0001209191-19-055686.txt : 20191107 0001209191-19-055686.hdr.sgml : 20191107 20191107164747 ACCESSION NUMBER: 0001209191-19-055686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTOT PHILIPPE F CENTRAL INDEX KEY: 0001007707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35662 FILM NUMBER: 191201047 MAIL ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALYS, INC. CENTRAL INDEX KEY: 0001107843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-801-6100 MAIL ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: QUALYS INC DATE OF NAME CHANGE: 20000225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-05 0 0001107843 QUALYS, INC. QLYS 0001007707 COURTOT PHILIPPE F C/O QUALYS, INC. 919 E. HILLSDALE BLVD. FOSTER CITY CA 94404 1 1 1 0 Chairman, President & CEO Common Stock 2019-11-05 4 M 0 74532 26.86 A 5628488 D Common Stock 2019-11-05 4 S 0 41494 83.7698 D 5586994 D Common Stock 2019-11-05 4 S 0 32838 84.433 D 5554156 D Common Stock 2019-11-05 4 S 0 200 85.45 D 5553956 D Common Stock 2019-11-06 4 M 0 57461 26.86 A 5611417 D Common Stock 2019-11-06 4 S 0 53804 84.1763 D 5557613 D Common Stock 2019-11-06 4 S 0 3657 84.727 D 5553956 D Common Stock 100000 I See Footnote Stock Option (right to buy) 26.86 2019-11-05 4 M 0 74532 0.00 D 2024-02-06 Common Stock 74532 226662 D Stock Option (right to buy) 26.86 2019-11-06 4 M 0 57461 0.00 D 2024-02-06 Common Stock 57461 169201 D The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019. The sale price represents the weighted average price of the shares sold ranging from $83.15 to $84.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $84.15 to $85.12 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $83.66 to $84.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $84.66 to $84.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child. The option is fully vested and immediately exercisable. /s/ Bruce Posey by power of attorney for Philippe F. Courtot 2019-11-07