0000100885-16-000272.txt : 20160208 0000100885-16-000272.hdr.sgml : 20160208 20160208131509 ACCESSION NUMBER: 0000100885-16-000272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1119 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 5214 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUREN DIANE K CENTRAL INDEX KEY: 0001563283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 161394977 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET, STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-04 0 0000100885 UNION PACIFIC CORP UNP 0001563283 DUREN DIANE K 1400 DOUGLAS STREET OMAHA NE 68179 0 1 0 0 EVP & CORPORATE SECRETARY Common Stock 2016-02-04 4 A 0 3973.0 0.0 A 123691 D Common Stock 2016-02-04 4 A 0 15894.0 0.0 A 139585 D Common Stock 2016-02-07 4 F 0 5544.0 75.03 D 134041 D Common Stock 11543.5115 I By Deferral Account Non-Qualified Stock Option (right to buy) 75.52 2016-02-04 4 A 0 52812.0 0.0 A 2017-02-04 2026-02-04 Common Stock 52812 52812 D Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. This option becomes exercisable in three equal installments starting one year from the grant date. By: Heather A. Fredrick, Attorney-in-Fact For: Diane K. Duren 2016-02-08