-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKcxDDGJEPb9LzrUHT3oVll2ZauL5fVtmtbNIGX7AbONohSyhjovIMQkgsoUovb9 lL75M3a8ZvaOviJvym6Sxg== 0001026051-97-000005.txt : 19971211 0001026051-97-000005.hdr.sgml : 19971211 ACCESSION NUMBER: 0001026051-97-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971130 FILED AS OF DATE: 19971210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PCD INC CENTRAL INDEX KEY: 0001007594 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 042604950 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-27744 FILM NUMBER: 97735326 BUSINESS ADDRESS: STREET 1: TWO TECHNOLOGY DR STREET 2: CENTENNIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085328800 MAIL ADDRESS: STREET 1: 2 TECHNOLOGY DRIVE CITY: PEABODY STATE: MA ZIP: 01960 COMPANY DATA: COMPANY CONFORMED NAME: DWIGHT JOHN L JR CENTRAL INDEX KEY: 0001026051 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PCD INC STREET 2: 2 TECHNOLOGY DR CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085328800 MAIL ADDRESS: STREET 1: PCD INC STREET 2: 2 TECHNOLOGY DR CITY: PEABODY STATE: MA ZIP: 01960 4 1 FORM 4 - 11/97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person DWIGHT JR., JOHN L. C/O PCD INC 2 TECHNOLOGY DRIVE PEABODY, MA 01960 USA 2. Issuer Name and Ticker or Trading Symbol PCD INC. PCDI 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK |11/21/|G* |V|700 |D | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G* |V|700 |D | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G* |V|700 |A | |14500 |I |BY SON (1) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G* |V|700 |A | |14500 |I |BY SON (1) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G |V|700 |D | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G |V|700 |D | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G |V|700 |D | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G |V|700 |D | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |11/21/|G |V|500 |D | |872500 |D | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * GIFT TO SON WHO SHARES REPORTING PERSON'S HOUSEHOLD (1) THE REPORTING PERSON DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES AND THIS REPORT SHALL NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF SUCH SECURITIES FOR PURPOSES OF SECTION 16 OR ANY OTHER PURPOSE -----END PRIVACY-ENHANCED MESSAGE-----