0001209191-18-064204.txt : 20181227 0001209191-18-064204.hdr.sgml : 20181227 20181227172103 ACCESSION NUMBER: 0001209191-18-064204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181227 DATE AS OF CHANGE: 20181227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTOT PHILIPPE F CENTRAL INDEX KEY: 0001007707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35662 FILM NUMBER: 181255282 MAIL ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALYS, INC. CENTRAL INDEX KEY: 0001107843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-801-6100 MAIL ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: QUALYS INC DATE OF NAME CHANGE: 20000225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-21 0 0001107843 QUALYS, INC. QLYS 0001007707 COURTOT PHILIPPE F C/O QUALYS, INC. 919 E. HILLSDALE BLVD. FOSTER CITY CA 94404 1 1 1 0 Chairman, President & CEO Common Stock 2018-12-21 4 A 0 56250 0.00 A 5484192 D Common Stock 2018-12-21 4 A 0 33089 0.00 A 5517281 D Common Stock 2018-12-21 4 A 0 33088 0.00 A 5550369 D Common Stock 100000 I See Footnote Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs will commence vesting on January 1, 2019 and will vest at end of each quarter, subject to the Reporting Person continuing as a service provider through each such date. Each performance-based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of the Issuer's Common Stock and will vest based on the achievement of goals that are not market price goals but based on operating performance goals for the period January 2019 through December 2021 subject to the Reporting Person continuing as a service provider through the date that performance is certified. Each performance-based Restricted Share Unit ("PRSU") represents a contingent right to receive one share of the Issuer's Common Stock and will vest in 3 increments based on the achievement of goals that are not market price goals but based on operating performance goals for each of fiscal 2019, 2020, and 2021 subject to the Reporting Person continuing as a service provider through the date that performance is certified for the relevant fiscal year. These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child. /s/ Bruce Posey by power of attorney for Philippe F. Courtot 2018-12-27