0000950103-18-007548.txt : 20180619
0000950103-18-007548.hdr.sgml : 20180619
20180619160836
ACCESSION NUMBER: 0000950103-18-007548
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180615
FILED AS OF DATE: 20180619
DATE AS OF CHANGE: 20180619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PATEL MUKESH
CENTRAL INDEX KEY: 0001008034
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 18907219
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp92388_4-patel.xml
FORM 4
X0306
4
2018-06-15
0
0001616533
SMART Global Holdings, Inc.
SGH
0001008034
PATEL MUKESH
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
1
0
0
0
Ordinary Shares
2018-06-15
4
S
0
22956
41.62
D
26925
I
See Footnote
Ordinary Shares
2018-06-15
4
S
0
1984
42.28
D
24941
I
See Footnote
Ordinary Shares
2018-06-15
4
S
0
13798
41.64
D
14998
I
See Footnote
Ordinary Shares
2018-06-15
4
S
0
600
42.28
D
14398
I
See Footnote
The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.21 to $42.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $42.21 to $42.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.25 to $42.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
Patel Family Partners L.P. - Fund No. 2
The Patel Revocable Trust (U/A/D 6/6/2002)
/s/ Bruce Goldberg as attorney-in-fact for Mukesh Patel
2018-06-19