0000919574-23-000332.txt : 20230113 0000919574-23-000332.hdr.sgml : 20230113 20230113175144 ACCESSION NUMBER: 0000919574-23-000332 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220525 FILED AS OF DATE: 20230113 DATE AS OF CHANGE: 20230113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEEDHAM GEORGE A CENTRAL INDEX KEY: 0001215611 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35843 FILM NUMBER: 23529793 MAIL ADDRESS: STREET 1: C/O NEEDHAM & COMPANY, LLC STREET 2: 445 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEEDHAM GROUP, INC. CENTRAL INDEX KEY: 0001396716 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35843 FILM NUMBER: 23529794 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-0311 MAIL ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KVH INDUSTRIES INC \DE\ CENTRAL INDEX KEY: 0001007587 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 050420589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 BUSINESS PHONE: 4018473327 MAIL ADDRESS: STREET 1: 50 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 3 1 ownership.xml X0206 3 2022-05-25 0 0001007587 KVH INDUSTRIES INC \DE\ KVHI 0001396716 NEEDHAM GROUP, INC. C/O NEEDHAM INVESTMENT MANAGEMENT L.L.C. 250 PARK AVENUE, 10TH FLOOR NEW YORK NY 10117-1099 0 0 1 0 0001215611 NEEDHAM GEORGE A C/O NEEDHAM INVESTMENT MANAGEMENT L.L.C. 250 PARK AVENUE, 10TH FLOOR NEW YORK NY 10117-1099 0 0 1 0 Common Stock, par value $0.01 per share 74900 D Common Stock, par value $0.01 per share 1815000 I See Footnote The reported securities are directly owned by The Needham Group, Inc. ("The Needham Group"), a Delaware corporation, and may be deemed to be indirectly beneficially owned by George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. George A. Needham disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that George A. Needham is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group as the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. The Needham Group, Inc., By: /s/ John J. Prior, Jr., Chief Executive Officer 2023-01-13 /s/ George A. Needham 2023-01-13