-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LNdWeIjVw75NWZOU3L7R6VmfeWnQPY0oXOuEExtKNppc0GWEzlOZdPPVd7MYr5fH A5vMfB8wk121veEMOOk8+w== 0001007594-02-000009.txt : 20020414 0001007594-02-000009.hdr.sgml : 20020414 ACCESSION NUMBER: 0001007594-02-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PCD INC CENTRAL INDEX KEY: 0001007594 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 042604950 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27744 FILM NUMBER: 02529518 BUSINESS ADDRESS: STREET 1: TWO TECHNOLOGY DR STREET 2: CENTENNIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085328800 MAIL ADDRESS: STREET 1: 2 TECHNOLOGY DRIVE CITY: PEABODY STATE: MA ZIP: 01960 COMPANY DATA: COMPANY CONFORMED NAME: YORK THEODORE C CENTRAL INDEX KEY: 0001026061 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: PCD INC STREET 2: 2 TECHNOLOGY DR CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085328800 MAIL ADDRESS: STREET 1: PCD INC STREET 2: 2 TECHNOLOGY DR CITY: PEABODY STATE: MA ZIP: 01960 5 1 tcy-form5.htm 2001 FORM 5 - THEODORE C YORK

1. Name and Address of Reporting Person

    York, Theodore C.
    PCD Inc.
    2 Technology Drive
    Peabody, MA 01960
    USA

2. Issuer Name and Ticker or Trading Symbol

    PCD Inc. (PCDI)

3. IRS or Social Security Number of Reporting Person (Voluntary)

4. Statement for Month/Year

    2001

5. If Amendment, Date of Original (Month/Day/Year)

6. Relationship of Reporting Person(s) to Issuer (Check all applicable)

    (X) Director ( ) 10% Owner
    ( ) Officer (give title below) ( ) Other (specify below)

7. Individual or Joint/Group Filing (Check Applicable Line)

    (X) Form filed by One Reporting Person
    ( ) Form filed by More than One Reporting Person

TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 1.  Title of Security          





 2. Trans- 
   action
   Date
 
    (Month/ 
     Day/
     Year)
 3. Trans- 
   action
   Code



 4. Securities Acquired (A) 
   or Disposed of (D)



_________________________
   Amount  |    A/D    |      Price   
 5. Amount of     
   Securities
   Beneficially
   Owned at
   End of Year

 

 6. Ownership 
      Form:
      Direct
     (D) or
     Indirect (I)
   
 7. Nature  
     of Indirect
     Beneficial
     Ownership

 

TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned

 1.  Title of Derivative Security          










 2. Conver-
   sion or  
   Exercise  
   Price of  
   Deri-  
   vative  
   Security  




 3. Trans- 
   action
   Date

  (Month/ 
  Day/
  Year)




 4. Trans-
   action
   Code








 5. Number of Deriv- 
   ative Securities   
   Acquired (A) or
   Disposed of (D)






________________
      (A)      |      (D)
 6. Date Exer-
   cisable and   
   Expiration Date 
   (Month/Day/
   Year)



________________
 Date       |  Expira- 
 Exer-      |  tion 
 cisable    |  Date 
 7. Title and Amount of   
   Underlying Securities
 





_____________________
                     |  Amount or 
      Title         |  Number of
                     |  Shares 
 8. Price   
   of of
   Deriv-
   ative  
   Secur- 
   ity





 9. Number  
   of deriv- 
   ative
   Secur-  
   ities 
   Bene-
   ficially  
   Owned 
   at End
   of  
   Year 
 10. Owner-
   ship 
   Form of 
   Deriv-  
   ative 
   Security: 
   Direct  
   (D) or 
   Indirect
   (I)  

 11. Nature  
   of
   Indirect 
   Benefi-
   cial 
   Owner- 
   ship  




EMPLOYEE STOCK OPTION (RIGHT TO PURCHASE STOCK)

$4.9500

11/28/01

A

1,500

11/28/01

11/28/11

COMMON STOCK

1,500

1,500

D

SIGNATURE OF REPORTING PERSON
/s/ Theodore C. York

DATE
01/14/2002




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