-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/hBN2C6tzK551qW/5ZImXRNaB9RoPjZ9gfEeazQRPGqfQ9DjsRjVgfLqS93Wkvq eE8kIUr0imo4gb2wHkPImw== 0001021408-01-001134.txt : 20010223 0001021408-01-001134.hdr.sgml : 20010223 ACCESSION NUMBER: 0001021408-01-001134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEPRINCE RACE & ZOLLO INC CENTRAL INDEX KEY: 0001008894 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 593299598 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05268 FILM NUMBER: 1539394 BUSINESS ADDRESS: STREET 1: 201 S ORANGE AVENUE STREET 2: SUITE 850 CITY: ORLANDO STATE: FL ZIP: 32801 BUSINESS PHONE: 4074209903 MAIL ADDRESS: STREET 1: 201 ORANGE AVENUE STREET 2: SUITE 850 CITY: ORLANDO STATE: FL ZIP: 32801 13F-HR 1 0001.txt FORM 13F /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0006 / / Expires: February 28, 1997 / / Estimated average burden / / hours per response.... 24.60 / /------------------------------/ /------------------------------/ / SEC USE ONLY / /------------------------------/ /------------------------------/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended: December 31, 2000. -------------------- (PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.) If amended report check here: [_] DEPRINCE, RACE & ZOLLO, INC. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 201 SOUTH ORANGE AVE., SUITE 850, ORLANDO, FLORIDA 32801 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) JOHN D. RACE, PARTNER - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of ORLANDO and State of FLORIDA on the 14th day of February , 2001. JOHN D. RACE ------------------------------------------ (Name of Institutional Investment Manager) /s/ JOHN D. RACE ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (LIST IN ALPHABETICAL ORDER). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name:__________________ 13F File No.: Name:______________________ 13F File No. 1._____________________ _____________ 6._________________________ ____________ 2._____________________ _____________ 7._________________________ ____________ 3._____________________ _____________ 8._________________________ ____________ 4._____________________ _____________ 9._________________________ ____________ 5._____________________ _____________ 10._________________________ ____________ SEC 1685 (5/91) FORM 13 F Page__1_of__11 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ------------------------------------------------------------------------------------------------------------------------------------ AAR CORP COM COM 000361105 9,076 718,900 X 718,900 ----- ----------- --------------------------------------------------------------- ADVANTA CORP CL B CLB 007942204 2,391 332,700 X 332,700 ----- ----------- --------------------------------------------------------------- AK STL HLDG CORP COM COM 001547108 9,706 1,109,300 X 1,109,300 ----- ----------- --------------------------------------------------------------- ALCAN ALUMINIUM NEW COM COM 013716105 274 8,000 X 8,000 ----- ----------- --------------------------------------------------------------- ALCOA INC COM 013817101 16,122 481,252 X 481,252 ----- ----------- --------------------------------------------------------------- ALLSTATE CORP COM COM 020002101 11,426 262,300 X 262,300 ----- ----------- --------------------------------------------------------------- ALLTEL CORP COM COM 020039103 23,576 377,600 X 377,600 ----- ----------- --------------------------------------------------------------- AMERICAN CAPITAL STRAT COM COM 024937104 6,549 260,000 X 260,000 ----- ----------- --------------------------------------------------------------- AMERICAN EXPRESS CO COM COM 025816109 346 6,300 X 6,300 ----- ----------- --------------------------------------------------------------- AMERICAN HOME PRODS CP COM COM 026609107 4,677 73,600 X 73,600 ----- ----------- --------------------------------------------------------------- AMERICAN INTL GROUP COM COM 026874107 455 4,612 X 4,612 ----- ----------- --------------------------------------------------------------- ANNALY MTG MGMT INC COM COM 035710409 8,379 924,600 X 924,600 ----- ----------- --------------------------------------------------------------- ANTHRICITE CAPITAL INC COM 037023108 5,016 647,200 X 647,200 ----- ----------- --------------------------------------------------------------- ARVINMERITOR INC COM COM 043353101 11,334 996,400 X 996,400 ----- ----------- --------------------------------------------------------------- ASTORIA FINL CORP COM COM 046265104 2,134 39,300 X 39,300 ----- ----------- --------------------------------------------------------------- ASTRO-MED INC NEW COM COM 04638f108 409 118,874 X 118,874 ----- ----------- --------------------------------------------------------------- AT&T CORP COM 001957109 13,655 791,585 X 791,585 ----- ----------- --------------------------------------------------------------- AVNET INC COM COM 053807103 5,904 274,600 X 274,600 ----- ----------- --------------------------------------------------------------- BALL CORP COM COM 058498106 17,757 385,500 X 385,500 ----- ----------- --------------------------------------------------------------- BANK OF AMERICA CORP COM 060505104 12,669 276,162 X 276,162 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 161,856 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__2_of__11 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ------------------------------------------------------------------------------------------------------------------------------------ BARD C R INC COM COM 067383109 11,939 256,400 X 256,400 ----- ----------- --------------------------------------------------------------- BEMIS INC COM COM 081437105 21,500 640,600 X 640,600 ----- ----------- --------------------------------------------------------------- BERKSHIRE HILLS BANC COM COM 084680107 7,725 490,500 X 490,500 ----- ----------- --------------------------------------------------------------- BLOCK H & R INC COM COM 093671105 8,792 212,500 X 212,500 ----- ----------- --------------------------------------------------------------- BOISE CASCADE CORP COM COM 097383103 16,977 504,900 X 504,900 ----- ----------- --------------------------------------------------------------- BORG-WARNER AUTOMOTIVE COM COM 099724106 840 21,000 X 21,000 ----- ----------- --------------------------------------------------------------- BOWATER INC COM COM 102183100 9,375 166,300 X 166,300 ----- ----------- --------------------------------------------------------------- BP AMOCO PLC ADS COM 055622104 21,242 443,700 X 443,700 ----- ----------- --------------------------------------------------------------- BRISTOL MYERS SQUIBB COM COM 110122108 392 5,300 X 5,300 ----- ----------- --------------------------------------------------------------- BRUNSWICK CORP COM COM 117043109 9,494 577,600 X 577,600 ----- ----------- --------------------------------------------------------------- CALLAWAY GOLF COM 131193104 16,403 880,700 X 880,700 ----- ----------- --------------------------------------------------------------- CARAUSTAR INDS COM 140909102 4,719 503,400 X 503,400 ----- ----------- --------------------------------------------------------------- CATO CORP NEW CL A CLA 149205106 18,539 1,348,300 X 1,348,300 ----- ----------- --------------------------------------------------------------- CENTURY ALUM CO COM COM 156431108 13,814 1,214,425 X 1,214,425 ----- ----------- --------------------------------------------------------------- CFS BANCORP INC COM COM 12525d102 3,076 287,800 X 287,800 ----- ----------- --------------------------------------------------------------- CHASE MANHATTAN NEW COM COM 16161A108 19,311 425,000 X 425,000 ----- ----------- --------------------------------------------------------------- CHEVRON