0001209191-16-091238.txt : 20160113 0001209191-16-091238.hdr.sgml : 20160113 20160113174351 ACCESSION NUMBER: 0001209191-16-091238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160111 FILED AS OF DATE: 20160113 DATE AS OF CHANGE: 20160113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STREAMLINE HEALTH SOLUTIONS INC. CENTRAL INDEX KEY: 0001008586 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 311455414 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1230 PEACHTREE STREET NE STREET 2: SUITE 600 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-446-2052 MAIL ADDRESS: STREET 1: 1230 PEACHTREE STREET NE STREET 2: SUITE 600 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: STREEAMLINE HEALTH SOLUTIONS INC. DATE OF NAME CHANGE: 20060809 FORMER COMPANY: FORMER CONFORMED NAME: LANVISION SYSTEMS INC DATE OF NAME CHANGE: 19960220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN MICHAEL K CENTRAL INDEX KEY: 0001263407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28132 FILM NUMBER: 161341525 MAIL ADDRESS: STREET 1: C/O THREE ARCH PARTNERS STREET 2: 3200 ALPINE ROAD CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-11 0 0001008586 STREAMLINE HEALTH SOLUTIONS INC. STRM 0001263407 KAPLAN MICHAEL K 220 STATE STREET, SUITE A LOS ALTOS CA 94022 1 0 0 0 Common Stock, $.01 par value 2016-01-11 4 P 0 30000 1.50 A 30000 I Owned by trust controlled by and for the benefit of the reporting person. Common Stock, $.01 par value 2016-01-11 4 P 0 5000 1.482 A 5000 I Owned in individual retirement account. Common Stock, $.01 par value 85514 D This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Includes 17,699 shares of restricted stock that vest in full on the earlier of (i) May 27, 2016 and (ii) the date of, and immediately prior to, the Company's 2016 annual meeting of stockholders. Jack W. Kennedy Jr., Attorney-in-Fact 2016-01-13