13F-HR 1 d13fhr.txt FORM 13 F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DePrince Race & Zollo, Inc. --------------------------------------------- Address: 201 S. Orange Ave Suite 850 --------------------------------------------- Orlando Fl 32801 --------------------------------------------- --------------------------------------------- Form 13F File Number: 28-05268 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Victor A Zollo JR --------------------------------------------- Title: Principal --------------------------------------------- Phone: 407-420-9903 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Victor A. Zollo, Jr. Orlando, FL 8/5/2002 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 1 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ 3M COMPANY COM 88579Y101 14,711 119,600 AAR CORP COM COM 000361105 5,950 583,300 ABBOTT LABS COM COM 002824100 21,092 560,200 VANTA CORP CL B CLB 007942204 5,810 531,600 ALCAN INC. COM 013716105 780 20,800 ALLEGHENY TECHNOLOGIES COM 01741R102 1,409 89,200 ALLSTATE CORP COM COM 020002101 15,480 418,600 ALLTEL CORP COM COM 020039103 26,917 572,700 AMER ELEC PWR COM COM 025537101 15,120 377,800 AMERICA FIRST MTG INVT COM COM 023934102 13,362 1,356,500 AMERICAN HOME MTG HLDG COM COM 02660m108 2,717 217,500 AMERICAN MTG ACCEP CO SH BEN INT COM 027568104 1,584 118,200 ANALYSTS INTL CORP COM COM 032681108 2,338 550,200 ANNALY MTG MGMT INC COM 035710409 37,743 1,945,500 ANTHRICITE CAPITAL INC COM 037023108 795 60,000 AQUILA INC COM COM 03840P102 5,200 650,000 ARCH COAL, INC. COM 039380100 4,317 190,100 ASTORIA FINL CORP COM COM 046265104 4,855 151,490 ASTRO-MED INC NEW COM COM 04638f108 592 159,674 BANK NEW YORK INC COM 064057102 21,232 629,100 Column Total 202,003
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- 3M COMPANY X 119,600 AAR CORP COM X 583,300 ABBOTT LABS COM X 560,200 VANTA CORP CL B X 531,600 ALCAN INC. X 20,800 ALLEGHENY TECHNOLOGIES X 89,200 ALLSTATE CORP COM X 418,600 ALLTEL CORP COM X 572,700 AMER ELEC PWR COM X 377,800 AMERICA FIRST MTG INVT COM X 1,356,500 AMERICAN HOME MTG HLDG COM X 217,500 AMERICAN MTG ACCEP CO SH BEN INT X 118,200 ANALYSTS INTL CORP COM X 550,200 ANNALY MTG MGMT INC X 1,945,500 ANTHRICITE CAPITAL INC X 60,000 AQUILA INC COM X 650,000 ARCH COAL, INC. X 190,100 ASTORIA FINL CORP COM X 151,490 ASTRO-MED INC NEW COM X 159,674 BANK NEW YORK INC X 629,100
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 2 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ BAUSCH & LOMB INC COM COM 071707103 20,936 618,500 BELLSOUTH CORP COM COM 079860102 27,270 865,700 BOEING CO COM COM 097023105 18,540 412,000 BOISE CASCADE CORP COM 097383103 29,547 855,700 BOWATER INC COM COM 102183100 12,772 234,900 BRIGGS & STRATTON CORP COM COM 109043109 11,142 290,600 BRISTOL MYERS SQUIBB COM 110122108 25,566 994,800 BROOKLINE BANCORP INC COM COM 113739106 506 20,000 BRUSH ENGINEERED MATLS COM 117421107 1,037 83,600 BURLINGTON RES COM 122014103 11,145 293,300 CABOT CORP COM 127055101 23,003 802,900 CALLAWAY GOLF COM 131193104 25,051 1,581,500 CARAUSTAR INDS COM 140909102 13,775 1,103,800 CARLISLE COS INC COM COM 142339100 11,537 256,500 CARNIVAL CORP CL A CLA 143658102 17,143 619,100 CENTURY ALUM CO COM COM 156431108 7,407 497,425 CERES GROUP COM 156772105 488 125,000 CHUBB CORP COM COM 171232101 17,318 244,600 CNF TRANSPORTATION COM 12612W104 3,513 92,500 COASTAL BANCORP INC COM COM 19041P105 9,447 297,450 Column Total 287,142
