13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Report for the Calendar Year or Quarter Ended: March 31, 2001 --------------- Check here if Amendment [_]; Amendment Number: ________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DePrince Race & Zollo, Inc. --------------------------- Address: 201 S. Orange Ave Suite 850 --------------------------- Orlando, FL 32801 --------------------------- Form 13F File Number: 28- _________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Race -------------------------- Title: Principal -------------------------- Phone: 407-420-9903 -------------------------- Signature, Place, and Date of Signing: /s/ John D. Race Orlando, FL 5-14-01 -------------------- --------------------- ------------- [Signature] [City State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
FORM 13 F Page__ 1_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc. ------------------------------------------------------------------------------------------------------------------------------------ Item: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Series) Class Number Value --------------------- See Instr. ------------------------- Principal (a) (b) Shared (c) V Amount Sole As Defined shared in Instr. other (a) sole (b) shared (c) None ------------------------------------------------------------------------------------------------------------------------------------ AAR CORP COM COM 000361105 8,522 667,900 X 667,900 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ADVANTA CORP CL B CLB 007942204 7,249 529,600 X 529,600 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AIRBORNE INC COM 009269101 7,665 753,700 X 753,700 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AK STL HLDG CORP COM COM 001547108 10,492 1,044,000 X 1,044,000 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ALCAN ALUMINIUM NEW COM COM 013716105 288 8,000 X 8,000 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ALCOA INC COM 013817101 14,421 401,152 X 401,152 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COM COM 020002101 11,328 270,100 X 270,100 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ALLTEL CORP COM COM 020039103 21,650 412,700 X 412,700 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERICA ONLINE INC DEL COM COM 02364J104 442 11,000 X 11,000 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN CAPITAL STRAT COM COM 024937104 6,606 259,700 X 259,700 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS CO COM COM 025816109 260 6,300 X 6,300 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN HOME PRODS CP COM COM 026609107 14,629 249,000 X 249,000 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN INTL GROUP COM COM 026874107 371 4,612 X 4,612 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANGELICA CORP COM COM 034663104 740 63,800 X 63,800 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANNALY MTG MGMT INC COM COM 035710409 15,891 1,411,300 X 1,411,300 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANTHRICITE CAPITAL INC COM 037023108 8,548 885,800 X 885,800 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS COM 038222105 218 5,000 X 5,000 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ARVINMERITOR INC COM COM 043353101 14,632 1,065,700 X 1,065,700 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ASTRO-MED INC NEW COM COM 04638f108 538 138,874 X 138,874 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BALL CORP COM COM 058498106 8,991 196,000 X 196,000 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 153,482 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 3_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc. ----------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares) --------------------------- ----------------------------- Class Number Market Principal (a) (b) Shared (c) See Instr. Value Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. V other ----------------------------------------------------------------------------------------------------------------------------------- CNF TRANSPORTATION COM 12612W104 3,019 104,500 X 104,500 ----------------------------------------------------------------------------------------------------------------------------------- COASTAL BANCORP INC COM COM 19041P105 1,086 40,500 X 40,500 ----------------------------------------------------------------------------------------------------------------------------------- COASTCAST CORP COM COM 19057t108 2,433 228,000 X 228,000 ----------------------------------------------------------------------------------------------------------------------------------- COHU INC COM COM 192576106 2,451 157,500 X 157,500 ----------------------------------------------------------------------------------------------------------------------------------- COLLINS INDS INC COM COM 194858106 193 61,600 X 61,600 ----------------------------------------------------------------------------------------------------------------------------------- COLUMBUS MCKINNON N Y COM COM 199333105 3,812 487,900 X 487,900 ----------------------------------------------------------------------------------------------------------------------------------- COMMERCIAL FEDERAL CP COM COM 201647104 15,931 714,400 X 714,400 ----------------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORP COM 22160k105 208 5,300 X 5,300 ----------------------------------------------------------------------------------------------------------------------------------- COURIER CORP COM COM 222660102 429 13,950 X 13,950 ----------------------------------------------------------------------------------------------------------------------------------- DATA RESH ASSOC INC COM COM 237853106 291 47,500 X 47,500 ----------------------------------------------------------------------------------------------------------------------------------- DEVX ENERGY INC COM NEW COM 25189p203 1,063 126,500 X 126,500 ----------------------------------------------------------------------------------------------------------------------------------- DIAL