0001171520-24-000219.txt : 20240604
0001171520-24-000219.hdr.sgml : 20240604
20240603180621
ACCESSION NUMBER: 0001171520-24-000219
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240604
DATE AS OF CHANGE: 20240603
EFFECTIVENESS DATE: 20240604
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC
CENTRAL INDEX KEY: 0001009012
ORGANIZATION NAME:
IRS NUMBER: 363984373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05338
FILM NUMBER: 241015341
BUSINESS ADDRESS:
STREET 1: 1001 TAHOE BLVD.
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 77529897500
MAIL ADDRESS:
STREET 1: 1001 TAHOE BLVD.
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
13F-HR/A
1
primary_doc.xml
X0202
13F-HR/A
LIVE
false
true
false
0001009012
XXXXXXXX
03-31-2024
03-31-2024
true
1
NEW HOLDINGS
false
ZAZOVE ASSOCIATES LLC
1001 TAHOE BLVD.
INCLINE VILLAGE
NV
89451
13F HOLDINGS REPORT
028-05338
000104751
801-34818
N
Sam Ginocchio
Chief Compliance Officer
7752987500
Sam Ginocchio, Chief Compliance Officer
INCLINE VILLAGE
NV
05-29-2024
0
126
754359000
INFORMATION TABLE
2
Form13F_InfoTable.xml
ADAM NAT RES FD INC
COM
00548F105
42000
1800
SH
SOLE
1800
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
14862000
14070000
PRN
SOLE
0
0
0
ALLIANT ENERGY CORP
NOTE 3.875% 3/1
018802AC2
6731000
6821000
PRN
SOLE
0
0
0
ALNYLAM PHARMACEUTICALS INC
NOTE 1.000% 9/1
02043QAB3
21494000
22890000
PRN
SOLE
0
0
0
ALTAIR ENGR INC
NOTE 1.750% 6/1
021369AC7
1644000
1250000
PRN
SOLE
0
0
0
AMERICAN AIRLINES GROUP INC
NOTE 6.500% 7/0
02376RAF9
2328000
2000000
PRN
SOLE
0
0
0
AMPRIUS TECHNOLOGIES INC
*W EXP 09/14/202
03214Q116
261000
1089409
SH
SOLE
1089409
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
207000
14507
SH
SOLE
14507
0
0
ASCENDIS PHARMA A/S
NOTE 2.250% 4/0
04351PAD3
15161000
13115000
PRN
SOLE
0
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
273000
21095
SH
SOLE
21095
0
0
BLOCK INC
NOTE 5/0
852234AJ2
223000
249000
PRN
SOLE
0
0
0
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
4203000
2101511
SH
SOLE
2101511
0
0
BRAEMAR HOTELS & RESORTS INC
NOTE 4.500% 6/0
10482BAB7
17826000
20490000
PRN
SOLE
0
0
0
BROOKDALE SR LIVING INC
NOTE 2.000%10/1
112463AC8
10976000
11210000
PRN
SOLE
0
0
0
BUTTERFLY NETWORK INC
COM CL A
124155102
600000
555749
SH
SOLE
555749
0
0
CABLE ONE INC
NOTE 3/1
12685JAE5
217000
248000
PRN
SOLE
0
0
0
CHEFS WHSE INC
NOTE 1.875%12/0
163086AB7
1357000
1313000
PRN
SOLE
0
0
0
CHEGG INC
NOTE 9/0
163092AF6
167000
199000
PRN
SOLE
0
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
3733000
2262294
SH
SOLE
2262294
0
0
CNX RES CORP
NOTE 2.250% 5/0
12653CAG3
4732000
2500000
PRN
SOLE
0
0
0
COMPLETE SOLARIA INC
*W EXP 07/31/202
20460L112