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- X BAUSCH & LOMB INC COM X 618,500 BELLSOUTH CORP COM X 865,700 BOEING CO COM X 412,000 BOISE CASCADE CORP X 855,700 BOWATER INC COM X 234,900 BRIGGS & STRATTON CORP COMCOM X 290,600 BRISTOL MYERS SQUIBB X 994,800 BROOKLINE BANCORP INC COM X 20,000 BRUSH ENGINEERED MATLS X 83,600 BURLINGTON RES X 293,300 CABOT CORP X 802,900 CALLAWAY GOLF X 1,581,500 CARAUSTAR INDS X 1,103,800 CARLISLE COS INC COM X 256,500 CARNIVAL CORP CL A X 619,100 CENTURY ALUM CO COM X 497,425 CERES GROUP X 125,000 CHUBB CORP COM X 244,600 CNF TRANSPORTATION X 92,500 COASTAL BANCORP INC COM X 297,450
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 3 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ COHU INC COM COM 192576106 1,723 99,700 COLGATE-PALMOLIVE COM 194162103 17,317 346,000 COLLINS INDS INC COM COM 194858106 280 61,600 COLUMBUS MCKINNON N Y COM COM 199333105 5,361 620,460 COMMONWEALTH INDUSTRIES INC DELAWARE COM 203004106 1,061 147,600 COMMUNITY BK SYS INC COM COM 203607106 787 24,400 CONSOL ENERGY INC COM COM 20854P109 6,282 295,600 COOPER INDS COM CL A CLA G24182100 9,460 240,700 COURIER CORP COM COM 222660102 1,146 28,675 CPI CORP COM COM 125902106 1,754 90,000 CROMPTON CORP COM COM 227116100 12,698 995,900 CUMMINS INC COM COM 231021106 24,113 728,500 DIEBOLD INC COM COM 253651103 16,248 436,300 DIXIE GROUP, INC. COM 255519100 3,177 512,400 DONNELLY CORP CL A CLA 257870105 497 18,400 DOW CHEM CO COM COM 260543103 18,414 535,600 EASTERN CO COM 276317104 2,025 140,650 EASTMAN KODAK CO COM 277461109 20,999 719,900 EL PASO CORP COM COM 28336L109 18,819 913,100 EMERSON ELEC CO COM COM 291011104 19,617 366,600 Column Total 181,777
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- COHU INC COM X 99,700 COLGATE-PALMOLIVE X 346,000 COLLINS INDS INC COM X 61,600 COLUMBUS MCKINNON N Y COM X 620,460 COMMONWEALTH INDUSTRIES INC DELAWARE X 147,600 COMMUNITY BK SYS INC COM X 24,400 CONSOL ENERGY INC COM X 295,600 COOPER INDS COM CL A X 240,700 COURIER CORP COM X 28,675 CPI CORP COM X 90,000 CROMPTON CORP COM X 995,900 CUMMINS INC COM X 728,500 DIEBOLD INC COM X 436,300 DIXIE GROUP, INC. X 512,400 DONNELLY CORP CL A X 18,400 DOW CHEM CO COM X 535,600 EASTERN CO X 140,650 EASTMAN KODAK CO X 719,900 EL PASO CORP COM X 913,100 EMERSON ELEC CO COM X 366,600
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 4 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ ENERGY EAST CORP COM COM 29266m109 5,519 244,200 ENTERTAINMENT PPTYS TR COM SH BEN INT COM 29380t105 2,517 102,100 FALCON PRODS INC COM COM 306075102 1,234 202,300 FBR ASSET INVT CORP COM COM 30241E303 15,461 463,600 FIRSTFED AMER BANCORP COM COM 337929103 3,639 152,900 FLEETBOSTON FINL CORP COM 339030108 20,101 621,364 FORD MTR CO COM COM 345370860 19,792 1,237,000 FRANKLIN BK N A MICH COM COM 352456107 937 49,300 FREQUENCY ELECTRS INC COM COM 358010106 6,043 671,400 GATX CORP COM COM 361448103 15,465 513,800 GENERAL MLS INC COM COM 370334104 23,878 541,700 HARDINGE INC COM COM 412324303 664 65,900 HEINZ H J CO COM COM 423074103 21,861 531,900 HELIX TECHNOLOGY CORP COM 423319102 50,601 2,456,353 HONEYWELL INC COM COM 438516106 25,056 711,200 HOWELL CORP COM COM 443051107 1,361 102,303 IBERIABANK CORP COM 450828108 15,507 382,500 IKON OFFICE SOLUTIONS COM 451713101 28,706 3,053,800 IMPERIAL CHEM INDS COM 452704505 9,798 509,008 INGLES MKTS INC CL A CLA 457030104 8,219 648,200 Column Total 276,357
