0000899243-20-019738.txt : 20200720
0000899243-20-019738.hdr.sgml : 20200720
20200720215025
ACCESSION NUMBER: 0000899243-20-019738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200716
FILED AS OF DATE: 20200720
DATE AS OF CHANGE: 20200720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIIG Communications Management LLC
CENTRAL INDEX KEY: 0001339189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037471
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, 28TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, 28TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAN LIP BU
CENTRAL INDEX KEY: 0001008463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037472
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET 28TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: TAN LIP BU ET AL
DATE OF NAME CHANGE: 19960217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI LLC
CENTRAL INDEX KEY: 0001616012
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037473
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI II LLC
CENTRAL INDEX KEY: 0001641650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037474
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI III LLC
CENTRAL INDEX KEY: 0001687537
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037475
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI IV LLC
CENTRAL INDEX KEY: 0001817981
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037476
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walden Riverwood GP, LLC
CENTRAL INDEX KEY: 0001720734
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037477
BUSINESS ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 408-228-8300
MAIL ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV II, L.P.
CENTRAL INDEX KEY: 0001640661
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037478
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1(345)949-8066
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walden Riverwood Ventures, L.P.
CENTRAL INDEX KEY: 0001582026
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037479
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1-345-949-8066
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV GP II, LLC
CENTRAL INDEX KEY: 0001720730
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201037480
BUSINESS ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 408-228-8300
MAIL ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Berkeley Lights, Inc.
CENTRAL INDEX KEY: 0001689657
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 352415390
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5858 HORTON STREET
STREET 2: SUITE 320
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-858-2855
MAIL ADDRESS:
STREET 1: 5858 HORTON STREET
STREET 2: SUITE 320
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-16
0
0001689657
Berkeley Lights, Inc.
BLI
0001339189
WIIG Communications Management LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001008463
TAN LIP BU
C/O WIIG COMMUNICATIONS MANAGEMENT
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001616012
WRV-BLI LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001641650
WRV-BLI II LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001687537
WRV-BLI III LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001817981
WRV-BLI IV LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001720734
Walden Riverwood GP, LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001582026
Walden Riverwood Ventures, L.P.
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001720730
WRV GP II, LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001640661
WRV II, L.P.
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
Common Stock
2020-07-16
4
C
0
13662357
A
13662357
I
See footnotes
Series B Preferred Stock
2020-07-16
4
C
0
8406337
0.00
D
Common Stock
8406337
0
I
See footnote
Series C Preferred Stock
2020-07-16
4
C
0
2812029
0.00
D
Common Stock
2812029
0
I
See footnote
Series D Preferred Stock
2020-07-16
4
C
0
1708356
0.00
D
Common Stock
1708356
0
I
See footnote
Series E Preferred Stock
2020-07-16
4
C
0
735635
0.00
D
Common Stock
735635
0
I
See footnote
Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering.
Following the transactions reported herein, consist of 934,597 shares held by WRV II, L.P. ("WRV II"), 3,183,158 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 6,076,421 shares held by WRV-BLI LLC ("BLI"), 1,958,787 shares held by WRV-BLI II LLC ("BLI II"), 965,414 shares held by WRV-BLI III LLC ("BLI III"), and 543,980 shares held by WRV-BLI IV LLC ("BLI IV").
Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Lip-Bu Tan, /s/ Lip-Bu Tan
2020-07-20
WIIG Communications Management LLC, By: /s/ Lip-Bu Tan, Director
2020-07-20
WRV-BLI LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-20
WRV-BLI II LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-20
WRV-BLI III LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-20
WRV-BLI IV LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-20
Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director
2020-07-20
Walden Riverwood Ventures, L.P., By: Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director
2020-07-20
WRV GP II, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director
2020-07-20
WRV II, L.P., By: WRV GP II, LLC, its general partner, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director
2020-07-20