0001104659-17-039005.txt : 20170613
0001104659-17-039005.hdr.sgml : 20170613
20170613182249
ACCESSION NUMBER: 0001104659-17-039005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170609
FILED AS OF DATE: 20170613
DATE AS OF CHANGE: 20170613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRUE FINANCIAL CORP
CENTRAL INDEX KEY: 0001019650
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 363145350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 122 WEST MADISON ST.
STREET 2: --
CITY: OTTAWA
STATE: IL
ZIP: 61350
BUSINESS PHONE: 815-434-3900
MAIL ADDRESS:
STREET 1: 122 WEST MADISON ST.
STREET 2: --
CITY: OTTAWA
STATE: IL
ZIP: 61350
FORMER COMPANY:
FORMER CONFORMED NAME: UNIONBANCORP INC
DATE OF NAME CHANGE: 19960724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COOPER BRADLEY E
CENTRAL INDEX KEY: 0001008262
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37574
FILM NUMBER: 17909883
MAIL ADDRESS:
STREET 1: UNIVERSAL AMERICAN FINANCIAL CORP
STREET 2: 6 INTERNATIONAL DR STE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capital Z Partners III GP, Ltd.
CENTRAL INDEX KEY: 0001419137
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37574
FILM NUMBER: 17909884
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE SOUTH
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: 212 965-2328
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE SOUTH
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER NAME:
FORMER CONFORMED NAME: Union Square Partners GP, Ltd.
DATE OF NAME CHANGE: 20071120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capital Z Partners III GP, L.P.
CENTRAL INDEX KEY: 0001419136
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37574
FILM NUMBER: 17909885
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE SOUTH
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: 212 965-2328
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE SOUTH
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER NAME:
FORMER CONFORMED NAME: Union Square Partners GP, L.P.
DATE OF NAME CHANGE: 20071120
4
1
a4.xml
4
X0306
4
2017-06-09
1
0001019650
CENTRUE FINANCIAL CORP
CFCB
0001008262
COOPER BRADLEY E
142 WEST 57TH STREET, 3RD FLOOR
NEW YORK
NY
10019
1
0
1
0
0001419136
Capital Z Partners III GP, L.P.
142 WEST 57TH STREET, 3RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001419137
Capital Z Partners III GP, Ltd.
142 WEST 57TH STREET, 3RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2017-06-09
4
D
0
1533333
D
0
I
See Footnotes
Restricted Stock Units
0.0
2017-06-09
4
D
0
598.0861
D
2017-06-09
Common Stock
598.0861
0
D
Directly owned by Capital Z Partners Centrue AIV, L.P. ("Capital Z Centrue"). Capital Z Partners III GP, L.P. ("Capital Z III GP LP") is the general partner of Capital Z Centrue. Capital Z Partners III GP, Ltd. ("Capital Z III GP LTD") is the general partner of Capital Z III GP LP and the ultimate general partner of Capital Z Centrue. Each of Capital Z III GP LP, Capital Z III GP LTD and Capital Z Centrue disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act) in an indeterminate portion of the securities beneficially owned by such other entity.
Bradley E. Cooper, a director of the Issuer, is a limited partner of Capital Z III GP LP and is an officer and director of Capital Z III GP LTD. Mr. Cooper disclaims beneficial ownership of such securities except to any indirect pecuniary interest in an indeterminate portion of the securities beneficial owned by such other entities.
Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement.
Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement.
/s/ Bradley E. Cooper
2017-06-09
/s/ Craig Fisher, General Counsel - Authorized Signatory for Capital Z Partners III GP, L.P.
2017-06-09
/s/ Craig Fisher, General Counsel - Authorized Signatory for Capital Z Partners III GP, Ltd..
2017-06-09