0001104659-20-083471.txt : 20200714
0001104659-20-083471.hdr.sgml : 20200714
20200714170537
ACCESSION NUMBER: 0001104659-20-083471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200713
FILED AS OF DATE: 20200714
DATE AS OF CHANGE: 20200714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCNAMEE GEORGE C
CENTRAL INDEX KEY: 0001008001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 201027632
MAIL ADDRESS:
STREET 1: FIRST ALBANY COMPANIES INC.
STREET 2: 677 BROADWAY
CITY: ALBANY
STATE: NY
ZIP: 12207-2990
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-07-13
0
0001093691
PLUG POWER INC
PLUG
0001008001
MCNAMEE GEORGE C
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Plug Power Common Stock
2020-07-13
4
M
0
1500
5.10
A
889719
D
Plug Power Common Stock
2020-07-13
4
S
0
1400
8.7944
D
888319
D
Plug Power Common Stock
2020-07-13
4
S
0
100
9.47
D
888219
D
Stock Option (Right to Buy)
5.10
2020-07-13
4
M
0
1500
0
D
2021-05-12
Common Stock
1500
0
D
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $9.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
This option was previously reported as covering 15,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011.
The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
/s/ Gerard L. Conway Jr., Attorney-in-Fact
2020-07-14