CORPORATION COM COM 166751107 6,671 79,000 X 79,000 ----- ----------- --------------------------------------------------------------- CHUBB CORP COM COM 171232101 13,866 160,300 X 160,300 ----- ----------- --------------------------------------------------------------- CISCO SYS INC COM COM 17275R102 383 10,000 X 10,000 ----- ----------- --------------------------------------------------------------- CITIGROUP INC COM COM 172967101 448 8,766 X 8,766 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 205,506 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__3_of__11 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ---------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ------------------------------------------------------------------------------------------------------------------------------------ CLOROX CO DEL COM COM 189054109 2,819 79,400 X 79,400 ----- ----------- --------------------------------------------------------------- COASTAL BANCORP INC COM COM 19041P105 972 40,500 X 40,500 ----- ----------- --------------------------------------------------------------- COCA COLA CO COM COM 191216100 396 6,500 X 6,500 ----- ----------- --------------------------------------------------------------- COLLINS INDS INC COM COM 194858106 231 61,600 X 61,600 ----- ----------- --------------------------------------------------------------- COMMERCIAL FEDERAL CP COM COM 201647104 19,626 1,009,700 X 1,009,700 ----- ----------- --------------------------------------------------------------- CORNING INC COM COM 219350105 206 3,900 X 3,900 ----- ----------- --------------------------------------------------------------- COSTCO WHOLESALE CORP COM 22160k105 212 5,300 X 5,300 ----- ----------- --------------------------------------------------------------- COURIER CORP COM COM 222660102 415 13,950 X 13,950 ----- ----------- --------------------------------------------------------------- CVS CORP COM COM 126650100 330 5,500 X 5,500 ----- ----------- --------------------------------------------------------------- DATA RESH ASSOC INC COM COM 237853106 239 39,800 X 39,800 ----- ----------- --------------------------------------------------------------- DIAL CORP DEL COM COM 25247D101 8,825 802,300 X 802,300 ----- ----------- --------------------------------------------------------------- DIEBOLD INC COM COM 253651103 20,409 611,500 X 611,500 ----- ----------- --------------------------------------------------------------- DIME BANCORP INC NEW COM COM 25429Q102 7,003 236,900 X 236,900 ----- ----------- --------------------------------------------------------------- DONNELLY CORP CL A CLA 257870105 298 22,600 X 22,600 ----- ----------- --------------------------------------------------------------- E M C CORP MASS COM COM 268648102 219 3,300 X 3,300 ----- ----------- --------------------------------------------------------------- EAST TEX FINL SVCS COM COM 275572105 294 34,600 X 34,600 ----- ----------- --------------------------------------------------------------- EASTERN CO COM COM 276317104 625 47,650 X 47,650 ----- ----------- --------------------------------------------------------------- EASTMAN KODAK CO COM COM 277461109 10,880 276,326 X 276,326 ----- ----------- --------------------------------------------------------------- EDWARDS AG INC COM COM 281760108 11,281 237,800 X 237,800 ----- ----------- --------------------------------------------------------------- EMERSON ELEC CO COM COM 291011104 18,828 238,900 X 238,900 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 104,109 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page 4 of 11 Name of Reporting Manager DePrince, Race & Zollo, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) ---------------------- -------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ---------------------------------- -------------------------------------------------------------------------------------- ENNIS