0001209191-18-026743.txt : 20180427 0001209191-18-026743.hdr.sgml : 20180427 20180427200048 ACCESSION NUMBER: 0001209191-18-026743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180425 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 CENTRAL INDEX KEY: 0001173609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 18786285 BUSINESS ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC STREET 2: 767 FIFTH AVE. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC STREET 2: 767 FIFTH AVE. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARY M LAUDER 2015 TRUST CENTRAL INDEX KEY: 0001260297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 18786283 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724426 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO GARY LAUDER DATE OF NAME CHANGE: 20030818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER GARY M CENTRAL INDEX KEY: 0001008088 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 18786286 MAIL ADDRESS: STREET 1: 14600 WINCHESTER BLVD CITY: LOS GATOS STATE: CA ZIP: 95030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder Partners LLC CENTRAL INDEX KEY: 0001705993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 18786284 BUSINESS ADDRESS: STREET 1: 88 MERCEDES LANE CITY: ATHERTON STATE: CA ZIP: 94027 BUSINESS PHONE: (650) 323-5712 MAIL ADDRESS: STREET 1: 88 MERCEDES LANE CITY: ATHERTON STATE: CA ZIP: 94027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHOTSPOTTER, INC CENTRAL INDEX KEY: 0001351636 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470949915 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 BUSINESS PHONE: (510) 794-3100 MAIL ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 FORMER COMPANY: FORMER CONFORMED NAME: SHOTSPOTTER INC DATE OF NAME CHANGE: 20110517 FORMER COMPANY: FORMER CONFORMED NAME: Shotspotter Inc DATE OF NAME CHANGE: 20060131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-25 0 0001351636 SHOTSPOTTER, INC SSTI 0001008088 LAUDER GARY M 40TH FLOOR, 767 FIFTH AVE. NEW YORK NY 10153 1 0 1 0 0001173609 LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 40TH FLOOR, 767 FIFTH AVE. NEW YORK NY 10153 0 0 1 0 0001705993 Lauder Partners LLC 40TH FLOOR, 767 FIFTH AVE. NEW YORK NY 10153 0 0 1 0 0001260297 GARY M LAUDER 2015 TRUST 40TH FLOOR, 767 FIFTH AVE. NEW YORK NY 10153 0 0 1 0 Common Stock 2018-04-25 4 X 0 162158 5.8667 A 1282393 I By Trust Common Stock 2018-04-25 4 X 0 106136 0.17 A 1179725 I By Limited Liability Company Common Stock 91000 I By Trust Common Stock 8152 D Warrant (Right to Buy) 5.8667 2018-04-25 4 X 0 162158 0.00 D 2019-07-12 Common Stock 162158 0 I By Trust Warrant (Right to Buy) 0.17 2018-04-25 4 X 0 106136 0.00 D 2021-02-13 Common Stock 106136 0 I By Limited Liability Company Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee. Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member. Shares held directly by the Gary M. Lauder 2015 Trust (formerly named "1992 GRAT Remainder Trust FBO Gary Lauder"), of which Gary M. Lauder is a Trustee. Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Immediate. /s/ Gary M. Lauder 2018-04-27 /s/ Gary M. Lauder, Trustee 2018-04-27 /s/ Gary M. Lauder, Managing Member 2018-04-27 /s/ Gary M. Lauder, Trustee 2018-04-27