0001209191-17-039153.txt : 20170612
0001209191-17-039153.hdr.sgml : 20170612
20170612162058
ACCESSION NUMBER: 0001209191-17-039153
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170612
DATE AS OF CHANGE: 20170612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTSPOTTER, INC
CENTRAL INDEX KEY: 0001351636
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 794-3100
MAIL ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: SHOTSPOTTER INC
DATE OF NAME CHANGE: 20110517
FORMER COMPANY:
FORMER CONFORMED NAME: Shotspotter Inc
DATE OF NAME CHANGE: 20060131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO GARY LAUDER
CENTRAL INDEX KEY: 0001260297
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906523
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lauder Partners LLC
CENTRAL INDEX KEY: 0001705993
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906524
BUSINESS ADDRESS:
STREET 1: 88 MERCEDES LANE
CITY: ATHERTON
STATE: CA
ZIP: 94027
BUSINESS PHONE: (650) 323-5712
MAIL ADDRESS:
STREET 1: 88 MERCEDES LANE
CITY: ATHERTON
STATE: CA
ZIP: 94027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000
CENTRAL INDEX KEY: 0001173609
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906525
BUSINESS ADDRESS:
STREET 1: C/O THE ESTEE LAUDER COMPANIES INC
STREET 2: 767 FIFTH AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: C/O THE ESTEE LAUDER COMPANIES INC
STREET 2: 767 FIFTH AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAUDER GARY M
CENTRAL INDEX KEY: 0001008088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906526
MAIL ADDRESS:
STREET 1: 14600 WINCHESTER BLVD
CITY: LOS GATOS
STATE: CA
ZIP: 95030
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-12
0
0001351636
SHOTSPOTTER, INC
SSTI
0001008088
LAUDER GARY M
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
1
0
1
0
0001173609
LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
0
0
1
0
0001705993
Lauder Partners LLC
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
0
0
1
0
0001260297
1992 GRAT REMAINDER TRUST FBO GARY LAUDER
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
0
0
1
0
Common Stock
2017-06-12
4
C
0
140723
0.00
A
311535
I
By Trust
Common Stock
2017-06-12
4
C
0
808700
0.00
A
1120235
I
By Trust
Common Stock
2017-06-12
4
C
0
72068
0.00
A
202173
I
By Limited Liability Company
Common Stock
2017-06-12
4
C
0
871416
0.00
A
1073589
I
By Limited Liability Company
Common Stock
2017-06-12
4
P
0
91000
11.00
A
91000
I
By Trust
Series A-2 Preferred Stock
2017-06-12
4
C
0
196666
D
Common Stock
140723
0
I
By Trust
Series B-1 Preferred Stock
2017-06-12
4
C
0
808700
D
Common Stock
808700
0
I
By Trust
Series A-2 Preferred Stock
2017-06-12
4
C
0
100718
D
Common Stock
72068
0
I
By Limited Liability Company
Series B-1 Preferred Stock
2017-06-12
4
C
0
871416
D
Common Stock
871416
0
I
By Limited Liability Company
Warrant (Right to Buy)
2017-06-12
4
C
0
162158
5.8667
A
2019-07-12
Common Stock
162158
162158
I
By Trust
Warrant (Right to Buy)
2017-06-12
4
C
0
106136
0.17
A
2021-02-13
Common Stock
106136
106136
I
By Limited Liability Company
Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.
Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.
Shares held directly by the 1992 GRAT Remainder Trust FBO Gary Lauder, of which Gary M. Lauder is a Trustee.
Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Inapplicable.
Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Right has converted from right to buy Series B-1 Preferred Stock to a right to buy Common Stock.
Immediate.
/s/ Gary M. Lauder
2017-06-12
/s/ Gary M. Lauder, Trustee
2017-06-12
/s/ Gary M. Lauder, Managing Member
2017-06-12
/s/ Gary Lauder, Trustee
2017-06-12