-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PtTZ2KmkHCty1iTscP/qDz5gU7Pj4AF3p7cbFHtTXqy2R7mwijood1dSIagoBU0G v0uezVcSD4rfDzxH0ZyOtg== 0000950146-98-000150.txt : 19980205 0000950146-98-000150.hdr.sgml : 19980205 ACCESSION NUMBER: 0000950146-98-000150 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971231 ITEM INFORMATION: FILED AS OF DATE: 19980204 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN GENERAL CAPITAL CENTRAL INDEX KEY: 0001007797 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 137083556 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-14218 FILM NUMBER: 98521747 BUSINESS ADDRESS: STREET 1: ONE STATE ST STREET 2: C/O IBJ SCHRODER BANK & TRUST CO CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2128582000 MAIL ADDRESS: STREET 1: C/O LBJ SCHRODER BANK & TRUST CO STREET 2: ONE STATE STREET CITY: NEW YORK STATE: NY ZIP: 10004 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------- FORM 8-K CURRENT REPORT ------------------- Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 31, 1997 ----------------- CANADIAN GENERAL CAPITAL -------------------------------------------------- (Exact name of Registrant as Specified in Charter) Delaware 1-14218 13-7083556 - -------------- ------------ ---------------- (State or other (Commission File (IRS Employer jurisdiction of Number) Identification No.) organization) IBJ Schroder Bank & Trust Company One State Street New York, New York 10004 - ------------------------------------------------------------------------------- (Address of Principal Executive Offices) Zip Registrant's telephone number, including area code: (212) 858-2000 Not Applicable - ------------------------------------------------------------------------------- (Former Name or Former Address if Changed Since Last Report) Item 1. Changes in Control of Registrant -------------------------------- Not applicable. Item 2. Acquisition or Disposition of Assets ------------------------------------ Not Applicable. Item 3. Bankruptcy or Receivership -------------------------- Not applicable. Item 4. Changes in Registrant's Certifying Accountant. ---------------------------------------------- Not applicable. Item 5. Other Events. ------------- 1. Receipt of $2,281,455.31 of interest on Canadian General Issuance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on December 31, 1997. 2. Payment of $2,281,455,31 to holders of Canadian General Trust Originated Preferred Securities and Common Stock on December 31, 1997 Item 6. Resignation of Registrant's Directors. -------------------------------------- Not applicable. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. ------------------------------------------------------------------- (a) Not applicable. (b) Not applicable. (c) Exhibits. 1. Administration Trustee=s Report in respect of (i) receipt of $2,281,455.31 of interest on Canadian General Insurance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on December 31, 1997 and (ii) payment of $2,281,455.31 to holders of Canadian General Trust Originated Preferred Securities and Common Stock on December 31, 1997. Item 8. Change in Fiscal Year. ---------------------- Not applicable. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CANADIAN GENERAL CAPITAL (Registrant) By: IBJ SCHRODER BANK & TRUST COMPANY as Administrative Trustee By: /s/ Stuart Rothenberg -------------------------- Stuart Rothenberg Assistant Vice President Dated: January 29, 1998 EXHIBIT INDEX ------------- Exhibit Page - ------- ---- 99 Administrative Trustee's Report in respect of (i) receipt of 1 $2,281,455.31 of interest on Canadian General Insurance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on December 31, 1997 and (ii) payment of $2,281,455.31 to holders of Canadian General Trust Originated Preferred Securities and Common Stock on December 31, 1997. EX-99 2 ADMINISTRATIVE TRUSTEE'S REPORT EXHIBIT 99 CASH TRANSACTIONS CANADIAN GENERAL CAPITAL ------------------------ 12/31/97 Receipt of Interest on Canadian General Insurance $2,281,455.31 Group Limited 9.125% Subordinated Debentures due ------------- March 31, 2026 12/31/97 Funds disbursed to Holders of Canadian General Trust $2,281,455.31 Originated Preferred Securities and Common Stock ------------- -1- -----END PRIVACY-ENHANCED MESSAGE-----