0000950103-21-011374.txt : 20210728 0000950103-21-011374.hdr.sgml : 20210728 20210728204848 ACCESSION NUMBER: 0000950103-21-011374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210726 FILED AS OF DATE: 20210728 DATE AS OF CHANGE: 20210728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL MUKESH CENTRAL INDEX KEY: 0001008034 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 211124441 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp155266_4-patel.xml FORM 4 X0306 4 2021-07-26 0 0001616533 SMART Global Holdings, Inc. SGH 0001008034 PATEL MUKESH C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 1 0 0 0 Ordinary Shares 2021-07-26 4 J 0 3413 0.00 A 25176 D Ordinary Shares 156612 I Held through Invati Capital LLC Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Sumeru Fund Cayman, L.P. and certain of its affiliates to the reporting person. No consideration was paid for the Ordinary Shares. Includes Restricted Stock Units. /s/ Anne Kuykendall as attorney-in-fact for Mukesh Patel 2021-07-28