0001664998-22-000132.txt : 20221205 0001664998-22-000132.hdr.sgml : 20221205 20221205210702 ACCESSION NUMBER: 0001664998-22-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAUSMEYER KEVIN CENTRAL INDEX KEY: 0001007547 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 221446497 MAIL ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 4 1 wf-form4_167029239872792.xml FORM 4 X0306 4 2022-12-01 0 0001664998 KnowBe4, Inc. KNBE 0001007547 KLAUSMEYER KEVIN C/O KNOWBE4, INC. 33 N. GARDEN AVENUE CLEARWATER FL 33755 1 0 0 0 Class A Common Stock 2022-12-01 4 C 0 13068 0 A 24880 D Class A Common Stock 2022-12-01 4 S 0 13068 24.6612 D 11812 D Stock Option (right to buy) 5.71 2022-12-01 4 M 0 13068 0 D 2030-08-03 Class B Common Stock 13068.0 346416 D Class B Common Stock 0.0 2022-12-01 4 M 0 13068 5.71 A Class A Common Stock 13068.0 13068 D Class B Common Stock 0.0 2022-12-01 4 C 0 13068 0 D Class A Common Stock 13068.0 0 D Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 16, 2021. Represents the weighted average share price of an aggregate total of 13,068 shares sold in the price range of $24.62 to $24.68 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five (25%) of the shares subject to the option vested on August 3, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months. /s/ Kristen Wiggins, as Attorney-in-Fact 2022-12-05