8-K 1 a2136919z8-k.htm FORM 8-K

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

May 18, 2004

 

 

Commission
File Number

 

Exact Name of Registrant as specified in its charter;
State of Incorporation;
Address and Telephone Number

 

IRS Employer Identification No.

 

 

 

 

 

1-14756

 

Ameren Corporation
(Missouri Corporation)
1901 Chouteau Avenue
St. Louis, Missouri 63103
(314) 621-3222

 

43-1723446

 

 

 

 

 

1-2967

 

Union Electric Company
(Missouri Corporation)
1901 Chouteau Avenue
St. Louis, Missouri 63103
(314) 621-3222

 

43-0559760

 

 



 

ITEM 5.     OTHER EVENTS AND REGULATION FD DISCLOSURE

 

On May 18, 2004, Union Electric Company (the “Company”), a subsidiary of Ameren Corporation, issued and sold $104,000,000 principal amount of its 5.50% Senior Secured Notes due 2014 (the “Notes”), pursuant to a Registration Statement on Form S-3 (Nos. 333-108034 and 333-108034-01), which was declared effective on September 5, 2003, and a Prospectus Supplement dated May 13, 2004 to a Prospectus dated September 5, 2003.  This Current Report on Form 8-K is being filed to report as exhibits certain documents in connection with that offering.

 

This combined Form 8-K is being filed separately by Ameren Corporation and the Company (each, a “registrant”). Information contained herein relating to any individual registrant has been filed by such registrant on its own behalf. No registrant makes any representation as to information relating to any other registrant.

 

ITEM 7.     EXHIBITS

 

(c)    Exhibits.

 

*1.1         Underwriting Agreement, dated May 13, 2004 between the Company and Barclays Capital Inc. and Citigroup Global Markets Inc., as Representatives of the several Underwriters named therein.

 

**4.1      Indenture dated as of August 15, 2002, between the Company and The Bank of New York, as Trustee, relating to the Notes (Current Report on Form 8-K filed on August 23, 2002, Exhibit 4.1).

 

*4.2       Company Order establishing the Notes.

 

*4.3       Global Note.

 

*4.4       Supplemental Indenture dated May 1, 2004 by and between the Company and The Bank of New York, as Trustee under the Indenture of Mortgage and Deed of Trust dated June 15, 1937 relating to the First Mortgage Bonds, Senior Notes Series FF securing the Notes.

 

*5.1       Opinion of Steven R. Sullivan, Esq., Senior Vice President Governmental/Regulatory Policy, General Counsel and Secretary of the Company, regarding the legality of the Notes issued by the Company (including consent).

 

*5.2       Opinion of Pillsbury Winthrop LLP regarding the legality of the Notes issued by the Company (including consent).

 


*                 Filed herewith.

**               Incorporated by reference as indicated.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. The signature for each undersigned company shall be deemed to relate only to matters having reference to such company or its subsidiaries.

 

 

 

AMEREN CORPORATION

 

 

(Registrant)

 

 

 

 

 

 

 

 

By

 

/s/ Martin J. Lyons

 

 

 

Name:

Martin J. Lyons

 

 

Title:

Vice President and Controller

 

 

 

(Principal Accounting Officer)

 

 

 

 

 

 

UNION ELECTRIC COMPANY

 

 

(Registrant)

 

 

 

 

 

 

 

 

By

 

/s/ Martin J. Lyons

 

 

 

Name:

Martin J. Lyons

 

 

Title:

Vice President and Controller

 

 

 

(Principal Accounting Officer)

 

 

 

 

 

 

 

 

Date:  May 18, 2004

 

 

 

 

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Exhibit Index

 

Exhibit No.

 

Description

 

 

 

*1.1

 

Underwriting Agreement, dated May 13, 2004 between the Company and Barclays Capital Inc. and Citigroup Global Markets Inc., as Representatives of the several Underwriters named therein.

 

 

 

**4.1

 

Indenture dated as of August 15, 2002, between the Company and The Bank of New York, as Trustee, relating to the Notes (Current Report on Form 8-K filed on August 23, 2002, Exhibit 4.1).

 

 

 

*4.2

 

Company Order establishing the Notes.

 

 

 

*4.3

 

Global Note.

 

 

 

*4.4

 

Supplemental Indenture dated May 1, 2004 by and between the Company and The Bank of New York, as Trustee under the Indenture of Mortgage and Deed of Trust dated June 15, 1937 relating to the First Mortgage Bonds, Senior Notes Series FF securing the Notes.

 

 

 

*5.1

 

Opinion of Steven R. Sullivan, Esq., Senior Vice President Governmental/Regulatory Policy, General Counsel and Secretary of the Company, regarding the legality of the Notes issued by the Company (including consent).

 

 

 

*5.2

 

Opinion of Pillsbury Winthrop LLP regarding the legality of the Notes issued by the Company (including consent).

 


*            Filed herewith.

**         Incorporated by reference herein as indicated.

 

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