0001213900-23-043934.txt : 20230530 0001213900-23-043934.hdr.sgml : 20230530 20230530150200 ACCESSION NUMBER: 0001213900-23-043934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDECKY JONATHAN J CENTRAL INDEX KEY: 0001008382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 23975470 MAIL ADDRESS: STREET 1: C/O THE LEDECKY FOUNDATION STREET 2: 901 - 15TH STREET, NW, SUITE 950 CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 6177180329 MAIL ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0407 4 2023-05-25 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001008382 LEDECKY JONATHAN J 1875 LAWRENCE STREET, SUITE 320 DENVER CO 80202 1 0 0 0 0 Common Stock 2023-05-25 4 A 0 202812 0.00 A 312804 D Common Stock 2625000 I By Ironbound Partners Fund, LLC The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024. Includes 2,625,000 shares held by Ironbound Partners Fund, LLC, an affiliate of the reporting person. Notwithstanding his dispositive and voting control over such shares, the reporting person disclaims beneficial ownership of the shares of our common stock held by Ironbound Partners Fund, LLC, except to the extent of his proportionate pecuniary interest therein. /s/ Stacey Constas, Attorney In Fact 2023-05-30