0000919574-23-000332.txt : 20230113
0000919574-23-000332.hdr.sgml : 20230113
20230113175144
ACCESSION NUMBER: 0000919574-23-000332
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220525
FILED AS OF DATE: 20230113
DATE AS OF CHANGE: 20230113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEEDHAM GEORGE A
CENTRAL INDEX KEY: 0001215611
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35843
FILM NUMBER: 23529793
MAIL ADDRESS:
STREET 1: C/O NEEDHAM & COMPANY, LLC
STREET 2: 445 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEEDHAM GROUP, INC.
CENTRAL INDEX KEY: 0001396716
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35843
FILM NUMBER: 23529794
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0311
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KVH INDUSTRIES INC \DE\
CENTRAL INDEX KEY: 0001007587
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 050420589
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 ENTERPRISE CENTER
CITY: MIDDLETOWN
STATE: RI
ZIP: 02842
BUSINESS PHONE: 4018473327
MAIL ADDRESS:
STREET 1: 50 ENTERPRISE CENTER
CITY: MIDDLETOWN
STATE: RI
ZIP: 02842
3
1
ownership.xml
X0206
3
2022-05-25
0
0001007587
KVH INDUSTRIES INC \DE\
KVHI
0001396716
NEEDHAM GROUP, INC.
C/O NEEDHAM INVESTMENT MANAGEMENT L.L.C.
250 PARK AVENUE, 10TH FLOOR
NEW YORK
NY
10117-1099
0
0
1
0
0001215611
NEEDHAM GEORGE A
C/O NEEDHAM INVESTMENT MANAGEMENT L.L.C.
250 PARK AVENUE, 10TH FLOOR
NEW YORK
NY
10117-1099
0
0
1
0
Common Stock, par value $0.01 per share
74900
D
Common Stock, par value $0.01 per share
1815000
I
See Footnote
The reported securities are directly owned by The Needham Group, Inc. ("The Needham Group"), a Delaware corporation, and may be deemed to be indirectly beneficially owned by George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. George A. Needham disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that George A. Needham is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group as the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose.
The Needham Group, Inc., By: /s/ John J. Prior, Jr., Chief Executive Officer
2023-01-13
/s/ George A. Needham
2023-01-13