1000
25171
SH
SOLE
25171
0
0
CONMED CORP
NOTE 2.250% 6/1
207410AH4
11765000
12840000
PRN
SOLE
0
0
0
CONTAINER STORE GROUP INC
COM
210751103
536000
470410
SH
SOLE
470410
0
0
CRACKER BARREL OLD CTRY STOR
NOTE 0.625% 6/1
22410JAB2
220000
249000
PRN
SOLE
0
0
0
CUMULUS MEDIA INC
COM CL A
231082801
5236000
1458428
SH
SOLE
1458428
0
0
CURIOSITYSTREAM INC
COM CL A
23130Q107
7000
6310
SH
SOLE
6310
0
0
CUTERA INC
NOTE 2.250% 6/0
232109AD0
1701000
7140000
PRN
SOLE
0
0
0
CUTERA INC
NOTE 4.000% 6/0
232109AG3
1670000
7775000
PRN
SOLE
0
0
0
CVR PARTNERS LP
COM
126633205
6028000
76700
SH
SOLE
76700
0
0
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
4051000
2870000
PRN
SOLE
0
0
0
DEXCOM INC
NOTE 0.250%11/1
252131AK3
3262000
2965000
PRN
SOLE
0
0
0
EL PASO ENERGY CAP TR I
PFD CV TR SEC 28
283678209
21000
434
SH
SOLE
434
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
236000
15000
SH
SOLE
15000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
429000
14710
SH
SOLE
14710
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
2648000
2500000
PRN
SOLE
0
0
0
ETSY INC
NOTE 0.250% 6/1
29786AAN6
791000
1000000
PRN
SOLE
0
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
11456000
12387000
PRN
SOLE
0
0
0
FINANCE OF AMERICA COMPAN
*W EXP 04/08/202
31738L115
16000
502865
SH
SOLE
502865
0
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
43324000
41895000
PRN
SOLE
0
0
0
FORUM ENERGY TECHNOLOGIES IN
NOTE 9.000% 8/0
34984VAC4
138000
137837
PRN
SOLE
0
0
0
FREYR BATTERY INC
*W EXP 07/09/202
35834F112
58000
346411
SH
SOLE
346411
0
0
GDL FD
COM SH BEN IT
361570104
3011000
378222
SH
SOLE
378222
0
0
GETTY IMAGES HOLDINGS INC
CL A COM
374275105
1000
175
SH
SOLE
175
0
0
GRANITE RIDGE RESOURCES INC
COM
387432107
6736000
1036321
SH
SOLE
1036321
0
0
GREAT AJAX CORP
7.25 CV SR NT 24
38983D409
1000
27
SH
SOLE
27
0
0
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
3283000
4840000
PRN
SOLE
0
0
0
HAEMONETICS CORP MASS
NOTE 3/0
405024AB6
20000
22000
PRN
SOLE
0
0
0
HERTZ GLOBAL HLDGS INC
*W EXP 06/30/205
42806J148
2956000
662136
SH
SOLE
662136
0
0
HUDSON TECHNOLOGIES INC
COM
444144109
1376000
125000
SH
SOLE
125000
0
0
IMAX CORP
NOTE 0.500% 4/0
45245EAJ8
6750000
7240000
PRN
SOLE
0
0
0
INNOVATE CORP
NOTE 7.500% 8/0
404139AG2
4277000
12203000
PRN
SOLE
0
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
3650000
3500000
PRN
SOLE
0
0
0
INTEGER HLDGS CORP
NOTE 2.125% 2/1
45826HAB5
2067000
1430000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 3.500% 6/0
45867GAD3
7205000
5000000
PRN
SOLE
0
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
45792000
46135000
PRN
SOLE
0
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
118000
120000
