Executive Partner

0001009012-22-000010.txt : 20220422 0001009012-22-000010.hdr.sgml : 20220422 20220422104223 ACCESSION NUMBER: 0001009012-22-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220422 DATE AS OF CHANGE: 20220422 EFFECTIVENESS DATE: 20220422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 22844175 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD STREET 2: SUITE 178 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8472397100 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD STREET 2: SUITE 178 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009012 XXXXXXXX 03-31-2022 03-31-2022 ZAZOVE ASSOCIATES LLC

520 LAKE COOK ROAD SUITE 178 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-05338 N STEVEN M KLEIMAN Executive Partner 8472397100 STEVEN M KLEIMAN Deerfield IL 04-22-2022 0 167 1162 false INFORMATION TABLE 2 13F03312022.xml SCHEDULE 13F ALIGHT COM CL A 01626W101 1786 179487 SH SOLE 179487 0 0 ANTERO MIDSTREAM COM 03676B102 2446 225000 SH SOLE 225000 0 0 APOLLO SENIOR FLOATING RATE COM 037636107 212 14507 SH SOLE 14507 0 0 BRC *W EXP 02/09/202 05601U113 2057 455601 SH SOLE 455601 0 0 BAKKT HOLDINGS *W EXP 10/25/202 05759B115 653 316205 SH SOLE 316205 0 0 BANK OF AMERICA 7.25%CNV PFD L 060505682 17069 13020 SH SOLE 13020 0 0 BLACK MOUNTAIN ACQUISITION *W EXP 10/15/202 09216A116 56 210103 SH SOLE 210103 0 0 BLACKROCK FLOATING RATE INCOME STRATEGIES FUND COM 09255X100 498 38276 SH SOLE 38276 0 0 BLUEKNIGHT ENERGY PARTNERS COM UNIT 09625U109 8025 2402670 SH SOLE 2402670 0 0 BLUEKNIGHT ENERGY PARTNERS PFD UNIT SER A 09625U208 5647 669855 SH SOLE 669855 0 0 BRAEMAR HOTELS & RESORTS COM 10482B101 12350 1998359 SH SOLE 1998359 0 0 BUTTERFLY NETWORK *W EXP 02/12/202 124155110 175 174427 SH SOLE 174427 0 0 CF ACQUISITION *W EXP 02/18/202 12521J111 1324 386456 SH SOLE 386456 0 0 C5 ACQUISITION *W EXP 12/31/202 12530D113 39 108607 SH SOLE 108607 0 0 CVR PARTNERS COM 126633205 8375 60700 SH SOLE 60700 0 0 CANO HEALTH *W EXP 06/03/202 13781Y111 207 129450 SH SOLE 129450 0 0 CLEAR CHANNEL HOLDINGS COM 18453H106 7702 2226144 SH SOLE 2226144 0 0 CUMULUS MEDIA COM CL A 231082801 10959 1096459 SH SOLE 1096459 0 0 CURIOSITYSTREAM *W EXP 10/14/202 23130Q115 70 150157 SH SOLE 150157 0 0 DIGITAL WORLD ACQUISITION *W EXP 06/30/202 25400Q113 5016 298750 SH SOLE 298750 0 0 EL PASO ENERGY CAPITAL TRUST PFD CV TR SEC 28 283678209 235 4706 SH SOLE 4706 0 0 ENERGY TRANSFER COM UT LTD PTN 29273V100 168 15000 SH SOLE 15000 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 380 14710 SH SOLE 14710 