BUSINESS FORMS COM COM 293389102 2,213 300,100 X 300,100 EVERTRUST FINL GROUP COM COM 300412103 2,526 198,100 X 198,100 FALCON PRODS INC COM COM 306075102 372 46,900 X 46,900 FEDERAL NATL MTG ASSN COM COM 313586109 351 4,050 X 4,050 FIRST FED BANCSHARES COM COM 32021B103 2,123 158,700 X 158,700 FIRST NIAGARA FINL GRP COM COM 33582u100 642 59,400 X 59,400 FIRST VA BANKS INC COM COM 337477103 8,978 187,040 X 187,040 FIRSTAR CORP COM COM 33763v109 5,938 255,400 X 255,400 FLOWERS INDS INC COM COM 343496105 11,313 718,300 X 718,300 FORD MTR CO COM 345370860 16,214 691,800 X 691,800 FRANKLIN BK N A MICH COM COM 352456107 1,007 86,600 X 86,600 GARAN INC COM COM 364802108 5,278 225,800 X 225,800 GENERAL ELEC CO COM COM 369604103 695 14,500 X 14,500 GEORGIA GULF CORP COM PAR COM 373200203 1,326 77,700 X 77,700 0.01 GLAXOSMITHKLINE PLC SPONSORED ADR COM 37733w105 4,878 87,100 X 87,100 GRAINGER W W INC COM COM 384802104 4,577 125,400 X 125,400 HALLIBURTON CO COM COM 406216101 9,766 269,400 X 269,400 HEALTHPLAN SVCS CORP COM COM 421959107 42,495 4,594,100 X 4,594,100 HEINZ H J CO COM COM 423074103 18,676 393,700 X 393,700 HELIX TECHNOLOGY CORP COM COM 423319102 44,806 1,892,799 X 1,892,799 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 184,175 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page 5 of 11 Name of Reporting Manager DePrince, Race & Zollo, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) ---------------------- -------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ---------------------------------- -------------------------------------------------------------------------------------- HERCULES INC COM COM 427056106 14,606 766,200 X 766,200 HIBERNIA CORP CL A CLA 428656102 16,705 1,310,200 X 1,310,200 HOLLINGER INTL INC CL A CLA 435569108 6,125 385,800 X 385,800 HOME DEPOT INC COM COM 437076102 340 7,450 X 7,450 HOWELL CORP COM COM 443051107 425 34,500 X 34,500 HUBBELL INC CL B CLB 443510201 15,328 578,400 X 578,400 HUDSON RIV BANCORP INC COM COM 444128102 1,085 85,500 X 85,500 HUDSON UNITED BANCORP COM 444165104 2,932 140,030 X 140,030 HUGHES SUPPLY INC COM COM 444482103 1,921 107,100 X 107,100 IBERIABANK CORP COM COM 450828108 14,962 687,900 X 687,900 INGLES MKTS INC CL A CLA 457030104 6,247 620,800 X 620,800 INTEL CORP COM COM 458140100 302 10,050 X 10,050 INTERNATIONAL ALUM CP COM COM 458884103 183 10,000 X 10,000 INTERNATIONAL BUSINESS MACHINE COM 459200101 319 3,750 X 3,750 INTERNATIONAL FLAV&FRA COM COM 459506101 10,282 506,200 X 506,200 INTERPUBLIC GROUP COS COM COM 460690100 345 8,100 X 8,100 INTIBRANDS INC CL A CLA 461156101 7,562 504,100 X 504,100 INTL PAPER CO COM COM 460146103 17,239 422,400 X 422,400 ITLA CAP CORP COM COM 450565106 6,950 363,400 X 363,400 ITT INDS INC COM 450911102 16,415 423,600 X 423,600 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 140,271 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page 6 of 11 Name of Reporting Manager DePrince, Race & Zollo, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) ---------------------- -------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ---------------------------------- -------------------------------------------------------------------------------------- JEFFERSON PILOT COM 475070108 12,932 173,000 X 173,000 JOHNSON & JOHNSON COM COM 478160104 441 4,200 X 4,200 KENNAMETAL INC COM COM 489170100 19,729 677,400 X 677,400 KERR MCGEE CORP COM COM 492386107 8,856 132,300 X 132,300 KLAMATH FIRST BANCORP COM COM 49842P103 825 69,500 X 69,500 KNIGHTSBRIDGE TANKERS ORD COM G5299G106 19,658 896,100 X 896,100 KOHLS CORP COM COM 500255104 226 3,700 X 3,700 LIMITED INC COM COM 532716107 8,006 469,200 X 469,200 LONDON PAC GROUP LTD SPONSORED ADR COM 542073101 3,636 480,800 X 480,800 LOUISIANA PAC CORP COM COM 546347105 10,097 997,200 X 997,200 LSI INDS INC COM