PRN
SOLE
0
0
0
JOHN BEAN TECHNOLOGIES CORP
NOTE 0.250% 5/1
477839AB0
26150000
28176000
PRN
SOLE
0
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
562000
563000
PRN
SOLE
0
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
7826000
781787
SH
SOLE
781787
0
0
LANDSEA HOMES CORP
*W EXP 01/08/202
51509P111
943000
2194348
SH
SOLE
2194348
0
0
LANTHEUS HLDGS INC
NOTE 2.625%12/1
516544AB9
2775000
2500000
PRN
SOLE
0
0
0
LANVIN GROUP HOLDINGS LIMITE
*W EXP 01/14/202
G5380J118
41000
1334846
SH
SOLE
1334846
0
0
LIBERTY MEDIA CORP DEL
DEB 3.750% 2/1
530715AL5
91000
220000
PRN
SOLE
0
0
0
LIBERTY MEDIA CORP DEL
NOTE 3.750% 3/1
531229AP7
49669000
40349000
PRN
SOLE
0
0
0
LIBERTY MEDIA CORP DEL
NOTE 2.250% 8/1
531229AQ5
1693000
1670000
PRN
SOLE
0
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
167000
150000
PRN
SOLE
0
0
0
LYFT INC
NOTE 1.500% 5/1
55087PAB0
202000
207000
PRN
SOLE
0
0
0
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
161000
162000
PRN
SOLE
0
0
0
MGP INGREDIENTS INC NEW
NOTE 1.875%11/1
55303JAB2
43334000
40011000
PRN
SOLE
0
0
0
MIDDLEBY CORP
NOTE 1.000% 9/0
596278AB7
32122000
24435000
PRN
SOLE
0
0
0
MIRION TECHNOLOGIES INC
*W EXP 10/20/202
60471A119
4264000
1907649
SH
SOLE
1907649
0
0
NATIONAL CINEMEDIA INC
COM NEW
635309206
670000
130126
SH
SOLE
130126
0
0
NCL CORP LTD
NOTE 1.125% 2/1
62886HBD2
9367000
9900000
PRN
SOLE
0
0
0
NET POWER INC
*W EXP 06/08/202
64107A113
3820000
1258513
SH
SOLE
1258513
0
0
NICE LTD
NOTE 9/1
653656AB4
263000
250000
PRN
SOLE
0
0
0
NORTHERN OIL & GAS INC
NOTE 3.625% 4/1
665531AJ8
7311000
6005000
PRN
SOLE
0
0
0
NOVOCURE LTD
NOTE 11/0
67011XAB9
144000
158000
PRN
SOLE
0
0
0
NUSCALE PWR CORP
*W EXP 05/02/202
67079K118
49000
59739
SH
SOLE
59739
0
0
NUTANIX INC
NOTE 0.250%10/0
67059NAH1
3071000
2500000
PRN
SOLE
0
0
0
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
1363000
244762
SH
SOLE
244762
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
38000
4387
SH
SOLE
4387
0
0
NWTN INC
*W EXP 12/31/202
G6693P114
4000
64571
SH
SOLE
64571
0
0
OKTA INC
NOTE 0.375% 6/1
679295AF2
223000
242000
PRN
SOLE
0
0
0
ON SEMICONDUCTOR CORP
NOTE 0.500% 3/0
682189AU9
1697000
1720000
PRN
SOLE
0
0
0
OSISKO DEVELOPMENT CORP
COM NEW
68828E809
1332000
625200
SH
SOLE
625200
0
0
PAGERDUTY INC
NOTE 1.250% 7/0
69553PAB6
2404000
2500000
PRN
SOLE
0
0
0
PAYSAFE LIMITED
*W EXP 03/30/202
G6964L115
12000
399748
SH
SOLE
399748
0
0
PEABODY ENGR CORP
NOTE 3.250% 3/0
704551AD2
2829000
2000000
PRN
SOLE
0
0
0
PEBBLEBROOK HOTEL TR
NOTE 1.750%12/1
70509VAA8
2817000
3130000
PRN
SOLE
0
0
0
PENNYMAC CORP
NOTE 5.500% 3/1
70932AAF0
273000
287000
PRN
SOLE
0
0
0
PETIQ INC
NOTE 4.000% 6/0
71639TAB2
16683000
16775000
PRN
SOLE
0