CORP DEL COM COM 25247D101 6,668 533,400 X 533,400 ----------------------------------------------------------------------------------------------------------------------------------- DIEBOLD INC COM COM 253651103 20,982 764,100 X 764,100 ----------------------------------------------------------------------------------------------------------------------------------- DONNELLY CORP CL A CLA 257870105 823 62,600 X 62,600 ----------------------------------------------------------------------------------------------------------------------------------- E M C CORP MASS COM COM 268648102 203 6,900 X 6,900 ----------------------------------------------------------------------------------------------------------------------------------- EAST TEX FINL SVCS COM COM 275572105 281 34,600 X 34,600 ----------------------------------------------------------------------------------------------------------------------------------- EASTERN CO COM COM 276317104 1,585 110,050 X 110,050 ----------------------------------------------------------------------------------------------------------------------------------- EASTMAN KODAK CO COM COM 277461109 4,501 112,826 X 112,826 ----------------------------------------------------------------------------------------------------------------------------------- EDWARDS AG INC COM COM 281760108 18,770 507,300 X 507,300 ----------------------------------------------------------------------------------------------------------------------------------- EMERSON ELEC CO COM COM 291011104 19,059 307,400 X 307,400 ----------------------------------------------------------------------------------------------------------------------------------- Column Total 103,787 -----------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 4_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc.
------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares) of Market ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. V other ------------------------------------------------------------------------------------------------------------------------------------ EVERTRUST FINL GROUP COM COM 300412103 764 57,100 X 57,100 ------------------------------------------------------------------------------------------------------------------------------------ FALCON PRODS INC COM COM 306075102 787 100,200 X 100,200 ------------------------------------------------------------------------------------------------------------------------------------ FIRST ESSEX BANCORP COM COM 320103104 222 11,300 X 11,300 ------------------------------------------------------------------------------------------------------------------------------------ FIRST FED BANC- SHARES COM COM 32021B103 2,270 158,600 X 158,600 ------------------------------------------------------------------------------------------------------------------------------------ FIRST NIAGARA FINL GRP COM COM 33582u100 665 59,400 X 59,400 ------------------------------------------------------------------------------------------------------------------------------------ FIRST VA BANKS INC COM COM 337477103 8,637 199,140 X 199,140 ------------------------------------------------------------------------------------------------------------------------------------ FLEETBOSTON FINL CORP COM COM 339030108 19,138 506,968 X 506,968 ------------------------------------------------------------------------------------------------------------------------------------ FORD MTR CO COM 345370860 8,813 313,400 X 313,400 ------------------------------------------------------------------------------------------------------------------------------------ FOSTER WHEELER CORP COM COM 350244109 10,076 561,000 X 561,000 ------------------------------------------------------------------------------------------------------------------------------------ FPL GROUP INC COM COM 302571104 15,325 250,000 X 250,000 ------------------------------------------------------------------------------------------------------------------------------------ FRANKLIN BK N A MICH COM COM 352456107 634 49,500 X 49,500 ------------------------------------------------------------------------------------------------------------------------------------ GARAN INC COM COM 364802108 5,795 225,500 X 225,500 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL CABLE DEL NEW COM COM 369300108 6,469 596,200 X 596,200 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELEC CO COM COM 369604103 691 16,500 X 16,500 ------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC SPONSORED ADR COM 37733w105 22,003 420,700 X 420,700 ------------------------------------------------------------------------------------------------------------------------------------ GRAINGER W W INC COM COM 384802104 14,041 414,800 X 414,800 ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM COM 406216101 12,223 332,600 X 332,600 ------------------------------------------------------------------------------------------------------------------------------------ HARDINGE INC COM COM 412324303 313 23,500 X 23,500 ------------------------------------------------------------------------------------------------------------------------------------ HAVERTY FURNITURE INC COM COM 419596101 7,240 528,500 X 528,500 ------------------------------------------------------------------------------------------------------------------------------------ HEALTHPLAN SVCS CORP COM COM 421959107 35,880 4,594,100 X 4,594,100 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 171,984 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 6_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc. ==================================================================================================================================== Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority (Shares) of Number Market of -------------------------- ======================== Class Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V