COM 50216C108 9,401 460,000 X 460,000 MASCO CORP COM COM 574599106 16,828 655,100 X 655,100 MAY DEPT.STORE COM 577778103 10,086 307,969 X 307,969 MBNA CORP COM COM 55262L100 218 5,900 X 5,900 MCCORMICK & CO INC COM 579780206 12,990 360,200 X 360,200 MCDONALDS CORP COM COM 580135101 340 10,000 X 10,000 MEDTRONIC INC COM COM 585055106 278 4,600 X 4,600 MERCK & CO INC COM COM 589331107 609 6,500 X 6,500 MERIDIAN DIAGNOSTICS COM COM 589602101 251 50,922 X 50,922 MET PRO CORP COM COM 590876306 363 35,200 X 35,200 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 135,769 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page 7 of 11 Name of Reporting Manager DePrince, Race & Zollo, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ------------------------ Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ---------------------------------- -------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 434 10,000 X 10,000 MIDCOAST ENERGY RES COM COM 59563w104 493 22,587 X 22,587 MILACRON INC COM COM 598709103 8,505 529,500 X 529,500 MINNESOTA MNG & MFG CO COM COM 604059105 18,580 154,193 X 154,193 MOCON INC COM 607494101 492 75,700 X 75,700 MURPHY OIL CORP COM COM 626717102 6,267 103,700 X 103,700 NEW YORK CMNTY BANCORP COM COM 649445103 7,839 213,296 X 213,296 NEWELL CO COM COM 651229106 16,125 708,800 X 708,800 NN INC COM 629337106 27,864 3,012,350 X 3,012,350 NORDSTROM INC COM COM 655664100 12,498 687,200 X 687,200 NORTEL NETWORKS NEW COM COM 656568102 285 8,900 X 8,900 NSTAR COM COM 67019e107 8,383 195,528 X 195,528 NUI CORP COM COM 629430109 5,655 175,700 X 175,700 OGE ENERGY CORP COM COM 670837103 4,702 192,397 X 192,397 OGLEBAY NORTON CO COM COM 677007106 202 10,400 X 10,400 OLIN CORP COM PAR $1 COM 680665205 14,076 636,200 X 636,200 ORACLE CORP COM COM 68389x105 256 8,800 X 8,800 OWENS & MINOR INC NEW COM COM 690732102 8,728 491,700 X 491,700 PALL CORP COM COM 696429307 20,277 951,400 X 951,400 PARKER HANNIFIN CORP COM COM 701094104 17,601 398,900 X 398,900 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 179,263 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page 8 of 11 Name of Reporting Manager DePrince, Race & Zollo, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ------------------------ Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ----------------------------------- -------------------------------------------------------------------------------------- PEERLESS MFG CO COM COM 705514107 310 20,000 X 20,000 PENNEY J C INC COM COM 708160106 10,388 955,200 X 955,200 PEPSICO INC COM COM 713448108 11,845 239,000 X 239,000 PFIZER INC COM COM 717081103 738 16,050 X 16,050 PHELPS DODGE CORP COM COM 717265102 10,632 190,500 X 190,500 PHILADELPHIA SUBN CORP COM PAR $0.50 COM 718009608 4,482 182,925 X 182,925 PIONEER STD ELECTRS COM COM 723877106 15,854 1,441,300 X 1,441,300 PITNEY BOWES COM 724479100 18,129 547,300 X 547,300 PNC BK CORP COM COM 693475105 5,640 77,200 X 77,200 POCAHONTAS COM 730234101 298 41,780 X 41,780 POLYONE CORP COM COM 73179P106 12,148 2,067,800 X 2,067,800 POPE & TALBOT INC COM COM 732827100 19,841 1,180,140 X 1,180,140 PRAXAIR INC COM COM 74005P104 17,852 402,300 X 402,300 PROCTER & GAMBLE CO COM COM 742718109 271 3,450 X 3,450 PROVIDENT BANKSHARES COM COM 743859100 7,391 354,048 X 354,048 PXRE CORP COM COM G73018106 19,523 1,156,900 X 1,156,900 QUAKER CHEM CORP COM COM 747316107 12,562 667,750 X 667,750 QUANEX CORP COM COM 747620102 11,962 594,400 X 594,400 QUIXOTE CORP COM COM 749056107 283 15,200 X 15,200 RICHARDSON ELECTRS COM COM 763165107 15,720 1,143,300 X 1,143,300 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 195,871 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page 9 of 11 Name of Reporting Manager DePrince, Race & Zollo, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ----------------------------------- -------------------------------------------------------------------------------------- ROCKWELL