ALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 02043QAB3 22777 22980000 PRN SOLE 0 0 0 ALTAIR ENGR INC NOTE 1.750% 6/1 021369AC7 1620 1250000 PRN SOLE 0 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 2221 2000000 PRN SOLE 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 5 399 SH SOLE 399 0 0 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 436 1089409 SH SOLE 1089409 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 192 14507 SH SOLE 14507 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 35184 33956000 PRN SOLE 0 0 0 ARKO CORP *W EXP 12/22/202 041242116 529 465889 SH SOLE 465889 0 0 ASCENDIS PHARMA A/S NOTE 2.250% 4/0 04351PAD3 18769 18255000 PRN SOLE 0 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 485 38276 SH SOLE 38276 0 0 BLOCK INC NOTE 0.125% 3/0 852234AF0 1958 2000000 PRN SOLE 0 0 0 BLOCK INC NOTE 5/0 852234AJ2 219 249000 PRN SOLE 0 0 0 BRAEMAR HOTELS & RESORTS INC NOTE 4.500% 6/0 10482BAB7 17782 20730000 PRN SOLE 0 0 0 BRAEMAR HOTELS & RESORTS INC COM 10482B101 5254 2101511 SH SOLE 2101511 0 0 BRC INC COM CL A 05601U105 498 137123 SH SOLE 137123 0 0 BROOKDALE SR LIVING INC NOTE 2.000%10/1 112463AC8 917 1000000 PRN SOLE 0 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 627 580449 SH SOLE 580449 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 212 248000 PRN SOLE 0 0 0 CANO HEALTH INC COM CL A 13781Y202 1 250 SH SOLE 250 0 0 CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 1293 1313000 PRN SOLE 0 0 0 CHEGG INC NOTE 9/0 163092AF6 166 199000 PRN SOLE 0 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 4804 2639527 SH SOLE 2639527 0 0 CNX RES CORP NOTE 2.250% 5/0 12653CAG3 4064 2500000 PRN SOLE 0 0 0 COMPLETE SOLARIA INC *W EXP 07/31/202 20460L112 1 25171 SH SOLE 25171 0 0 CONMED CORP NOTE 2.250% 6/1 207410AH4 12908 12900000 PRN SOLE 0 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 3091 2500000 PRN SOLE 0 0 0 CONTAINER STORE GROUP INC COM 210751103 621 272579 SH SOLE 272579 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 217 249000 PRN SOLE 0 0 0 CUMULUS MEDIA INC COM CL A 231082801 7759 1458428 SH SOLE 1458428 0 0 CURIOSITYSTREAM INC COM CL A 23130Q107 3 6310 SH SOLE 6310 0 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 1892 7140000 PRN SOLE 0 0 0 CUTERA INC NOTE 4.000% 6/0 232109AG3 1626 6775000 PRN SOLE 0 0 0 CVR PARTNERS LP COM 126633205 5024 76700 SH SOLE 76700 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 4861 3460000 PRN SOLE 0 0 0 DEXCOM INC NOTE 0.250%11/1 252131AK3 18749 17922000 PRN SOLE 0 0 0 DIGITAL WORLD ACQUISITION CO *W EXP 06/30/202 25400Q113 2001 376776 SH SOLE 376776 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 271 273000 PRN SOLE 0 0 0 DOCUSIGN INC NOTE 1/1 256163AD8 199 200000 PRN SOLE 0 0 0 EL PASO ENERGY CAP TR I PFD CV TR SEC 28 283678209 20 434 SH SOLE 434 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 207 15000 SH SOLE 15000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 388 14710 SH SOLE 14710 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 2880 2500000 PRN SOLE 0 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 802 1000000 PRN SOLE 0 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 197 207000 PRN SOLE 0 0 0 FINANCE OF AMERICA COMPAN *W EXP 04/08/202 31738L115 30 502865 SH SOLE 502865 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 44591 44764000 PRN SOLE 0 0 0 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 134 137837 PRN SOLE 0 0 0 FREYR BATTERY INC *W EXP 09/01/202 L4135L118 71 346411 SH SOLE 346411 0 0 GDL FD COM SH BEN IT 361570104 3041 378222 SH SOLE 378222 0 0 GETTY IMAGES HOLDINGS INC CL A COM 374275105 1 175 SH SOLE 175 0 0 GRANITE RIDGE RESOURCES INC COM 387432107 6287 1044274 SH SOLE 1044274 0 0 GREAT AJAX CORP 7.25 CV SR NT 24 38983D409 1 27 SH SOLE 27 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 3444 4890000 PRN SOLE 0 0 0 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 20 22000 PRN SOLE 0 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 2424 1500000 PRN SOLE 0 0 0 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 2674 487439 SH SOLE 487439 0 0 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 15330 17187000 PRN SOLE 0 0 0 INNOVATE CORP NOTE 7.500% 8/0 404139AG2 6224 12203000 PRN SOLE 0 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 4030 3500000 PRN SOLE 0 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 0 0 PRN SOLE 0 0 0 INTERDIGITAL INC NOTE 3.500% 6/0 45867GAD3 8568 5820000 PRN SOLE 0 0 0 JASPER THERAPEUTICS INC *W EXP 09/24/202 471871111 5 65456 SH SOLE 65456 0 0 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 48211 47735000 PRN SOLE 0 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 117 120000 PRN SOLE 0 0 0 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 25580 28236000 PRN SOLE 0 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 13010 13197000 PRN SOLE 0 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 6864 781787 SH SOLE 781787 0 0 LANDSEA HOMES CORP *W EXP 01/08/202 51509P111 760 