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- ENERGY EAST CORP COM X 244,200 ENTERTAINMENT PPTYS TR COM SH BEN INT X 102,100 FALCON PRODS INC COM X 202,300 FBR ASSET INVT CORP COM X 463,600 FIRSTFED AMER BANCORP COM X 152,900 FLEETBOSTON FINL CORP X 621,364 FORD MTR CO COM X 1,237,000 FRANKLIN BK N A MICH COM X 49,300 FREQUENCY ELECTRS INC COM X 671,400 GATX CORP COM X 513,800 GENERAL MLS INC COM X 541,700 HARDINGE INC COM X 65,900 HEINZ H J CO COM X 531,900 HELIX TECHNOLOGY CORP X 2,456,353 HONEYWELL INC COM X 711,200 HOWELL CORP COM X 102,303 IBERIABANK CORP X 382,500 IKON OFFICE SOLUTIONS X 3,053,800 IMPERIAL CHEM INDS X 509,008 INGLES MKTS INC CL A X 648,200
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 5 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ INTERFACE INC CL A CLA 458665106 451 56,100 INTERMET CORP COM 45881K104 27,843 2,592,500 INTERNATIONAL ALUM CP COM COM 458884103 773 37,700 INTERPUBLIC GROUP COS COM 460690100 14,839 599,300 INT'L FLAV&FRA COM 459506101 8,006 246,400 INTL PAPER CO COM COM 460146103 12,547 287,900 KAYDON CORP COM COM 486587108 11,600 491,300 KELLY SVCS INC CL A CLA 488152208 2,895 107,200 KENNAMETAL INC COM COM 489170100 9,106 248,800 KERR MCGEE CORP COM COM 492386107 16,916 315,900 KLAMATH FIRST BANCORP COM COM 49842P103 2,430 155,000 LIMITED BRANDS INC COM COM 532716107 10,539 494,798 LONDON PAC GROUP LTD SPONSORED ADR COM 542073200 616 182,770 LSI INDS INC COM COM 50216C108 8,568 466,400 LUFKIN INDS INC COM COM 549764108 664 23,000 LYONDELL CHEMICAL COMPANY COM 552078107 2,649 175,400 MARSH & MCLENNAN COM 571748102 8,907 92,200 MAY DEPT. STORE COM 577778103 16,748 508,600 MCG CAPITAL CORP COM COM 58047P107 11,727 701,800 MCSI INC COM 55270m108 11,865 1,046,300 Column Total 179,689
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- INTERFACE INC CL A X 56,100 INTERMET CORP X 2,592,500 INTERNATIONAL ALUM CP COM X 37,700 INTERPUBLIC GROUP COS X 599,300 INT'L FLAV&FRA X 246,400 INTL PAPER CO COM X 287,900 KAYDON CORP COM X 491,300 KELLY SVCS INC CL A X 107,200 KENNAMETAL INC COM X 248,800 KERR MCGEE CORP COM X 315,900 KLAMATH FIRST BANCORP COM X 155,000 LIMITED BRANDS INC COM X 494,798 LONDON PAC GROUP LTD SPONSORED ADR X 182,770 LSI INDS INC COM X 466,400 LUFKIN INDS INC COM X 23,000 LYONDELL CHEMICAL COMPANY X 175,400 MARSH & MCLENNAN X 92,200 MAY DEPT. STORE X 508,600 MCG CAPITAL CORP COM X 701,800 MCSI INC COM X 1,046,300
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 6 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ MEADOWBROOK COM 58319P108 740 225,000 MERIDIAN BIOSCIENCE COM 589584101 657 95,222 MERRILL LYNCH & CO COM 590188108 27,657 682,900 MET PRO CORP COM COM 590876306 1,170 80,600 MILLENNIUM CHEMICALS COM COM 599903101 12,950 921,700 MISONIX INC COM 604871103 2,361 375,400 MOCON INC COM 607494101 1,218 133,900 MTS SYS CORP COM COM 553777103 1,275 101,600 NEW YORK CMNTY BANCORP COM COM 649445103 12,955 