0001062993-23-006213.txt : 20230307 0001062993-23-006213.hdr.sgml : 20230307 20230307170046 ACCESSION NUMBER: 0001062993-23-006213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDECKY JONATHAN J CENTRAL INDEX KEY: 0001008382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40134 FILM NUMBER: 23713437 MAIL ADDRESS: STREET 1: C/O THE LEDECKY FOUNDATION STREET 2: 901 - 15TH STREET, NW, SUITE 950 CITY: WASHINGTON STATE: DC ZIP: 20005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Northern Star III Sponsor LLC CENTRAL INDEX KEY: 0001846619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40134 FILM NUMBER: 23713438 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coles Joanna CENTRAL INDEX KEY: 0001699323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40134 FILM NUMBER: 23713436 MAIL ADDRESS: STREET 1: C/O SNAP INC. STREET 2: 3000 31ST STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Star Investment Corp. III CENTRAL INDEX KEY: 0001835817 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853909728 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-03-03 0001835817 Northern Star Investment Corp. III NSTC 0001846619 Northern Star III Sponsor LLC C/O GRAUBARD MILLER 405 LEXINGTON AVENUE, 44TH FLOOR NEW YORK NY 10174 0 0 1 0 0001008382 LEDECKY JONATHAN J C/O GRAUBARD MILLER 405 LEXINGTON AVENUE, 44TH FLOOR NEW YORK NY 10174 1 1 1 0 President, COO 0001699323 Coles Joanna C/O GRAUBARD MILLER 405 LEXINGTON AVENUE, 44TH FLOOR NEW YORK NY 10174 1 1 1 0 Chief Executive Officer Class A Common Stock 2023-03-03 4 C 0 9708334 0 A 9708334 I by Northern Star III Sponsor LLC Class B Common Stock 0 2023-03-03 4 C 0 9708334 0 D Class A Common Stock 9708334 0 I by Northern Star III Sponsor LLC The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his/her pecuniary interest therein. Northern Star III Sponsor LLC, by Jonathan J. Ledecky, Managing Member 2023-03-07 /s/ Jonathan J. Ledecky 2023-03-07 /s/ Joanna Coles 2023-03-07