2124867 SH SOLE 2124867 0 0 LANTHEUS HLDGS INC NOTE 2.625%12/1 516544AB9 2807 2500000 PRN SOLE 0 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 G5380J118 199 1334846 SH SOLE 1334846 0 0 LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 531229AQ5 1549 1520000 PRN SOLE 0 0 0 LIBERTY MEDIA CORP DEL DEB 3.750% 2/1 530715AL5 68 266000 PRN SOLE 0 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 159 150000 PRN SOLE 0 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 197 207000 PRN SOLE 0 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 161 162000 PRN SOLE 0 0 0 MGP INGREDIENTS INC NEW NOTE 1.875%11/1 55303JAB2 45330 38986000 PRN SOLE 0 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 31648 25935000 PRN SOLE 0 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 3845 1889669 SH SOLE 1889669 0 0 NABORS INDS INC NOTE 0.750% 1/1 62957HAB1 91 91000 PRN SOLE 0 0 0 NATIONAL CINEMEDIA INC COM NEW 635309206 539 130126 SH SOLE 130126 0 0 NET POWER INC *W EXP 06/08/202 64107A113 2751 1261983 SH SOLE 1261983 0 0 NEW YORK CMNTY CAP TR V UNIT 05/07/2051 64944P307 790 19388 SH SOLE 19388 0 0 NORTHERN OIL & GAS INC NOTE 3.625% 4/1 665531AJ8 7407 6270000 PRN SOLE 0 0 0 NOVOCURE LTD NOTE 11/0 67011XAB9 138 158000 PRN SOLE 0 0 0 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 35550 27550000 PRN SOLE 0 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1409 269862 SH SOLE 269862 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 36 4387 SH SOLE 4387 0 0 NWTN INC *W EXP 12/31/202 G6693P114 9 64571 SH SOLE 64571 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 215 242000 PRN SOLE 0 0 0 OSISKO DEVELOPMENT CORP COM NEW 68828E809 1819 625200 SH SOLE 625200 0 0 PAGERDUTY INC NOTE 1.250% 7/0 69553PAB6 2394 2500000 PRN SOLE 0 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 0 0 PRN SOLE 0 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 26443 18423000 PRN SOLE 0 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 11 399748 SH SOLE 399748 0 0 PEABODY ENGR CORP NOTE 3.250% 3/0 704551AD2 2890 2000000 PRN SOLE 0 0 0 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 3109 3460000 PRN SOLE 0 0 0 PENNYMAC CORP NOTE 5.500% 3/1 70932AAF0 297 319000 PRN SOLE 0 0 0 PETIQ INC NOTE 4.000% 6/0 71639TAB2 16960 16885000 PRN SOLE 0 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 60 6511 SH SOLE 6511 0 0 POLESTAR AUTOMOTIVE HLDG UK ADS C-1 731105102 6 24495 SH SOLE 24495 0 0 POST HLDGS INC NOTE 2.500% 8/1 737446AT1 2026 2000000 PRN SOLE 0 0 0 POWER & DIGITAL INFRASTRUCTU *W EXP 12/09/202 73919C118 0 9100 SH SOLE 9100 0 0 PSQ HOLDINGS INC *W EXP 99/99/999 693691115 229 270640 SH SOLE 270640 0 0 PURECYCLE TECHNOLOGIES INC *W EXP 03/17/202 74623V111 356 333822 SH SOLE 333822 0 0 RINGCENTRAL INC NOTE 3/1 76680RAH0 425 489000 PRN SOLE 0 0 0 RLJ LODGING TR CUM CONV PFD A 74965L200 233 9266 SH SOLE 9266 0 0 ROADZEN INC *W EXP 11/30/202 G7606H116 11 150602 SH SOLE 150602 0 0 RUMBLE INC *W EXP 09/16/202 78137L113 1039 1065815 SH SOLE 1065815 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 215 42825 SH SOLE 42825 0 0 SEA LTD NOTE 2.375%12/0 81141RAF7 1621 1700000 PRN SOLE 0 0 0 SEA LTD NOTE 1.000%12/0 81141RAD2 160 150000 PRN SOLE 0 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 137 167000 PRN SOLE 0 0 0 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 690 17250 SH SOLE 17250 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 1124 1000000 PRN SOLE 0 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 2277 2500000 PRN SOLE 0 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 62254 61390000 PRN SOLE 0 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 1941 2000000 PRN SOLE 0 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 220 249000 PRN SOLE 0 0 0 SSR MINING IN NOTE 2.500% 4/0 784730AB9 72188 74855000 PRN SOLE 0 0 0 STRIDE INC NOTE 1.125% 9/0 86333MAA6 0 0 PRN SOLE 0 0 0 SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 866082AA8 3257 3656000 PRN SOLE 0 0 0 SUNOPTA INC COM 8676EP108 3249 594034 SH SOLE 594034 0 0 TH INTERNATIONAL LIMITED ORDINARY SHARES G8656L106 2409 1376465 SH SOLE 1376465 0 0 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 1065 342404 SH SOLE 342404 0 0 TYLER TEX INDPT SCH DIST NOTE 0.250% 3/1 902252AB1 22543 22204000 PRN SOLE 0 0 0 URBAN ONE INC CL D NON VTG 91705J204 8699 2464165 SH SOLE 2464165 0 0 URBAN ONE INC CL A 91705J105 2361 585978 SH SOLE 585978 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 4944 100000 SH SOLE 100000 0 0 VAREX IMAGING CORP NOTE 4.000% 6/0 92214XAB2 14727 12585000 PRN SOLE 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 46 467 SH SOLE 467 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 822 687 SH SOLE 687 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 498 500000 PRN SOLE 0 0 0 WESTROCK COFFEE CO *W EXP 08/29/202 96145W111 6882 3058729 SH SOLE 3058729 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 168 2056536 SH SOLE 2056536 0 0 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 3402 2500000 PRN SOLE 0 0 0