0001104659-16-106960.txt : 20160322
0001104659-16-106960.hdr.sgml : 20160322
20160322193420
ACCESSION NUMBER: 0001104659-16-106960
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160318
FILED AS OF DATE: 20160322
DATE AS OF CHANGE: 20160322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCNAMEE GEORGE C
CENTRAL INDEX KEY: 0001008001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 161522142
MAIL ADDRESS:
STREET 1: FIRST ALBANY COMPANIES INC.
STREET 2: 677 BROADWAY
CITY: ALBANY
STATE: NY
ZIP: 12207-2990
4
1
a4.xml
4
X0306
4
2016-03-18
0
0001093691
PLUG POWER INC
PLUG
0001008001
MCNAMEE GEORGE C
C/O PLUG POWER INC.,
968 ALBANY-SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Common Stock
2016-03-18
4
X
0
96774
0.93
A
390631
D
Warrant (right to buy)
0.93
2016-03-18
4
X
0
96774
0
D
2016-05-31
Common Stock
96774
0
D
This Warrant was previously reported as relating to 30,000 shares with an exercise price of $3.00 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 96,774 shares and an exercise price of $0.93 per share. This Warrant has been exercised in exchange for a cash payment by the reporting owner. This Warrant was acquired in 2011 in connection with the purchase of Issuer Common Stock, and it is being exercised prior to its expiration date of May 31, 2016. The Reporting Person intends to hold the shares of common stock.
Warrant became exercisable upon issuance.
As previously reported on February 12, 2015, the Reporting Person held a total of 96,774 exercisable Warrant shares. The total beneficially owned derivative securities reported at the time inadvertently included securities of a separate class, and, accordingly, such previously reported shares are now properly excluded.
/s/ Gerard L. Conway Jr., Attorney-in-fact
2016-03-22