485,563 NN INC COM 629337106 50,906 3,977,050 NORDSTROM INC COM COM 655664100 10,000 441,500 NSTAR COM COM 67019e107 4,847 108,230 NUI CORP COM COM 629431107 4,037 146,800 NYMAGIC INC COM COM 629484106 1,310 85,900 OLIN CORP COM PAR $1 COM 680665205 14,176 640,000 ONE LIBERTY PPTYS INC COM COM 682406103 1,490 100,000 PALL CORP COM COM 696429307 23,128 1,114,600 PARK ELECTROCHEMICAL COM 700416209 22,654 854,850 PARTNERRE LTD COM COM G6852T105 14,577 297,800 PARTNERS TR FINL GP COM COM 70213A103 1,200 75,000 Column Total 209,309
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- MEADOWBROOK X 225,000 MERIDIAN BIOSCIENCE X 95,222 MERRILL LYNCH & CO X 682,900 MET PRO CORP COM X 80,600 MILLENNIUM CHEMICALS COM X 921,700 MISONIX INC X 375,400 MOCON INC X 133,900 MTS SYS CORP COM X 101,600 NEW YORK CMNTY BANCORP COM X 485,563 NN INC X 3,977,050 NORDSTROM INC COM X 441,500 NSTAR COM X 108,230 NUI CORP COM X 146,800 NYMAGIC INC COM X 85,900 OLIN CORP COM PAR $1 X 640,000 ONE LIBERTY PPTYS INC COM X 100,000 PALL CORP COM X 1,114,600 PARK ELECTROCHEMICAL X 854,850 PARTNERRE LTD COM X 297,800 PARTNERS TR FINL GP COM X 75,000
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 7 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COM COM 704549104 10,298 363,900 PENNEY J C INC COM COM 708160106 11,612 527,350 PERKINELMER INC COM COM 714046109 32,943 2,981,300 PHARMACIA CORP COM COM 71713U102 21,275 568,100 PHILLIPS ELECTRONICS COM 500472303 11,829 428,600 PIONEER STD ELECTRS COM 723877106 13,211 1,271,500 PLAN VISTA CORP COM 72701P105 19,052 5,366,700 PLAN VISTA RESTRICTED COM 72701P105 1,965 553,500 PNC BK CORP COM COM 693475105 20,651 395,000 POCAHONTAS COM 730234101 957 92,780 POLYONE CORP COM COM 73179P106 13,487 1,198,800 POPE & TALBOT INC COM 732827100 26,964 1,439,640 POTOMAC EL PWR COM COM 737679100 8,656 403,000 PRAXAIR INC COM COM 74005P104 14,271 250,500 PSYCHEMEDICS CORP COM COM 744375106 1,503 502,600 PXRE CORP COM G73018106 37,890 1,633,200 QUAKER CHEM CORP COM COM 747316107 13,586 554,550 RICHARDSON ELECTRS COM 763165107 20,786 1,937,200 ROBBINS & MYERS INC COM COM 770196103 1,575 60,000 ROCKWELL COLLINS INC COM 774341101 22,951 837,000 Column Total 305,464
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORP COM X 363,900 PENNEY J C INC COM X 527,350 PERKINELMER INC COM X 2,981,300 PHARMACIA CORP X 568,100 PHILLIPS ELECTRONICS X 428,600 PIONEER STD ELECTRS X 1,271,500 PLAN VISTA CORP X 5,366,700 PLAN VISTA RESTRICTED X 553,500 PNC BK CORP COM X 395,000 POCAHONTAS X 92,780 POLYONE CORP COM X 1,198,800 POPE & TALBOT INC X 1,439,640 POTOMAC EL PWR COM COM X 403,000 PRAXAIR INC COM X 250,500 PSYCHEMEDICS CORP COM X 502,600 PXRE CORP X 1,633,200 QUAKER CHEM CORP COM X 554,550 RICHARDSON ELECTRS X 1,937,200 ROBBINS & MYERS INC COM X 60,000 ROCKWELL COLLINS INC X 837,000
