-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJFZNwkrwJVSoHBryVfQqj43nz4enuq9OJXRYfir5pOqfCe8SOf032Q8jbPS0tBB 5W30iE6V1ZlrhUERGvtcIA== 0000950146-97-001579.txt : 19971029 0000950146-97-001579.hdr.sgml : 19971029 ACCESSION NUMBER: 0000950146-97-001579 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970331 ITEM INFORMATION: ITEM INFORMATION: ITEM INFORMATION: ITEM INFORMATION: ITEM INFORMATION: ITEM INFORMATION: ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19971028 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN GENERAL CAPITAL CENTRAL INDEX KEY: 0001007797 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 137083556 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-14218 FILM NUMBER: 97701750 BUSINESS ADDRESS: STREET 1: ONE STATE ST STREET 2: C/O IBJ SCHRODER BANK & TRUST CO CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2128582000 MAIL ADDRESS: STREET 1: C/O LBJ SCHRODER BANK & TRUST CO STREET 2: ONE STATE STREET CITY: NEW YORK STATE: NY ZIP: 10004 8-K 1 CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- FORM 8-K CURRENT REPORT ----------------------- Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 1997 CANADIAN GENERAL CAPITAL - -------------------------------------------------------------------------------- (Exact name of Registrant as Specified in Charter) Delaware 333-1352 13-7083556 - --------------- ---------------- ------------------- (State or other (Commission File (IRS Employer jurisdiction of Number) Identification No.) organization) IBJ Schroder Bank & Trust Company One State Street New York, New York 10004 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) Zip Registrant's telephone number, including area code: (212) 858-2000 Not Applicable - -------------------------------------------------------------------------------- (Former Name or Former Address if Changed Since Last Report Item 1. Changes in Control of Registrant Not applicable. Item 2. Acquisition or Disposition of Assets Not Applicable. Item 3. Bankruptcy or Receivership Not applicable. Item 4. Changes in Registrant's Certifying Accountant. Not applicable. Item 5. Other Events. 1. Receipt of $2,281,455.31 of interest on Canadian General Issuance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on March 31, 1997. 2. Payment of $2,281,455,31 to holders of Canadian General Trust Originated Preferred Securities and Common Stock on March 31, 1997 Item 6. Resignation of Registrant's Directors. Not applicable. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (a) Not applicable. (b) Not applicable. (c) Exhibits. 1. Administration Trustee's Report in respect of (i) receipt of $2,281,455.31 of interest on Canadian General Insurance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on March 31, 1997 and (ii) payment of $2,281,455.31 to holders of Canadian General Trust Originated Preferred Securities and Common Stock on March 31, 1997. Item 8. Change in Fiscal Year. Not applicable. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CANADIAN GENERAL CAPITAL (Registrant) By: IBJ SCHRODER BANK & TRUST COMPANY as Administrative Trustee By: /s/ Stuart Rothenberg --------------------------------------- Stuart Rothenberg Assistant Vice President Dated: April 7, 1997 EXHIBIT INDEX Exhibit Page 99. Administrative Trustee's Report in respect of (i) receipt of $2,281,455.31 of interest on Canadian General Insurance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on March 31, 1997 and (ii) payment of $2,281,455.31 to holders of Canadian General Trust Originated Preferred Securities and Common Stock on March 31, 1997. EX-99 2 ADMINISTRATIVE TRUSTEE'S REPORT EXHIBIT 1 CASH TRANSACTIONS CANADIAN GENERAL CAPITAL 09/30/97 Receipt of Interest on Canadian General Insurance Group $2,281,455.31 Limited 9.125% Subordinated Debentures due March 31, 2026 ------------- 09/30/97 Funds disbursed to Holders of Canadian General Trust $2,281,455.31 Originated Preferred Securities and Common Stock -------------
Dated: April 7, 1997 By: IBJ SCHRODER BANK & TRUST COMPANY as Administrative Trustee By: /s/ Stuart Rothenberg ---------------------------------------- Stuart Rothenberg Assistant Vice President -----END PRIVACY-ENHANCED MESSAGE-----