in Instr. V other (a) sole (b) shared (c) None ------------------------------------------------------------------------------------------------------------------------------------ ITLA CAP CORP COM COM 450565106 6,406 320,300 X 320,300 ------------------------------------------------------------------------------------------------------------------------------------ ITT INDS INC COM 450911102 9,006 232,400 X 232,400 ------------------------------------------------------------------------------------------------------------------------------------ JEFFERSON PILOT COM 475070108 14,447 212,800 X 212,800 ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON COM COM 478160104 367 4,200 X 4,200 ------------------------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & CO COM 46625h100 19,626 437,100 X 437,100 ------------------------------------------------------------------------------------------------------------------------------------ KENNAMETAL INC COM COM 489170100 14,479 526,500 X 526,500 ------------------------------------------------------------------------------------------------------------------------------------ KERR MCGEE CORP COM COM 492386107 8,528 131,400 X 131,400 ------------------------------------------------------------------------------------------------------------------------------------ KLAMATH FIRST BANCORP COM COM 49842P103 908 69,500 X 69,500 ------------------------------------------------------------------------------------------------------------------------------------ KNIGHTSBRIDGE TANKERS ORD COM G5299G106 21,705 888,200 X 888,200 ------------------------------------------------------------------------------------------------------------------------------------ LIMITED INC COM COM 532716107 11,218 713,600 X 713,600 ------------------------------------------------------------------------------------------------------------------------------------ LONDON PAC GROUP LTD SPONSORED ADR COM 542073101 4,178 861,400 X 861,400 ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA PAC CORP COM COM 546347105 9,704 1,009,800 X 1,009,800 ------------------------------------------------------------------------------------------------------------------------------------ LSI INDS INC COM COM 50216C108 10,985 499,300 X 499,300 ------------------------------------------------------------------------------------------------------------------------------------ MASCO CORP COM COM 574599106 15,582 645,500 X 645,500 ------------------------------------------------------------------------------------------------------------------------------------ MAY DEPT. STORE COM 577778103 8,596 242,269 X 242,269 ------------------------------------------------------------------------------------------------------------------------------------ MCCORMICK & CO INC COM 579780206 11,740 279,600 X 279,600 ------------------------------------------------------------------------------------------------------------------------------------ MCSI INC COM COM 55270m108 686 46,300 X 46,300 ------------------------------------------------------------------------------------------------------------------------------------ MEDTRONIC INC COM COM 585055106 210 4,600 X 4,600 ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO INC COM COM 589331107 493 6,500 X 6,500 ------------------------------------------------------------------------------------------------------------------------------------ MERIDIAN BIOSCIENCE INC COM 589584101 127 50,922 X 50,922 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 168,991 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 7_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc.
------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Title Of CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares) ------------------------- ------------------------------- Issuer Class Number Market Principal (a) (b) Shared (c) See Instr. Value Amount Sole As Defined shared V (a) sole (b)shared (c) None In Instr. other ------------------------------------------------------------------------------------------------------------------------------------ MET PRO COM 590876306 536 40,700 X 40,700 CORP COM ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT COM 594918104 328 6,000 X 6,000 CORP ------------------------------------------------------------------------------------------------------------------------------------ MILACRON COM 598709103 3,023 166,900 X 166,900 INC COM ------------------------------------------------------------------------------------------------------------------------------------ MILLENNIUM COM 599903101 4,598 280,900 X 280,900 CHEMICALS COM ------------------------------------------------------------------------------------------------------------------------------------ MINNESOTA MNG COM 604059105 17,870 171,993 X 171,993 & MFG CO COM ------------------------------------------------------------------------------------------------------------------------------------ MOCON INC COM 607494101 672 103,400 X 103,400 ------------------------------------------------------------------------------------------------------------------------------------ MURPHY OIL COM 626717102 10,513 157,900 X 157,900 CORP COM ------------------------------------------------------------------------------------------------------------------------------------ NN INC COM 629337106 27,840 3,480,050 X 3,480,050 ------------------------------------------------------------------------------------------------------------------------------------ NORDSTROM COM 655664100 11,844 727,500 X 727,500 INC COM ------------------------------------------------------------------------------------------------------------------------------------ NSTAR COM COM 67019e107 9,568 249,828 X 249,828 ------------------------------------------------------------------------------------------------------------------------------------ NUI CORP COM COM 629430109 4,687 173,600 X 173,600 ------------------------------------------------------------------------------------------------------------------------------------ OGE ENERGY COM 670837103 2,628 114,297 X 114,297 CORP COM ------------------------------------------------------------------------------------------------------------------------------------ OGLEBAY NORTON COM 677007106 327 12,400 X 12,400 CO COM ------------------------------------------------------------------------------------------------------------------------------------ OLIN CORP COM 680665205 10,935 536,300 X 536,300 COM PAR $1 ------------------------------------------------------------------------------------------------------------------------------------ ORACLE CORP COM COM 68389x105 207 13,800 X 13,800 ------------------------------------------------------------------------------------------------------------------------------------ OWENS & MINOR COM 690732102 7,801 471,900 X 471,900 INC NEW COM ------------------------------------------------------------------------------------------------------------------------------------ PALL CORP COM COM 696429307 17,972 819,900 X 819,900 ------------------------------------------------------------------------------------------------------------------------------------ PARKER HANNIFIN COM 701094104 16,162 406,900 X 406,900 CORP COM ------------------------------------------------------------------------------------------------------------------------------------ PEERLESS MFG COM 705514107 270 20,000 X 20,000 CO COM ------------------------------------------------------------------------------------------------------------------------------------ PENNEY J C COM 708160106 14,999 938,000 X 938,000 INC COM ------------------------------------------------------------------------------------------------------------------------------------ Column Total 162,780 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 8_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc.
------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Value Shares of Investment Discretion Managers Voting Authority (Shares) ----------------------- ------------------------------ Class Number Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other ------------------------------------------------------------------------------------------------------------------------------------ PEPSICO INC COM COM 713448108 14,108 321,000 X 321,000 ------------------------------------------------------------------------------------------------------------------------------------ PFF BANCORP INC COM COM 69331w104 4,083 178,000 X 178,000 ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM COM 717081103 657 16,050 X 16,050 ------------------------------------------------------------------------------------------------------------------------------------ PHELPS DODGE CORP COM COM 717265102 13,075 325,400 X 325,400 ------------------------------------------------------------------------------------------------------------------------------------ PHILADELPHIA SUBN CORP COM PAR $0.50 COM 718009608 1,975 83,825 X 83,825 ------------------------------------------------------------------------------------------------------------------------------------ PIONEER STD ELECTRS COM COM 723877106 17,908 1,461,900 X 1,461,900 ------------------------------------------------------------------------------------------------------------------------------------ PITNEY BOWES COM 724479100 4,500 129,500 X 129,500 ------------------------------------------------------------------------------------------------------------------------------------ POCAHONTAS COM 730234101 186 26,780 X 26,780 ------------------------------------------------------------------------------------------------------------------------------------ POLYONE CORP COM COM 73179P106 16,506 1,813,800 X 1,813,800 ------------------------------------------------------------------------------------------------------------------------------------ POPE & TALBOT INC COM COM 732827100 16,244 1,310,040 X 1,310,040 ------------------------------------------------------------------------------------------------------------------------------------ PRAXAIR INC COM COM 74005P104 14,105 315,900 X 315,900 ------------------------------------------------------------------------------------------------------------------------------------ PROCTER & GAMBLE CO COM COM 742718109 216 3,450 X 3,450 ------------------------------------------------------------------------------------------------------------------------------------ PROVIDENT BANKSHARES COM COM 743859100 5,957 266,248 X 266,248 ------------------------------------------------------------------------------------------------------------------------------------ PXRE CORP COM COM G73018106 18,263 1,113,600 X 1,113,600 ------------------------------------------------------------------------------------------------------------------------------------ QUAKER CHEM CORP COM COM 747316107 12,234 691,550 X 691,550 ------------------------------------------------------------------------------------------------------------------------------------ QUANEX CORP COM COM 747620102 10,673 594,600 X 594,600 ------------------------------------------------------------------------------------------------------------------------------------ RAIT INVT TR COM COM 749227104 1,379 100,000 X 100,000 ------------------------------------------------------------------------------------------------------------------------------------ RICHARDSON ELECTRS COM COM 763165107 15,992 1,236,100 X 1,236,100 ------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL INTL CORP COM COM 773903109 12,341 339,500 X 339,500 ------------------------------------------------------------------------------------------------------------------------------------ ROHM & HAAS COM 775371107 15,465 501,950 X 501,950 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 195,867 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 9_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc.