0 0 EOS ENERGY ENTERPRISES *W EXP 05/06/202 29415C119 277 253067 SH SOLE 253067 0 0 FTAC ZEUS ACQUISITION *W EXP 04/15/202 30320F114 46 125000 SH SOLE 125000 0 0 FINANCE OF AMERICA COMPANIES COM CL A 31738L107 258 84944 SH SOLE 84944 0 0 FINANCE OF AMERICA COMPANIES *W EXP 04/08/202 31738L115 303 815113 SH SOLE 815113 0 0 GDL FUND COM SH BEN IT 361570104 1749 203318 SH SOLE 203318 0 0 GARRETT MOTION PFD CONV SER A 366505204 5928 721151 SH SOLE 721151 0 0 GENESIS ENERGY UNIT LTD PARTN 371927104 240 20500 SH SOLE 20500 0 0 GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND COM 38148G206 131 10866 SH SOLE 10866 0 0 GOOD WORKS II ACQUISITION *W EXP 02/01/202 38216G112 7 31076 SH SOLE 31076 0 0 GORES GUGGENHEIM *W EXP 03/25/202 38286Q115 78 24495 SH SOLE 24495 0 0 HELIX ENERGY SOLUTIONS GROUP COM 42330P107 96 20000 SH SOLE 20000 0 0 HERTZ GLOBAL *W EXP 06/30/205 42806J148 2685 175900 SH SOLE 175900 0 0 INSPIRATO *W EXP 02/11/202 45791E115 432 227241 SH SOLE 227241 0 0 IRONNET *W EXP 08/26/202 46323Q113 232 204574 SH SOLE 204574 0 0 JASPER THERAPEUTICS *W EXP 12/01/202 471871111 22 65456 SH SOLE 65456 0 0 KAYNE ANDERSON MLP INVESTMENT COMPANY COM 486606106 4320 468507 SH SOLE 468507 0 0 KAYNE ANDERSON MIDSTREAM/ENERGY FUND COM 48661E108 2563 299073 SH SOLE 299073 0 0 LANDSEA HOMES COM 51509P103 2726 318796 SH SOLE 318796 0 0 LANDSEA HOMES *W EXP 01/07/202 51509P111 659 2865761 SH SOLE 2865761 0 0 MIRION TECHNOLOGIES *W EXP 10/20/202 60471A119 354 199518 SH SOLE 199518 0 0 MUDRICK CAPITAL ACQUISITION *W EXP 09/10/202 62477L115 9 21800 SH SOLE 21800 0 0 NATIONAL CINEMEDIA COM 635309107 269 105928 SH SOLE 105928 0 0 NEW YORK COMMUNITY BANCORP TRUST UNIT 11/01/2051 64944P307 1496 30230 SH SOLE 30230 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM SHS 67073D102 1799 291105 SH SOLE 291105 0 0 OCCIDENTAL PETROLEUM *W EXP 08/03/202 674599162 17580 500000 SH SOLE 500000 0 0 PINTEREST CL A 72352L106 984 40000 SH SOLE 40000 0 0 PROSHARES ULTRAPRO SHORT 20 YEAR 3X TREASURY ULSH 20YRTRE NEW 74347G887 2034 50000 SH SOLE 50000 0 0 PURECYCLE TECHNOLOGIES *W EXP 03/17/202 74623V111 429 150300 SH SOLE 150300 0 0 RLJ LODGING TRUST $1.95 CUM CONV PFD A 74965L200 1080 39087 SH SOLE 39087 0 0 REVANCE THERAPEUTICS COM 761330109 1672 85724 SH SOLE 85724 0 0 SALIENT MIDSTREAM & MLP FUND SH BEN INT 79471V105 1291 156650 SH SOLE 156650 0 0 SIMPLIFY INTEREST RATE HEDGE SIMPLIFY INTERST 82889N855 2611 52380 SH SOLE 52380 0 0 SOFI TECHNOLOGIES COM 83406F102 1418 150000 SH SOLE 150000 0 0 BEAUTY HEALTH COM CL A 88331L108 3266 193500 