0000899243-20-019738.txt : 20200720 0000899243-20-019738.hdr.sgml : 20200720 20200720215025 ACCESSION NUMBER: 0000899243-20-019738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200716 FILED AS OF DATE: 20200720 DATE AS OF CHANGE: 20200720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIIG Communications Management LLC CENTRAL INDEX KEY: 0001339189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037471 BUSINESS ADDRESS: STREET 1: ONE CALIFORNIA STREET, 28TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-7100 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET, 28TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAN LIP BU CENTRAL INDEX KEY: 0001008463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037472 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET 28TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: TAN LIP BU ET AL DATE OF NAME CHANGE: 19960217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRV-BLI LLC CENTRAL INDEX KEY: 0001616012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037473 BUSINESS ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 765-7100 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRV-BLI II LLC CENTRAL INDEX KEY: 0001641650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037474 BUSINESS ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-7100 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRV-BLI III LLC CENTRAL INDEX KEY: 0001687537 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037475 BUSINESS ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 765-7100 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRV-BLI IV LLC CENTRAL INDEX KEY: 0001817981 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037476 BUSINESS ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-7100 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walden Riverwood GP, LLC CENTRAL INDEX KEY: 0001720734 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037477 BUSINESS ADDRESS: STREET 1: 333 BUSH STREET STREET 2: SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 408-228-8300 MAIL ADDRESS: STREET 1: 333 BUSH STREET STREET 2: SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRV II, L.P. CENTRAL INDEX KEY: 0001640661 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037478 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 1(345)949-8066 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walden Riverwood Ventures, L.P. CENTRAL INDEX KEY: 0001582026 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037479 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 1-345-949-8066 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRV GP II, LLC CENTRAL INDEX KEY: 0001720730 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037480 BUSINESS ADDRESS: STREET 1: 333 BUSH STREET STREET 2: SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 408-228-8300 MAIL ADDRESS: STREET 1: 333 BUSH STREET STREET 2: SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Berkeley Lights, Inc. CENTRAL INDEX KEY: 0001689657 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 352415390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-858-2855 MAIL ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-16 0 0001689657 Berkeley Lights, Inc. BLI 0001339189 WIIG Communications Management LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001008463 TAN LIP BU C/O WIIG COMMUNICATIONS MANAGEMENT ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001616012 WRV-BLI LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001641650 WRV-BLI II LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001687537 WRV-BLI III LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001817981 WRV-BLI IV LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001720734 Walden Riverwood GP, LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001582026 Walden Riverwood Ventures, L.P. ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001720730 WRV GP II, LLC ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 0001640661 WRV II, L.P. ONE CALIFORNIA STREET, SUITE 1750 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2020-07-16 4 C 0 13662357 A 13662357 I See footnotes Series B Preferred Stock 2020-07-16 4 C 0 8406337 0.00 D Common Stock 8406337 0 I See footnote Series C Preferred Stock 2020-07-16 4 C 0 2812029 0.00 D Common Stock 2812029 0 I See footnote Series D Preferred Stock 2020-07-16 4 C 0 1708356 0.00 D Common Stock 1708356 0 I See footnote Series E Preferred Stock 2020-07-16 4 C 0 735635 0.00 D Common Stock 735635 0 I See footnote Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. Following the transactions reported herein, consist of 934,597 shares held by WRV II, L.P. ("WRV II"), 3,183,158 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 6,076,421 shares held by WRV-BLI LLC ("BLI"), 1,958,787 shares held by WRV-BLI II LLC ("BLI II"), 965,414 shares held by WRV-BLI III LLC ("BLI III"), and 543,980 shares held by WRV-BLI IV LLC ("BLI IV"). Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Lip-Bu Tan, /s/ Lip-Bu Tan 2020-07-20 WIIG Communications Management LLC, By: /s/ Lip-Bu Tan, Director 2020-07-20 WRV-BLI LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 2020-07-20 WRV-BLI II LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 2020-07-20 WRV-BLI III LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 2020-07-20 WRV-BLI IV LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 2020-07-20 Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director 2020-07-20 Walden Riverwood Ventures, L.P., By: Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director 2020-07-20 WRV GP II, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director 2020-07-20 WRV II, L.P., By: WRV GP II, LLC, its general partner, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director 2020-07-20