0001062993-23-000066.txt : 20230103 0001062993-23-000066.hdr.sgml : 20230103 20230103165013 ACCESSION NUMBER: 0001062993-23-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDECKY JONATHAN J CENTRAL INDEX KEY: 0001008382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40019 FILM NUMBER: 23502860 MAIL ADDRESS: STREET 1: C/O THE LEDECKY FOUNDATION STREET 2: 901 - 15TH STREET, NW, SUITE 950 CITY: WASHINGTON STATE: DC ZIP: 20005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pivotal Investment Holdings III LLC CENTRAL INDEX KEY: 0001842422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40019 FILM NUMBER: 23502861 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Kevin CENTRAL INDEX KEY: 0001766124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40019 FILM NUMBER: 23502859 MAIL ADDRESS: STREET 1: C/O PIVOTAL ACQUISITION CORP. STREET 2: C/O GRAUBARD MILLER, 405 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10174 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Investment Corp III CENTRAL INDEX KEY: 0001835800 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853415215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-12-30 0001835800 Pivotal Investment Corp III PICC 0001842422 Pivotal Investment Holdings III LLC C/O GRAUBARD MILLER 405 LEXINGTON AVENUE, 44TH FLOOR NEW YORK NY 10174 0 0 1 0 0001008382 LEDECKY JONATHAN J C/O GRAUBARD MILLER 405 LEXINGTON AVENUE, 44TH FLOOR NEW YORK NY 10174 1 0 1 0 0001766124 Griffin Kevin C/O GRAUBARD MILLER 405 LEXINGTON AVE., 44TH FLOOR NEW YORK NY 10174 1 1 1 0 Chief Executive Officer Class A Common Stock 2022-12-30 4 C 0 6540000 0 A 6540000 I by Pivotal Investment Holdings III LLC Class B Common Stock 0 2022-12-30 4 C 0 6540000 0 D Class A Common Stock 6540000 0 I by Pivotal Investment Holdings III LLC The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein. /s/ Kevin Griffin, as CEO of Pivotal Spac Funding III LLC (Pivotal Spac Funding III LLC is a managing member of Pivotal Investment Holdings III LLC) 2022-12-30 /s/ Jonathan J. Ledecky 2022-12-30 /s/ Kevin Griffin 2022-12-30