0001514726-11-000092.txt : 20110719 0001514726-11-000092.hdr.sgml : 20110719 20110719164253 ACCESSION NUMBER: 0001514726-11-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110719 DATE AS OF CHANGE: 20110719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ante5, Inc. CENTRAL INDEX KEY: 0001490161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 272345075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10275 WAYZATA BOULEVARD STREET 2: SUITE 310 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 952-426-1241 MAIL ADDRESS: STREET 1: 10275 WAYZATA BOULEVARD STREET 2: SUITE 310 CITY: MINNETONKA STATE: MN ZIP: 55305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDFARB MORRIS CENTRAL INDEX KEY: 0001007772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53952 FILM NUMBER: 11975586 MAIL ADDRESS: STREET 1: C/O G-III APPAREL GROUP STREET 2: 345 W 37TH ST CITY: NY STATE: NY ZIP: 10018 4 1 mf-495.xml PRIMARY DOCUMENT X0303 4 2011-05-02 0001490161 ante5, Inc. ANFC.PK 0001007772 GOLDFARB MORRIS 10275 WAYZATA BLVD., SUITE 310 MINNETONKA MN 55305 true false false false Common Stock Warrant (right to buy) 0.95 2011-05-02 4 J false 75000 A 2011-05-02 2016-05-02 Common Stock 75000 75000 D These warrants were granted to the reporting person as partial consideration for his role as a lender to the Issuer in connection with the closing of the Issuer?s Credit Agreement on May 2, 2011, pursuant to which the Issuer issued similar warrants to all such lenders. In the event the reporting person defaults under the Credit Agreement prior to the earlier to occur of (i) May 2, 2012, or (ii) the date the reporting person has made advances in an amount greater than fifty percent (50%) of his commitment amount, the Issuer is entitled to cancel all of the reporting person?s then-outstanding warrants and shares of common stock issued or issuable upon the exercise of the warrants. /s/ Morris Goldfarb 2011-07-14