SH SOLE 193500 0 0 23ANDME CLASS A COM 90138Q108 57 14816 SH SOLE 14816 0 0 USA COMPRESSION PARTNERS COMUNIT LTDPAR 90290N109 2672 151715 SH SOLE 151715 0 0 URBAN ONE CLASS D CL D NON VTG 91705J204 14055 2710624 SH SOLE 2710624 0 0 US ECOLOGY *W EXP 10/17/202 91734M111 948 215457 SH SOLE 215457 0 0 WM TECHNOLOGY *W EXP 06/16/202 92971A117 81 37036 SH SOLE 37036 0 0 ARQIT QUANTUM *W EXP 11/02/202 G0567U119 403 89936 SH SOLE 89936 0 0 AUSTERLITZ ACQUISITION *W EXP 02/19/202 G0633D125 410 726072 SH SOLE 726072 0 0 BLUE OCEAN ACQUISITION *W EXP 12/02/202 G1330L121 50 168542 SH SOLE 168542 0 0 EAST STONE ACQUISITION *W EXP 12/31/202 G2911D116 6 30000 SH SOLE 30000 0 0 CRYPTO 1 ACQUISITION *W EXP 04/30/202 G3168A110 33 124700 SH SOLE 124700 0 0 WEATHERFORD INTERNATIONAL ORD SHS G48833118 317 9512 SH SOLE 9512 0 0 MOTIVE CAPITAL *W EXP 99/99/999 G6293R114 51 125193 SH SOLE 125193 0 0 PAYSAFE *W EXP 03/30/202 G6964L115 287 546914 SH SOLE 546914 0 0 THERAVANCE BIOPHARMA COM G8807B106 570 59599 SH SOLE 59599 0 0 VAHANNA TECH EDGE ACQUISITION *W EXP 11/30/202 G9320Z117 50 150602 SH SOLE 150602 0 0 FREYR BATTERY *W EXP 10/31/202 L4135L118 590 139700 SH SOLE 139700 0 0 AIRBNB NOTE 3/1 009066AB7 8060 8320000 PRN SOLE 0 0 0 AIR TRANSPORT SERVICES GROUP NOTE 1.125%10/1 00922RAB1 26681 22468000 PRN SOLE 0 0 0 AKAMAI TECHNOLOGIES NOTE 0.125% 5/0 00971TAJ0 10946 8310000 PRN SOLE 0 0 0 AKAMAI TECHNOLOGIES NOTE 0.375% 9/0 00971TAL5 75046 64975000 PRN SOLE 0 0 0 APOLLO COMMERCIAL REAL ESTATE FINANCE NOTE 5.375%10/1 03762UAC9 1149 1150000 PRN SOLE 0 0 0 ARES CAPITAL NOTE 4.625% 3/0 04010LAW3 6278 5556000 PRN SOLE 0 0 0 ATLAS AIR WORLDWIDE HOLDINGS, INC NOTE 2.250% 6/0 049164BH8 5003 4369000 PRN SOLE 0 0 0 BENTLEY SYSTEMS NOTE 0.125% 1/1 08265TAB5 1726 1750000 PRN SOLE 0 0 0 BOOKING HOLDINGS NOTE 0.750% 5/0 09857LAN8 11209 7618000 PRN SOLE 0 0 0 BURLINGTON STORES NOTE 2.250% 4/1 122017AB2 2295 2000000 PRN SOLE 0 0 0 CNX RESOURCES NOTE 2.250% 5/0 12653CAG3 5230 3020000 PRN SOLE 0 0 0 CHEESECAKE FACTORY NOTE 0.375% 6/1 163072AA9 9970 11078000 PRN SOLE 0 0 0 CHEGG NOTE 9/0 163092AF6 636 776000 PRN SOLE 0 0 0 DIGITALBRIDGE GROUP NOTE 5.000% 4/1 19624RAA4 1896 1853000 PRN SOLE 0 0 0 CORENERGY INFRASTRUCTURE TRUST NOTE 5.875% 8/1 21870UAC0 1457 1575000 PRN SOLE 0 0 0 CYBERARK SOFTWARE NOTE 11/1 23248VAB1 9630 7739000 PRN SOLE 0 0 0 DEXCOM INC NOTE 0.250%11/1 252131AK3 18410 16052000 PRN SOLE 0 0 0 DISH NETWORK NOTE 2.375% 3/1 25470MAD1 938 1000000 PRN SOLE 0 0 0 EURONET WORLDWIDE NOTE 0.750% 3/1 298736AL3 42635 37730000 PRN SOLE 0 0 0 EVENTBRITE