------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares) of Market ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. V other ------------------------------------------------------------------------------------------------------------------------------------ RPM INC OHIO COM COM 749685103 12,408 1,216,500 X 1,216,500 ------------------------------------------------------------------------------------------------------------------------------------ SAFECO CORP COM COM 786429100 15,142 537,200 X 537,200 ------------------------------------------------------------------------------------------------------------------------------------ SAFEWAY INC COM NEW COM 786514208 276 5,000 X 5,000 ------------------------------------------------------------------------------------------------------------------------------------ SAPPI LTD SPON ADR NEW COM 803069202 5,990 732,300 X 732,300 ------------------------------------------------------------------------------------------------------------------------------------ SBC COMMUNICATIONS COM 78387G103 13,094 293,392 X 293,392 ------------------------------------------------------------------------------------------------------------------------------------ SCANA CORP COM COM 80589m102 11,156 410,900 X 410,900 ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COM COM 806605101 16,764 458,900 X 458,900 ------------------------------------------------------------------------------------------------------------------------------------ SCHULMAN A INC COM COM 808194104 8,214 688,100 X 688,100 ------------------------------------------------------------------------------------------------------------------------------------ SEA CONTAINERS LTD CL A CLA 811371707 14,665 802,700 X 802,700 ------------------------------------------------------------------------------------------------------------------------------------ SELAS CORP AMER COM COM 816119101 265 70,600 X 70,600 ------------------------------------------------------------------------------------------------------------------------------------ SMITH A O COM COM 831865209 9,552 489,100 X 489,100 ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN CO COM COM 842587115 7,483 355,300 X 355,300 ------------------------------------------------------------------------------------------------------------------------------------ SOUTHWEST SECS GROUP COM COM 845224104 5,088 272,380 X 272,380 ------------------------------------------------------------------------------------------------------------------------------------ SOVEREIGN BANCORP COM 845905108 11,025 1,301,800 X 1,301,800 ------------------------------------------------------------------------------------------------------------------------------------ SPAN AMER MED SYS INC COM COM 846396109 772 158,305 X 158,305 ------------------------------------------------------------------------------------------------------------------------------------ SPARTECH CORP COM NEW COM 847220209 853 52,800 X 52,800 ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP COM COM 852061100 19,320 878,600 X 878,600 ------------------------------------------------------------------------------------------------------------------------------------ SUNOCO INC COM 86764p109 9,181 283,100 X 283,100 ------------------------------------------------------------------------------------------------------------------------------------ SUSQUEHANNA BKSHS PA COM COM 869099101 4,956 275,350 X 275,350 ------------------------------------------------------------------------------------------------------------------------------------ SYNALLOY CP DEL COM COM 871565107 272 54,400 X 54,400 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 166,476 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 10_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc.
------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares) of Market ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. V other ------------------------------------------------------------------------------------------------------------------------------------ TASTY BAKING CO COM COM 876553306 15,732 983,225 X 983,225 ------------------------------------------------------------------------------------------------------------------------------------ TEEKAY SHIPPING CORP COM COM Y8564W103 17,342 407,100 X 407,100 ------------------------------------------------------------------------------------------------------------------------------------ TELLABS INC COM COM 879664100 244 6,000 X 6,000 ------------------------------------------------------------------------------------------------------------------------------------ TEMPLE INLAND INC COM COM 879868107 13,156 297,300 X 297,300 ------------------------------------------------------------------------------------------------------------------------------------ TEXACO INC COM COM 881694103 12,941 194,900 X 194,900 ------------------------------------------------------------------------------------------------------------------------------------ THOMAS & BETTS CORP COM COM 884315102 10,248 590,300 X 590,300 ------------------------------------------------------------------------------------------------------------------------------------ TIMBERLINE SOFTWARE CP COM COM 887134104 304 99,398 X 99,398 ------------------------------------------------------------------------------------------------------------------------------------ TORCHMARK CORP COM 891027104 19,963 514,100 X 514,100 ------------------------------------------------------------------------------------------------------------------------------------ TRANSTECHNOLOGY CP DEL COM COM 893889105 308 59,200 X 59,200 ------------------------------------------------------------------------------------------------------------------------------------ TRW