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 8 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ ROHM & HAAS COM 775371107 22,027 544,000 RYDER SYS INC COM COM 783549108 9,281 342,600 SAPPI LTD SPON ADR NEW COM 803069202 9,539 680,400 SBC COMMUNICATIONS COM 78387G103 25,042 821,058 SCHERING PLOUGH CORP COM 806605101 19,869 807,700 SCHLUMBERGER LTD COM 806857108 17,321 372,500 SCOTTISH ANNUITY&LIFE ORD COM g7885t104 509 26,700 SEA CONTAINERS LTD CL A CLA 811371707 13,965 969,800 SMITH A O COM COM 831865209 13,698 438,900 SOVEREIGN BANCORP INC COM COM 845905108 2,076 138,860 SPAN AMER MED SYS INC COM COM 846396109 1,319 165,505 STIFEL FINL CORP COM COM 860630102 320 25,600 SUN HYDRAULICS CORP COM COM 866942105 210 26,000 SUSQUEHANNA BKSHS PA COM COM 869099101 3,547 156,200 SWS GROUP INC COM COM 78503N107 4,241 216,137 SYNALLOY CP DEL COM COM 871565107 489 162,500 TASTY BAKING CO COM COM 876553306 6,950 514,825 TECO ENERGY INC COM COM 872375100 15,593 630,000 TEEKAY SHIPPING CORP COM Y8564W103 28,092 761,100 TIMBERLINE SOFTWARE CP COM COM 887134104 794 145,898 Column Total 194,883
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- ROHM & HAAS X 544,000 RYDER SYS INC COM X 342,600 SAPPI LTD SPON ADR NEW X 680,400 SBC COMMUNICATIONS X 821,058 SCHERING PLOUGH CORP X 807,700 SCHLUMBERGER LTD X 372,500 SCOTTISH ANNUITY&LIFE ORD X 26,700 SEA CONTAINERS LTD CL A X 969,800 SMITH A O COM X 438,900 SOVEREIGN BANCORP INC COM X 138,860 SPAN AMER MED SYS INC COM X 165,505 STIFEL FINL CORP COM X 25,600 SUN HYDRAULICS CORP COM X 26,000 SUSQUEHANNA BKSHS PA COM X 156,200 SWS GROUP INC COM X 216,137 SYNALLOY CP DEL COM X 162,500 TASTY BAKING CO COM X 514,825 TECO ENERGY INC COM X 630,000 TEEKAY SHIPPING CORP X 761,100 TIMBERLINE SOFTWARE CP COM X 145,898
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------ Page 9 of 9 ------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of CUSIP Fair Market Value Shares of Class Number Principal Amount ------------------------------------------------------------------------------------------------------------ TRANSTECHNOLOGY CORP COM 893889105 17,662 1,556,100 TRENWICK GROUP LTD COM COM G9032C109 17,578 2,343,700 TSAKOS ENERGY NAVIGATN SHS COM G9108L108 9,645 688,900 UNITED GUARDIAN INC COM COM 910571108 791 147,000 US BANCORP DEL COM COM 902973304 17,216 737,304 VERIZON COMM COM 92343v104 26,221 653,066 VINTAGE PETE INC COM COM 927460105 14,021 1,178,200 WASHINGTON FED INC COM COM 938824109 4,529 179,300 WELLMAN INC COM 949702104 31,889 1,903,800 WELLS FINL CORP COM COM 949759104 2,415 105,000 WESTFIELD FINANCIAL COM COM 96008D101 245 15,800 WESTWOOD HLDGS GROUP COM COM 961765104 756 54,022 WILLIAMS COS INC COM 969457100 7,962 1,329,200 WILLOW GROVE BANCORP COM COM 97111W101 2,757 235,000 WOODHEAD INDS INC COM COM 979438108 1,659 96,800 Column Total 155,344 Aggregate Total 1,991,968
--------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Managers Voting Authority See Instr. (Shares) ------------------------------------ V ------------------------------------- (a) (b) Shared (c) Sole As Defined shared (a) sole (b) shared (c) None in Instr. V other --------------------------------------------------------------------------------------------------------------------------------- TRANSTECHNOLOGY CORP X 1,556,100 TRENWICK GROUP LTD COM X 2,343,700 TSAKOS ENERGY NAVIGATN SHS X 688,900 UNITED GUARDIAN INC COM X 147,000 US BANCORP DEL COM X 737,304 VERIZON COMM X 653,066 VINTAGE PETE INC COM X 1,178,200 WASHINGTON FED INC COM X 179,300 WELLMAN INC X 1,903,800 WELLS FINL CORP COM X 105,000 WESTFIELD FINANCIAL COM X 15,800 WESTWOOD HLDGS GROUP COM X 54,022 WILLIAMS COS INC X 1,329,200 WILLOW GROVE BANCORP COM X 235,000 WOODHEAD INDS INC COM X 96,800