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
63000
6511
SH
SOLE
6511
0
0
POST HLDGS INC
NOTE 2.500% 8/1
737446AT1
2251000
2000000
PRN
SOLE
0
0
0
PPL CAP FDG INC
NOTE 2.875% 3/1
69352PAS2
49205000
51305000
PRN
SOLE
0
0
0
PURECYCLE TECHNOLOGIES INC
*W EXP 03/17/202
74623V111
660000
343683
SH
SOLE
343683
0
0
RINGCENTRAL INC
NOTE 3/1
76680RAH0
440000
489000
PRN
SOLE
0
0
0
RIVIAN AUTOMOTIVE INC
NOTE 4.625% 3/1
76954AAB9
2424000
3000000
PRN
SOLE
0
0
0
RLJ LODGING TR
CUM CONV PFD A
74965L200
229000
9266
SH
SOLE
9266
0
0
ROADZEN INC
*W EXP 11/30/202
G7606H116
14000
150602
SH
SOLE
150602
0
0
RUMBLE INC
*W EXP 09/16/202
78137L113
2497000
1097695
SH
SOLE
1097695
0
0
SEA LTD
NOTE 2.375%12/0
81141RAF7
1325000
1320000
PRN
SOLE
0
0
0
SEA LTD
NOTE 1.000%12/0
81141RAD2
182000
150000
PRN
SOLE
0
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
143000
167000
PRN
SOLE
0
0
0
SHIFT4 PMTS INC
NOTE 0.500% 8/0
82452JAD1
4648000
5000000
PRN
SOLE
0
0
0
SIMPLIFY EXCHANGE TRADED FUN
SIMPLIFY INTERST
82889N855
603000
13450
SH
SOLE
13450
0
0
SMART GLOBAL HLDGS INC
NOTE 2.250% 2/1
83205YAB0
1381000
1000000
PRN
SOLE
0
0
0
SOLAREDGE TECHNOLOGIES INC
NOTE 9/1
83417MAD6
2281000
2500000
PRN
SOLE
0
0
0
SOUTHERN CO
NOTE 3.875%12/1
842587DP9
1796000
1800000
PRN
SOLE
0
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
60655000
60105000
PRN
SOLE
0
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
229000
249000
PRN
SOLE
0
0
0
SSR MINING IN
NOTE 2.500% 4/0
784730AB9
30906000
34510000
PRN
SOLE
0
0
0
SUMMIT HOTEL PPTYS
NOTE 1.500% 2/1
866082AA8
2959000
3311000
PRN
SOLE
0
0
0
SUNOPTA INC
COM
8676EP108
3244000
472242
SH
SOLE
472242
0
0
TH INTERNATIONAL LIMITED
ORDINARY SHARES
G8656L106
1583000
1376465
SH
SOLE
1376465
0
0
THE BEAUTY HEALTH COMPANY
COM CL A
88331L108
1520000
342404
SH
SOLE
342404
0
0
TRUMP MEDIA & TECHNOLOGY GRO
*W EXP 03/25/202
25400Q113
10024000
366776
SH
SOLE
366776
0
0
TYLER TEX INDPT SCH DIST
NOTE 0.250% 3/1
902252AB1
22386000
22204000
PRN
SOLE
0
0
0
URBAN ONE INC
CL A
91705J105
1582000
585978
SH
SOLE
585978
0
0
URBAN ONE INC
CL D NON VTG
91705J204
6849000
3357350
SH
SOLE
3357350
0
0
VANGUARD BD INDEX FDS
VANGUARD ULTRA
92203C303
4955000
100000
SH
SOLE
100000
0
0
VAREX IMAGING CORP
NOTE 4.000% 6/0
92214XAB2
13917000
12585000
PRN
SOLE
0
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833118
54000
467
SH
SOLE
467
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
833000
687
SH
SOLE
687
0
0
WESTROCK COFFEE CO
*W EXP 08/29/202
96145W111
6998000
3062729
SH
SOLE
3062729
0
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
185000
3379875
SH
SOLE
3379875
0
0
ZILLOW GROUP INC
NOTE 1.375% 9/0
98954MAG6
3094000
2500000
PRN
SOLE
0
0
0