INTL CORP COM COM 773903109 16,250 341,200 X 341,200 ROHM & HAAS COM 775371107 16,840 463,750 X 463,750 RPM INC OHIO COM COM 749685103 10,079 1,177,100 X 1,177,100 SAFEWAY INC COM NEW COM 786514208 250 4,000 X 4,000 SAPPI LTD SPON ADR NEW COM 803069202 4,870 683,500 X 683,500 SBC COMMUNICATIONS COM 78387G103 5,357 112,192 X 112,192 SCANA CORP COM COM 80589m102 6,096 206,200 X 206,200 SCHERING PLOUGH CORP COM COM 806605101 284 5,000 X 5,000 SCHULMAN A INC COM COM 808194104 8,255 717,800 X 717,800 SEA CONTAINERS LTD CL A CLA 811371707 15,651 719,600 X 719,600 SELAS CORP AMER COM COM 816119101 219 62,600 X 62,600 SENSIENT TECH CORP COM COM 81725t100 6,108 268,500 X 268,500 SMITH A O COM COM 831865209 8,741 512,300 X 512,300 SONOCO PRODS CO COM COM 835495102 10,983 507,900 X 507,900 SOUTHWEST SECS GROUP COM COM 845224104 4,957 191,580 X 191,580 SPAN AMER MED SYS INC COM COM 846396109 731 153,805 X 153,805 STANLEY WKS COM COM 854616109 8,948 286,900 X 286,900 SUMMIT BANCORP COM COM 866005101 18,784 491,900 X 491,900 SUNOCO INC COM 86764p109 17,659 524,200 X 524,200 SUSQUEHANNA BKSHS PA COM COM 869099101 4,632 280,750 X 280,750 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 165,694 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 10_of__11 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ----------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- --------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - -------------------------------- ------------------------------------------------------------------------------------- SYNALLOY CP DEL COM COM 871565107 258 54,400 X 54,400 TASTY BAKING CO COM COM 876553306 14,407 1,028,325 X 1,028,325 TEEKAY SHIPPING CORP COM COM Y8564W103 12,688 333,900 X 333,900 TELLABS INC COM COM 879664100 226 4,000 X 4,000 TEMPLE INLAND INC COM COM 879868107 13,685 255,200 X 255,200 TEXACO INC COM COM 881694103 10,512 169,200 X 169,200 THOMAS & BETTS CORP COM COM 884315102 10,002 617,900 X 617,900 TIMBERLINE SOFTWARE CP COM COM 887134104 283 79,398 X 79,398 TORCHMARK CORP COM 891027104 19,342 503,200 X 503,200 TRUE NORTH COMMUNICATN COM COM 897844106 14,397 338,750 X 338,750 TRW INC COM COM 872649108 14,570 376,000 X 376,000 TUSCARORA INC COM COM 900902107 388 29,300 X 29,300 TYCO INTERNATIONAL LTD COM COM 902124106 233 4,200 X 4,200 UNITED GUARDIAN INC COM COM 910571108 480 116,300 X 116,300 US BANCORP DEL COM COM 902973106 3,403 116,600 X 116,600 VERIZON COMMUNICATIONS COM COM 92343v104 22,509 449,058 X 449,058 VIRGINIA CAP BANCSHARE COM COM 927758102 7,073 410,000 X 410,000 WAL MART STORES INC COM COM 931142103 428 8,050 X 8,050 WEBSTER FINANCIAL CORP COM COM 947890109 5,512 194,700 X 194,700 WELLMAN INC COM COM 949702104 18,244 1,291,600 X 1,291,600 - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 168,640 - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F Page__ 11_of__11 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) --------------------- ------------------------- Class Number Value Principal (a) (b) Shared (c) See Instr. Amount Sole As Defined shared V (a) sole (b) shared (c) None in Instr. other - ------------------------------------------------------------------------------------------------------------------------------------ WEST COAST BANC OR NEW COM COM 952145100 1,190 122,000 X 122,000 WOODHEAD INDS INC COM COM 979438108 338 17,200 X 17,200 X 0 X 0 X 0 X 0 X 0 X 0 X 0 X 0 X X X X X X X X X X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 1,527 - ------------------------------------------------------------------------------------------------------------------------------------ Aggregate Total 1,642,679 - ------------------------------------------------------------------------------------------------------------------------------------
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