0001104659-21-002559.txt : 20210108 0001104659-21-002559.hdr.sgml : 20210108 20210108172640 ACCESSION NUMBER: 0001104659-21-002559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNAMEE GEORGE C CENTRAL INDEX KEY: 0001008001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 21518433 MAIL ADDRESS: STREET 1: FIRST ALBANY COMPANIES INC. STREET 2: 677 BROADWAY CITY: ALBANY STATE: NY ZIP: 12207-2990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm212245-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-01-06 0 0001093691 PLUG POWER INC PLUG 0001008001 MCNAMEE GEORGE C C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2021-01-06 4 M 0 10000 1.76 A 899390 D Common Stock 2021-01-06 4 S 0 10000 35 D 889390 D Stock Option (Right to Buy) 1.76 2021-01-06 4 M 0 10000 0 D 2026-05-18 Common Stock 10000 20000 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2021-01-08