0000950103-18-001141.txt : 20180130 0000950103-18-001141.hdr.sgml : 20180130 20180130203543 ACCESSION NUMBER: 0000950103-18-001141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL MUKESH CENTRAL INDEX KEY: 0001008034 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 18560683 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp85828_4-patel.xml FORM 4 X0306 4 2018-01-26 0 0001616533 SMART Global Holdings, Inc. SGH 0001008034 PATEL MUKESH C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 1 0 0 0 Ordinary Shares 2018-01-26 4 A 0 3221 0 A 10749 D Ordinary Shares 74821 I See Footnote Ordinary Shares 43194 I See Footnote 100% of the RSUs vest on 1/26/2019. Includes Restricted Stock Units. Patel Family Partners L.P. - Fund No. 2 The Patel Revocable Trust (U/A/D 6/6/2002) /s/ Bruce Goldberg as attorney-in-fact for Mukesh Patel 2018-01-30