0001062993-23-006425.txt : 20230309 0001062993-23-006425.hdr.sgml : 20230309 20230309162859 ACCESSION NUMBER: 0001062993-23-006425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Balog Robert J CENTRAL INDEX KEY: 0001316415 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35843 FILM NUMBER: 23720116 MAIL ADDRESS: STREET 1: 50 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KVH INDUSTRIES INC \DE\ CENTRAL INDEX KEY: 0001007587 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 050420589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 BUSINESS PHONE: 4018473327 MAIL ADDRESS: STREET 1: 50 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-03-07 0001007587 KVH INDUSTRIES INC \DE\ KVHI 0001316415 Balog Robert J 50 ENTERPRISE CENTER MIDDLETOWN RI 02842 0 1 0 0 CTO Common Stock 2023-03-07 4 J 0 13401 0 A 99004 D Employee Stock Options-Right to Buy 9.810 2023-03-07 4 J 0 31842 9.810 A 2024-03-07 2028-03-07 Common Stock 31842 125613 D Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting. Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting. Vested stock options "beneficially owned". Robert Balog 2023-03-09