Chief Operating Officer

0001009012-14-000011.txt : 20140801 0001009012-14-000011.hdr.sgml : 20140801 20140801150733 ACCESSION NUMBER: 0001009012-14-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 EFFECTIVENESS DATE: 20140801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 141009798 BUSINESS ADDRESS: STREET 1: 1033 SKOKIE BLVD., SUITE 310 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8472397100 MAIL ADDRESS: STREET 1: 1033 SKOKIE BLVD., SUITE 310 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009012 XXXXXXXX 06-30-2014 06-30-2014 ZAZOVE ASSOCIATES LLC

1033 SKOKIE BLVD., SUITE 310 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-05338 N Steven Kleiman Chief Operating Officer 847-239-7100 Steven Kleiman Northbrook IL 08-01-2014 0 98 2528 false INFORMATION TABLE 2 zazove13f063014.xml AMERICAN INTERNATIONAL GROUP (1/19/21 $45.00) *W EXP 01/19/202 026874156 25096 943448 SH SOLE 943448 0 0 AMERICAN INTERNATIONAL GROUP, INC. COM NEW 026874784 55 1000 SH SOLE 1000 0 0 AURICO GOLD INC. COM 05155C105 1077 252910 SH SOLE 252910 0 0 BANK OF AMERICA $72.50 7.25 CNV PFD L 060505682 387 330 SH SOLE 330 0 0 BLACKROCK SENIOR HIGH INCOME COM 09255R103 766 186921 SH SOLE 186921 0 0 CUMULUS MEDIA INC CL A 231082108 1698 257699 SH SOLE 257699 0 0 DIREXION DAILY GOLD MINERS BULL 3X DAILY GOLD MINER 25459Y389 2774 60000 SH SOLE 60000 0 0 DURECT CORPORATION COM 266605104 1589 873140 SH SOLE 873140 0 0 EASTMAN KODAK (9/3/18 $14.93) *W EXP 09/03/201 277461133 163 17313 SH SOLE 17313 0 0 EASTMAN KODAK (9/3/18 $16.12) *W EXP 09/03/201 277461141 159 17313 SH SOLE 17313 0 0 EASTMAN KODAK COMPANY COM NEW 277461406 6127 250372 SH SOLE 250372 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 3144 201785 SH SOLE 201785 0 0 EATON VANCE SHORT DURATION DIVERSIFIED INC FUND COM 27828V104 63 4133 SH SOLE 4133 0 0 EMMIS COMMUNICATION CL A 291525103 3229 1079897 SH SOLE 1079897 0 0 EMMIS COMMUNICATIONS CORP $3.125 PFD CV SER A 291525202 6704 443270 SH SOLE 443270 0 0 GENERAL MOTORS CORP - CLASS B (7/10/19 $18.33) *W EXP 07/10/201 37045V126 13497 727200 SH SOLE 727200 0 0 GENERAL MOTORS CORP - CLASS C (12/31/15 $42.31) *W EXP 12/31/201 37045V134 5618 2238351 SH SOLE 2238351 0 0 IRIDIUM COMMUNICATIONS $16.25 PERP PFD CNV B ADDED 46269C409 4673 14000 SH SOLE 14000 0 0 JP MORGAN CHASE & CO. (10/28/18 $42.42) *W EXP 10/28/201 46634E114 6073 314163 SH SOLE 314163 0 0 KEYCORP $7.75 PFD 7.75 SR A 493267405 7019 53527 SH SOLE 53527 0 0 KINDER MORGAN ENERGY PARTNERS (5/25/17 $40.00) *W EXP 05/25/201 49456B119 34698 12481254 SH SOLE 12481254 0 0 LIBERTY MEDIA CL A 531229102 1367 10000 SH SOLE 10000 0 0 NEW YORK COMMUNITY BANCORP TRUST UNIT 11/01/2051 64944P307 33148 671289 SH SOLE 671289 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM SHS 6706EN100 429 34542 SH SOLE 34542 0 0 NUVEEN FLOATING RATE INCOME FUND COM 67072T108 388 32071 SH SOLE 32071 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM SHS 67073D102 2322 248024 SH SOLE 248024 0 0 RADIO ONE, INC. CL D NON VTG 75040P405 6283 1274502 SH SOLE 1274502 0 0 STANLEY BLACK & DECKER INC. UNIT 99/99/9999 854502309 180416 1357790 SH SOLE 1357790 0 0 THOMPSON CREEK METALS COMPANY, INC. COM 884768102 2999 1013077 SH SOLE 1013077 0 0 THOMPSON CREEK METALS COMPANY, INC. 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