0001664998-22-000104.txt : 20221005
0001664998-22-000104.hdr.sgml : 20221005
20221005203821
ACCESSION NUMBER: 0001664998-22-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221003
FILED AS OF DATE: 20221005
DATE AS OF CHANGE: 20221005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLAUSMEYER KEVIN
CENTRAL INDEX KEY: 0001007547
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 221296868
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KnowBe4, Inc.
CENTRAL INDEX KEY: 0001664998
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 273205919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
BUSINESS PHONE: (855) 566-9234
MAIL ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
4
1
wf-form4_166501668322595.xml
FORM 4
X0306
4
2022-10-03
0
0001664998
KnowBe4, Inc.
KNBE
0001007547
KLAUSMEYER KEVIN
C/O KNOWBE4, INC.
33 N. GARDEN AVENUE
CLEARWATER
FL
33755
1
0
0
0
Class A Common Stock
2022-10-03
4
C
0
11616
0
A
23428
D
Class A Common Stock
2022-10-03
4
S
0
11616
21.2421
D
11812
D
Stock Option (right to buy)
5.71
2022-10-03
4
M
0
11616
0
D
2030-08-03
Class B Common Stock
11616.0
379812
D
Class B Common Stock
0.0
2022-10-03
4
M
0
11616
5.71
A
Class A Common Stock
11616.0
11616
D
Class B Common Stock
0.0
2022-10-03
4
C
0
11616
0
D
Class A Common Stock
11616.0
0
D
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 16, 2021.
Represents the weighted average share price of an aggregate total of 11,616 shares sold in the price range of $20.87 to $21.75 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five (25%) of the shares subject to the option vested on August 3, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
/s/ Kristen Wiggins, as Attorney-in-Fact
2022-10-05