NOTE 5.000%12/0 29975EAB5 1463 1000000 PRN SOLE 0 0 0 EXPEDIA GROUP NOTE 2/1 30212PBE4 2787 2250000 PRN SOLE 0 0 0 FORD MOTOR NOTE 3/1 345370CZ1 9886 8350000 PRN SOLE 0 0 0 FORUM ENERGY TECHNOLOGIES NOTE 9.000% 8/0 34984VAC4 880 892399 PRN SOLE 0 0 0 GUARDANT HEALTH NOTE 11/1 40131MAB5 4656 5735000 PRN SOLE 0 0 0 INNOVATE NOTE 7.500% 8/0 404139AG2 14203 12363000 PRN SOLE 0 0 0 HAEMONETICS NOTE 3/0 405024AB6 629 750000 PRN SOLE 0 0 0 HALOZYME THERAPEUTICS NOTE 0.250% 3/0 40637HAD1 14985 16992000 PRN SOLE 0 0 0 HARMONIC DBCV 2.000% 9/0 413160AD4 3191 2500000 PRN SOLE 0 0 0 HELIX ENERGY SOLUTIONS GROUP NOTE 4.250% 5/0 42330PAH0 751 750000 PRN SOLE 0 0 0 HELIX ENERGY SOLUTIONS GROUP NOTE 6.750% 2/1 42330PAK3 11119 9829000 PRN SOLE 0 0 0 HOPE BANCORP NOTE 2.000% 5/1 43940TAB5 7051 7158000 PRN SOLE 0 0 0 ILLUMINA NOTE 8/1 452327AK5 60245 54520000 PRN SOLE 0 0 0 INTEGRA LIFESCIENCES HOLDINGS NOTE 0.500% 8/1 457985AM1 1586 1500000 PRN SOLE 0 0 0 INTERCEPT PHARMACEUTICALS NOTE 3.250% 7/0 45845PAA6 918 1000000 PRN SOLE 0 0 0 INTERDIGITAL NOTE 2.000% 6/0 45867GAB7 35150 34126000 PRN SOLE 0 0 0 JAZZ INVESTMENTS I NOTE 2.000% 6/1 472145AF8 47359 38819000 PRN SOLE 0 0 0 KBR NOTE 2.500%11/0 48242WAB2 2717 1250000 PRN SOLE 0 0 0 KAMAN NOTE 3.250% 5/0 483548AF0 30891 30101000 PRN SOLE 0 0 0 LCI INDUSTRIES NOTE 1.125% 5/1 501812AB7 8703 9450000 PRN SOLE 0 0 0 LIBERTY LATIN AMERICA NOTE 2.000% 7/1 53069QAB5 1845 2000000 PRN SOLE 0 0 0 LIBERTY INTERACTIVE DEB 3.750% 2/1 530715AL5 867 1266000 PRN SOLE 0 0 0 LIBERTY MEDIA NOTE 1.375%10/1 531229AB8 50662 35867000 PRN SOLE 0 0 0 LUMENTUM HOLDINGS NOTE 0.500%12/1 55024UAD1 28683 24477000 PRN SOLE 0 0 0 MFA FINANCIAL NOTE 6.250% 6/1 55272XAA0 519 518000 PRN SOLE 0 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 2872 2519000 PRN SOLE 0 0 0 MERITOR NOTE 3.250%10/1 59001KAF7 2201 2000000 PRN SOLE 0 0 0 MESA LABORATORIES NOTE 1.375% 8/1 59064RAA7 19020 17652000 PRN SOLE 0 0 0 MIDDLEBY NOTE 1.000% 9/0 596278AB7 14012 10177000 PRN SOLE 0 0 0 NCL CORPORATION NOTE 5.375% 8/0 62886HAX9 5476 3773000 PRN SOLE 0 0 0 NRG ENERGY DBCV 2.750% 6/0 629377CG5 14360 13010000 PRN SOLE 0 0 0 NABORS INDUSTRIES NOTE 0.750% 1/1 62957HAB1 1169 1250000 PRN SOLE 0 0 0 OIL STATES INTERNATIONAL NOTE 1.500% 2/1 678026AH8 1279 1350000 PRN SOLE 0 0 0 OKTA NOTE 0.375% 6/1 679295AF2 7416 7556000 PRN SOLE 0 0 0 1LIFE HEALTHCARE NOTE 3.000% 6/1 68269GAB3 5206 6010000 PRN SOLE 0 0 0 PAGERDUTY NOTE 1.250% 7/0 69553PAB6 5158 4500000 PRN SOLE 0 0 0 PALO ALTO NETWORKS NOTE 0.750% 7/0 697435AD7 3514 1500000 PRN SOLE 0 