INC COM COM 872649108 11,019 324,100 X 324,100 ------------------------------------------------------------------------------------------------------------------------------------ UNITED GUARDIAN INC COM COM 910571108 685 124,500 X 124,500 ------------------------------------------------------------------------------------------------------------------------------------ US BANCORP DEL COM COM 902973304 11,874 511,813 X 511,813 ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICA- TIONS COM COM 92343v104 23,780 482,358 X 482,358 ------------------------------------------------------------------------------------------------------------------------------------ WAL MART STORES INC COM COM 931142103 407 8,050 X 8,050 ------------------------------------------------------------------------------------------------------------------------------------ WAYPOINT FINL CORP COM COM 946756103 850 80,000 X 80,000 ------------------------------------------------------------------------------------------------------------------------------------ WELLMAN INC COM COM 949702104 27,872 1,447,900 X 1,447,900 ------------------------------------------------------------------------------------------------------------------------------------ WEST COAST BANC OR NEW COM COM 952145100 2,089 208,900 X 208,900 ------------------------------------------------------------------------------------------------------------------------------------ WOODHEAD INDS INC COM COM 979438108 842 48,300 X 48,300 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 169,655 ------------------------------------------------------------------------------------------------------------------------------------ Aggregate Total 1,704,864 ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 9_of__10_ Name of Reporting Manager DePrince, Race & Zollo, Inc.
------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares) of Market ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. V other ------------------------------------------------------------------------------------------------------------------------------------ RPM INC OHIO COM COM 749685103 12,408 1,216,500 X 1,216,500 ------------------------------------------------------------------------------------------------------------------------------------ SAFECO CORP COM COM 786429100 15,142 537,200 X 537,200 ------------------------------------------------------------------------------------------------------------------------------------ SAFEWAY INC COM NEW COM 786514208 276 5,000 X 5,000 ------------------------------------------------------------------------------------------------------------------------------------ SAPPI LTD SPON ADR NEW COM 803069202 5,990 732,300 X 732,300 ------------------------------------------------------------------------------------------------------------------------------------ SBC COMMUNICATIONS COM 78387G103 13,094 293,392 X 293,392 ------------------------------------------------------------------------------------------------------------------------------------ SCANA CORP COM COM 80589m102 11,156 410,900 X 410,900 ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COM COM 806605101 16,764 458,900 X 458,900 ------------------------------------------------------------------------------------------------------------------------------------ SCHULMAN A INC COM COM 808194104 8,214 688,100 X 688,100 ------------------------------------------------------------------------------------------------------------------------------------ SEA CONTAINERS LTD CL A CLA 811371707 14,665 802,700 X 802,700 ------------------------------------------------------------------------------------------------------------------------------------ SELAS CORP AMER COM COM 816119101 265 70,600 X 70,600 ------------------------------------------------------------------------------------------------------------------------------------ SMITH A O COM COM 831865209 9,552 489,100 X 489,100 ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN CO COM COM 842587115 7,483 355,300 X 355,300 ------------------------------------------------------------------------------------------------------------------------------------ SOUTHWEST SECS GROUP COM COM 845224104 5,088 272,380 X 272,380 ------------------------------------------------------------------------------------------------------------------------------------ SOVEREIGN BANCORP COM 845905108 11,025 1,301,800 X 1,301,800 ------------------------------------------------------------------------------------------------------------------------------------ SPAN AMER MED SYS INC COM COM 846396109 772 158,305 X 158,305 ------------------------------------------------------------------------------------------------------------------------------------ SPARTECH CORP COM NEW COM 847220209 853 52,800 X 52,800 ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP COM COM 852061100 19,320 878,600 X 878,600 ------------------------------------------------------------------------------------------------------------------------------------ SUNOCO INC COM 86764p109 9,181 283,100 X 283,100 ------------------------------------------------------------------------------------------------------------------------------------ SUSQUEHANNA BKSHS PA COM COM 869099101 4,956 275,350 X 275,350 ------------------------------------------------------------------------------------------------------------------------------------ SYNALLOY CP DEL COM COM 871565107 272 54,400 X 54,400 ------------------------------------------------------------------------------------------------------------------------------------ Column Total 166,476 ------------------------------------------------------------------------------------------------------------------------------------