0001209191-17-038048.txt : 20170606
0001209191-17-038048.hdr.sgml : 20170606
20170606130941
ACCESSION NUMBER: 0001209191-17-038048
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170606
FILED AS OF DATE: 20170606
DATE AS OF CHANGE: 20170606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTSPOTTER, INC
CENTRAL INDEX KEY: 0001351636
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 794-3100
MAIL ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: SHOTSPOTTER INC
DATE OF NAME CHANGE: 20110517
FORMER COMPANY:
FORMER CONFORMED NAME: Shotspotter Inc
DATE OF NAME CHANGE: 20060131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lauder Partners LLC
CENTRAL INDEX KEY: 0001705993
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17893635
BUSINESS ADDRESS:
STREET 1: 88 MERCEDES LANE
CITY: ATHERTON
STATE: CA
ZIP: 94027
BUSINESS PHONE: (650) 323-5712
MAIL ADDRESS:
STREET 1: 88 MERCEDES LANE
CITY: ATHERTON
STATE: CA
ZIP: 94027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000
CENTRAL INDEX KEY: 0001173609
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17893636
BUSINESS ADDRESS:
STREET 1: C/O THE ESTEE LAUDER COMPANIES INC
STREET 2: 767 FIFTH AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: C/O THE ESTEE LAUDER COMPANIES INC
STREET 2: 767 FIFTH AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAUDER GARY M
CENTRAL INDEX KEY: 0001008088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17893637
MAIL ADDRESS:
STREET 1: 14600 WINCHESTER BLVD
CITY: LOS GATOS
STATE: CA
ZIP: 95030
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-06-06
0
0001351636
SHOTSPOTTER, INC
SSTI
0001008088
LAUDER GARY M
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
1
0
1
0
0001173609
LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
0
0
1
0
0001705993
Lauder Partners LLC
40TH FLOOR, 767 FIFTH AVE.
NEW YORK
NY
10153
0
0
1
0
Common Stock
170812
I
By Trust
Common Stock
130105
I
By Limited Liability Company
Series A-2 Preferred Stock
Common Stock
140723
I
By Trust
Series B-1 Preferred Stock
Common Stock
808700
I
By Trust
Warrant (Right to Buy)
5.8667
2019-07-12
Series B-1 Preferred Stock
162158
I
By Trust
Series A-2 Preferred Stock
Common Stock
72068
I
By Limited Liability Company
Series B-1 Preferred Stock
Common Stock
871416
I
By Limited Liability Company
Warrant (Right to Buy)
0.17
2021-02-13
Series B-1 Preferred Stock
106136
I
By Limited Liability Company
Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.
Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.
Each share of Series A-2 Preferred Stock will be automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Inapplicable.
Each share of Series B-1 Preferred Stock will be automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Immediate.
/s/ Gary M. Lauder
2017-06-05
/s/ Gary M. Lauder, Trustee
2017-06-05
/s/ Gary M. Lauder, Managing Member
2017-06-05
EX-24.3_729421
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and
appoints Ralph Clark, Alan Stewart, Sonya Strickler of ShotSpotter, Inc., a
Delaware corporation (the "Company") and Jodie Bourdet, Rob Phillips, Amanda
Busch and Ron Metzger of Cooley LLP as the undersigned's true and lawful
attorneys-in-fact, with full power and authority as hereinafter described on
behalf of and in the name, place and stead of the undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) with respect to the securities of the Company, with the
SEC, any national securities exchanges and the Company, as considered necessary
or advisable under Section 16(a) of the Exchange Act and the rules and
regulations promulgated thereunder, as amended from time to time;
(2) seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third
party, including brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release any such
information to the undersigned and approves and ratifies any such release of
information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney will be in such form and will
contain such information and disclosure as such attorney-in-fact, in his or her
discretion, deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any liability for
the undersigned's responsibility to comply with the requirement of the Exchange
Act, (ii) any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under the Exchange Act,
including without limitation the reporting requirements under Section 16 of the
Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect until revoked by
the undersigned in a signed writing delivered to such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 5th day of June, 2017.
/s/ Gary M. Lauder