0000899243-20-019378.txt : 20200716
0000899243-20-019378.hdr.sgml : 20200716
20200716171640
ACCESSION NUMBER: 0000899243-20-019378
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200716
FILED AS OF DATE: 20200716
DATE AS OF CHANGE: 20200716
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIIG Communications Management LLC
CENTRAL INDEX KEY: 0001339189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032072
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, 28TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, 28TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAN LIP BU
CENTRAL INDEX KEY: 0001008463
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032073
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET 28TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: TAN LIP BU ET AL
DATE OF NAME CHANGE: 19960217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI LLC
CENTRAL INDEX KEY: 0001616012
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032074
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI II LLC
CENTRAL INDEX KEY: 0001641650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032075
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI III LLC
CENTRAL INDEX KEY: 0001687537
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032076
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV-BLI IV LLC
CENTRAL INDEX KEY: 0001817981
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032077
BUSINESS ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-7100
MAIL ADDRESS:
STREET 1: ONE CALIFORNIA STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walden Riverwood GP, LLC
CENTRAL INDEX KEY: 0001720734
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032078
BUSINESS ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 408-228-8300
MAIL ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walden Riverwood Ventures, L.P.
CENTRAL INDEX KEY: 0001582026
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032079
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1-345-949-8066
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV GP II, LLC
CENTRAL INDEX KEY: 0001720730
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032080
BUSINESS ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 408-228-8300
MAIL ADDRESS:
STREET 1: 333 BUSH STREET
STREET 2: SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRV II, L.P.
CENTRAL INDEX KEY: 0001640661
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39388
FILM NUMBER: 201032081
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1(345)949-8066
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Berkeley Lights, Inc.
CENTRAL INDEX KEY: 0001689657
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 352415390
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5858 HORTON STREET
STREET 2: SUITE 320
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-858-2855
MAIL ADDRESS:
STREET 1: 5858 HORTON STREET
STREET 2: SUITE 320
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-07-16
0
0001689657
Berkeley Lights, Inc.
BLI
0001339189
WIIG Communications Management LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001008463
TAN LIP BU
C/O WIIG COMMUNICATIONS MANAGEMENT
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001616012
WRV-BLI LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001641650
WRV-BLI II LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001687537
WRV-BLI III LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001817981
WRV-BLI IV LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001720734
Walden Riverwood GP, LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001582026
Walden Riverwood Ventures, L.P.
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001720730
WRV GP II, LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
0001640661
WRV II, L.P.
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO
CA
94111
0
0
1
0
Series B Preferred Stock
Common Stock
8406337
I
See footnotes
Series C Preferred Stock
Common Stock
2812029
I
See footnotes
Series D Preferred Stock
Common Stock
1708356
I
See footnotes
Series E Preferred Stock
Common Stock
735635
I
See footnotes
Each share of Preferred Stock automatically converts on a one-for-one basis into Common stock at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.
Consists of 6,076,421 shares of Series B Preferred Stock directly held by WRV-BLI LLC and 2,329,916 shares of Series B Preferred Stock directly held by Walden Riverwood Ventures, L.P. ("WRV").
Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG"), which is the manager of WRV-BLI LLC, WRV-BLI II, LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("WRGP"), which is the general partner of WRV. WRV GP II, LLC ("WRV GP") is the general partner of WRV II, L.P. Messers. Tan and Marks, WRV GP, WRGP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Consists of 1,958,787 shares of Series C Preferred Stock directly held by WRV-BLI II LLC and 853,242 shares of Series C Preferred Stock directly held by WRV.
Consists of 742,942 shares of Series D Preferred Stock directly held by WRV II, L.P. and 965,414 shares of Series D Preferred Stock directly held by WRV-BLI III LLC.
Consists of 543,980 shares of Series E Preferred Stock directly held by WRV-BLI IV LLC and 191,655 shares of Series E Preferred Stock directly held by WRV II, L.P.
Lip-Bu Tan, /s/ Lip-Bu Tan
2020-07-16
WIIG Communications Management LLC, By: /s/ Lip-Bu Tan, Director
2020-07-16
WRV-BLI LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-16
WRV-BLI II LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-16
WRV-BLI III LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-16
WRV-BLI IV LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director
2020-07-16
Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director
2020-07-16
Walden Riverwood Ventures, L.P., By: Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director
2020-07-16
WRV GP II, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director
2020-07-16
WRV II, L.P., By: WRV GP II, LLC, its general partner, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director
2020-07-16