-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G+nytX0vIFtBItxsqnc/7iaG8pX8FxKvlhp5kzba9WQPEzGZaHRNz0LIdLrZ+B8V 7UcX5jQD35I5uDlrTrscPg== 0001007594-01-500003.txt : 20010123 0001007594-01-500003.hdr.sgml : 20010123 ACCESSION NUMBER: 0001007594-01-500003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PCD INC CENTRAL INDEX KEY: 0001007594 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 042604950 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48553 FILM NUMBER: 1510284 BUSINESS ADDRESS: STREET 1: TWO TECHNOLOGY DR STREET 2: CENTENNIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085328800 MAIL ADDRESS: STREET 1: 2 TECHNOLOGY DRIVE CITY: PEABODY STATE: MA ZIP: 01960 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DWIGHT JOHN L JR CENTRAL INDEX KEY: 0001026051 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PCD INC STREET 2: 2 TECHNOLOGY DR CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085328800 MAIL ADDRESS: STREET 1: PCD INC STREET 2: 2 TECHNOLOGY DR CITY: PEABODY STATE: MA ZIP: 01960 SC 13G 1 jldsch13g.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 4)* PCD Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $0.01 par value per share - ------------------------------------------------------------------------------ (Title of Class of Securities) 69318P 10 6 - ------------------------------------------------------------------------------ (CUSIP Number) December 31, 2000 - ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /x/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be Deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 69318P 10 6 13G Page 2 of 5 Pages - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) John L. Dwight, Jr. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / Not Applicable. - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER 882,900 (Incudes 32,000 shares subject to currently exercisable options) --------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES 19,100 (Includes 19,100 shares held by one of Mr. BENEFICIALLY Dwight's children with respect to which Mr. OWNED BY Dwight disclaims beneficial ownership) EACH --------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 882,900 WITH --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 19,100 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 902,000 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.20% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G Page 3 of 5 Pages Item 1: (a) Name of Issuer: PCD Inc. (b) Address of Issuer's Principal Executive Offices: Two Technology Drive Centennial Park Peabody, MA 01960-7977 Item 2: (a) Name of Person Filing: John L. Dwight Jr. (b) Address of Principal Business Office or, if None, Residence: c/o PCD Inc. Two Technology Drive Centennial Park Peabody, MA 01960-7977 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value (e) CUSIP Number: 69318P 10 6 Item 3: If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) / / Broker or dealer registered under Section 15 of the Exchange Act (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act (c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) / / Investment company registered under Section 8 of the Investment Company Act. (e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. / / Item 4: Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. SCHEDULE 13G Page 4 of 5 Pages (a) Amount Beneficially Owned: COMMON STOCK 902,000 Includes 19,100 shares held by one of Mr. Dwight's children and as to which he disclaims beneficial ownership. (b) Percent of Class: PERCENTAGE 10.20% Based on 8,811,822 shares of Common Stock of PCD Inc. outstanding as of December 31, 2000 and 32,000 currently exercisable options held by Mr. Dwight. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 882,900 (ii) Shared power to vote or to direct the vote: 19,100 (iii) Sole power to dispose or to direct the disposition of: 882,900 (iv) Shared power to dispose or to direct the disposition of: 19,100 Item 5: Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]. Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8: Identification and Classification of Members of the Group: Not Applicable. Item 9: Notice of Dissolution of Group: Not Applicable. Item 10: Certifications: Not Applicable (not filed pursuant to Rule 13d-1(b) or (c)). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 17, 2001 By: /s/ John L. Dwight Jr. --------------------------------- John L. Dwight, Jr. Chairman of the Board, Chief Executive Officer and President -----END PRIVACY-ENHANCED MESSAGE-----