0001094891-19-000246.txt : 20191223 0001094891-19-000246.hdr.sgml : 20191223 20191223104847 ACCESSION NUMBER: 0001094891-19-000246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191219 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pivotal Spac Funding LLC CENTRAL INDEX KEY: 0001763970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 191303894 BUSINESS ADDRESS: STREET 1: C/O MGG INVESTMENT GROUP ONE PENN PLAZA STREET 2: 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2123566100 MAIL ADDRESS: STREET 1: C/O MGG INVESTMENT GROUP ONE PENN PLAZA STREET 2: 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDECKY JONATHAN J CENTRAL INDEX KEY: 0001008382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 191303895 MAIL ADDRESS: STREET 1: C/O THE LEDECKY FOUNDATION STREET 2: 901 - 15TH STREET, NW, SUITE 950 CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Acquisition Corp CENTRAL INDEX KEY: 0001752474 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 611898603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-19 0001752474 Pivotal Acquisition Corp KLDI 0001763970 Pivotal Spac Funding LLC C/O GRAUBARD MILLER 405 LEXINGTON AVE, 11TH FL NEW YORK NY 10174 0 0 1 0 0001008382 LEDECKY JONATHAN J C/O GRAUBARD MILLER 405 LEXINGTON AVE, 11TH FL NEW YORK NY 10174 1 0 1 0 Common Stock 2019-12-19 4 C 0 5070608 A 5070608 I By Pivotal Acquisition Holdings LLC Class B common stock 2019-12-19 4 D 0 479392 D Common Stock 479392 5320608 I By Pivotal Acquisition Holdings LLC Class B common stock 2019-12-19 4 C 0 5070608 D Common Stock 5070608 0 I By Pivotal Acquisition Holdings LLC Warrants 11.50 2019-12-19 4 D 0 1764719 D Common Stock 1764719 4585281 I By Pivotal Acquisition Holdings LLC Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. The reporting person forfeited these securities to the Issuer for no consideration. The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. /s/ Kevin Griffin as Chief Executive Officer of Pivotal Spac Funding LLC 2019-12-23 /s/ Jonathan J. Ledecky 2019-12-23