0 0 PALO ALTO NETWORKS NOTE 0.375% 6/0 697435AF2 4219 2000000 PRN SOLE 0 0 0 PARSONS NOTE 0.250% 8/1 70202LAB8 22831 21610000 PRN SOLE 0 0 0 PEBBLEBROOK HOTEL TRUST NOTE 1.750%12/1 70509VAA8 27528 23770000 PRN SOLE 0 0 0 PENNYMAC MORTGAGE INVESTMENT TRUST NOTE 5.500% 3/1 70932AAF0 477 500000 PRN SOLE 0 0 0 PETIQ NOTE 4.000% 6/0 71639TAB2 17596 15529000 PRN SOLE 0 0 0 PROSPECT CAPITAL NOTE 6.375% 3/0 74348TAT9 7238 6580000 PRN SOLE 0 0 0 RADIUS HEALTH NOTE 3.000% 9/0 750469AA6 969 1000000 PRN SOLE 0 0 0 REVANCE THERAPEUTICS NOTE 1.750% 2/1 761330AB5 15254 16238000 PRN SOLE 0 0 0 RINGCENTRAL NOTE 3/0 76680RAF4 2479 2837000 PRN SOLE 0 0 0 RINGCENTRAL NOTE 3/1 76680RAH0 199 240000 PRN SOLE 0 0 0 ROYAL CARIBBEAN CRUISES NOTE 4.250% 6/1 780153BB7 5685 4340000 PRN SOLE 0 0 0 SSR MINING NOTE 2.500% 4/0 784730AB9 26551 18939000 PRN SOLE 0 0 0 SEA LIMITED NOTE 0.250% 9/1 81141RAG5 801 1000000 PRN SOLE 0 0 0 SHAKE SHACK NOTE 3/0 819047AB7 1121 1388000 PRN SOLE 0 0 0 SHIFT4 PAYMENTS NOTE 12/1 82452JAB5 4040 3850000 PRN SOLE 0 0 0 SHIP FINANCE INTERNATIONAL NOTE 4.875% 5/0 824689AG8 1265 1225000 PRN SOLE 0 0 0 SHOPIFY NOTE 0.125%11/0 82509LAA5 23660 24859000 PRN SOLE 0 0 0 SMART GLOBAL HOLDINGS NOTE 2.250% 2/1 83205YAB0 2896 2000000 PRN SOLE 0 0 0 SNAP NOTE 0.250% 5/0 83304AAD8 5324 3000000 PRN SOLE 0 0 0 SOLAREDGE TECHNOLOGIES NOTE 9/1 83417MAD6 3274 2380000 PRN SOLE 0 0 0 SOUTHWEST AIRLINES NOTE 1.250% 5/0 844741BG2 23691 17410000 PRN SOLE 0 0 0 SPLUNK NOTE 0.500% 9/1 848637AC8 2913 2550000 PRN SOLE 0 0 0 SPLUNK NOTE 1.125% 9/1 848637AD6 21350 17850000 PRN SOLE 0 0 0 BLOCK NOTE 0.125% 3/0 852234AF0 2038 1550000 PRN SOLE 0 0 0 STRIDE NOTE 1.125% 9/0 86333MAA6 2767 2775000 PRN SOLE 0 0 0 SUMMIT HOTEL PROPERTIES NOTE 1.500% 2/1 866082AA8 10738 10300000 PRN SOLE 0 0 0 SIXTH STREET SPECIALTY LENDING NOTE 4.500% 8/0 87265KAD4 12270 9595000 PRN SOLE 0 0 0 TEAM NOTE 5.000% 8/0 878155AE0 784 871000 PRN SOLE 0 0 0 TEEKAY NOTE 5.000% 1/1 87900YAE3 302 296000 PRN SOLE 0 0 0 THERAVANCE BIOPHARMA NOTE 3.250%11/0 88339KAA0 1194 1250000 PRN SOLE 0 0 0 TRANSOCEAN DEB 0.500% 1/3 893830BJ7 1183 1250000 PRN SOLE 0 0 0 TYLER TECHNOLOGIES NOTE 0.250% 3/1 902252AB1 15742 14295000 PRN SOLE 0 0 0 VISHAY INTERTECHNOLOGY NOTE 2.250% 6/1 928298AP3 3015 3000000 PRN SOLE 0 0 0 WESTERN DIGITAL NOTE 1.500% 2/0 958102AP0 6566 6800000 PRN SOLE 0 0 0 WINNEBAGO INDUSTRIES NOTE 1.500% 4/0 974637AB6 12334 11264000 PRN SOLE 0 0 0 ZENDESK NOTE 0.625% 6/1 98936JAD3 7130 5630000 PRN SOLE 0 0 0 ZILLOW GROUP INC. NOTE 2.750% 5/1 98954MAH4 9221 8135000 PRN SOLE 0 0 0