-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnUkOyjcBCTzLpgUnknXSKuTidWJvTeZpuTqLTT2IHGzomA1VgkzQIfqkT/dAOcC sWM85cG0ZbF3bGvPLqC0uw== 0001006196-97-000034.txt : 19970313 0001006196-97-000034.hdr.sgml : 19970313 ACCESSION NUMBER: 0001006196-97-000034 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970312 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AXENT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001007997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48249 FILM NUMBER: 97554920 BUSINESS ADDRESS: STREET 1: 2400 RESEARCH BLVD STREET 2: STE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3012585043 MAIL ADDRESS: STREET 1: 2400 RESEARCH BLVD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEFEBVRE RICHARD A CENTRAL INDEX KEY: 0001035441 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2400 RESEARCH BLVD CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3016703670 SC 13G 1 SCHEDULE 13 G FILED BY RICHARD A. LEFEBVRE U.S. Securities and Exchange Commission Washington, DC 20549 --------------------------- Schedule 13G --------------------------- Under the Securities Exchange Act of 1934 AXENT TECHNOLOGIES, INC. (name of issuer) Common Stock (title of class of securities) 05459C108 (CUSIP number) - 2 - CUSIP NO. 05459C108 1 NAME OF REPORTING PERSON S.S. or I.R.S.IDENTIFICATION NO.OF ABOVE PERSON Richard A. Lefebvre 2 CHECK THE APPROPRIATE BOX OF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE IF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 589,834 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 589,834 8 SHARED DISPOSTIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 589,834 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.59% 12 TYPE OF REPORTING PERSON* IN - 3 - Item 1. (a) Name of Issuer Axent Technologies, Inc. (b) Address of Issuer's Principal Executive Offices 2400 Research Boulevard Rockville, MD 20850 Item 2. (a) Name of Person Filing Richard A. Lefebvre (b) Address of Principal Business Office or, if none, Residence 12914 Travilah Road Potomac, MD 20854 (c) Citizenship United States (d) Title of Class of Securities Common Stock (e) CUSIP Number 05459C108 Item 3. The Reporting Person is not filing this information statement pursuant to Rule 13d-1(b) or 13d-2(b). Item 4. Ownership (a) As of December 31, 1996, the Reporting Person has the right to acquire 589,834, shares of Common Stock of Axent Technologies, Inc. These shares are issuable upon exercise of outstanding options. (b) The 589,834 shares of Common Stock beneficially owned by the Reporting Person constitute 5.59% of the total number of shares outstanding as of the end of the fiscal year of 1996. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 589,834 shares (ii) shared power to vote or to direct the vote: 0 share (iii) sole power to dispose or todirect the disposition of: 589,834 shares (iv) shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Securities Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification N/A Signature After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: February 1, 1997 By: /s/ Richard A. Lefebvre Richard A. Lefebvre -----END PRIVACY-ENHANCED MESSAGE-----