0001085146-22-003080.txt : 20220815 0001085146-22-003080.hdr.sgml : 20220815 20220815110754 ACCESSION NUMBER: 0001085146-22-003080 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 221163537 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 06-30-2022 06-30-2022 false OSTERWEIS CAPITAL MANAGEMENT INC

One Maritime Plaza Ste 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415-434-4441 /s/ John Tavernetti San Francisco CA 08-15-2022 1 181 1335091 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 494 4545 SH SOLE 1 4545 0 0 ABBVIE INC COM 00287Y109 823 5376 SH SOLE 1 5376 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 8744 23886 SH SOLE 1 23886 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 4628 12644 SH SOLE 12644 0 0 ADVANCED MICRO DEVICES INC COM 007903107 13784 180248 SH SOLE 1 180248 0 0 ADVANCED MICRO DEVICES INC COM 007903107 6093 79675 SH SOLE 79675 0 0 AIR PRODS & CHEMS INC COM 009158106 10440 43412 SH SOLE 43412 0 0 AIR PRODS & CHEMS INC COM 009158106 21794 90625 SH SOLE 1 90625 0 0 AKOYA BIOSCIENCES INC COM 00974H104 1621 126131 SH SOLE 126131 0 0 ALPHABET INC CAP STK CL A 02079K305 325 149 SH SOLE 149 0 0 ALPHABET INC CAP STK CL A 02079K305 3251 1492 SH SOLE 1 1492 0 0 ALPHABET INC CAP STK CL C 02079K107 51895 23724 SH SOLE 1 23724 0 0 ALPHABET INC CAP STK CL C 02079K107 26302 12024 SH SOLE 12024 0 0 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 3725 4647000 PRN SOLE 1 4647000 0 0 AMAZON COM INC COM 023135106 9582 90220 SH SOLE 90220 0 0 AMAZON COM INC COM 023135106 21386 201360 SH SOLE 1 201360 0 0 AMETEK INC COM 031100100 5240 47680 SH SOLE 47680 0 0 AMETEK INC COM 031100100 11799 107368 SH SOLE 1 107368 0 0 ANALOG DEVICES INC COM 032654105 7747 53032 SH SOLE 1 53032 0 0 ANALOG DEVICES INC COM 032654105 802 5490 SH SOLE 5490 0 0 APPLE INC COM 037833100 4651 34022 SH SOLE 1 34022 0 0 APPLIED MATLS INC COM 038222105 8658 95168 SH SOLE 1 95168 0 0 APPLIED MATLS INC COM 038222105 4416 48542 SH SOLE 48542 0 0 ARIS WATER SOLUTIONS INC CLASS A COM 04041L106 1762 105645 SH SOLE 1 105645 0 0 AXON ENTERPRISE INC COM 05464C101 3465 37185 SH SOLE 1 37185 0 0 AZENTA INC COM 114340102 4272 59255 SH SOLE 1 59255 0 0 BERKLEY W R CORP COM 084423102 250 3667 SH SOLE 1 3667 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1636 4 SH SOLE 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1227 3 SH SOLE 1 3 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1875 6867 SH SOLE 1 6867 0 0 BOSTON SCIENTIFIC CORP COM 101137107 16514 443090 SH SOLE 1 443090 0 0 BOSTON SCIENTIFIC CORP COM 101137107 8818 236585 SH SOLE 236585 0 0 BOX INC NOTE 1/1 10316TAB0 4163 3650000 PRN SOLE 1 3650000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 229 2977 SH SOLE 1 2977 0 0 CALLAWAY GOLF CO COM 131193104 6645 325725 SH SOLE 1 325725 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 10076 9000000 PRN SOLE 1 9000000 0 0 CAVCO INDS INC DEL COM 149568107 5421 27660 SH SOLE 1 27660 0 0 CHEFS WHSE INC COM 163086101 2934 75450 SH SOLE 1 75450 0 0 CHEVRON CORP NEW COM 166764100 270 1865 SH SOLE 1 1865 0 0 CHEVRON CORP NEW COM 166764100 28 190 SH SOLE 190 0 0 COSTCO WHSL CORP NEW COM 22160K105 431 900 SH SOLE 1 900 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 9208 54684 SH SOLE 54684 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 19570 116226 SH SOLE 1 116226 0 0 CVS HEALTH CORP COM 126650100 15962 172269 SH SOLE 172269 0 0 CVS HEALTH CORP COM 126650100 32853 354553 SH SOLE 1 354553 0 0 DANAHER CORPORATION COM 235851102 10955 43211 SH SOLE 43211 0 0 DANAHER CORPORATION COM 235851102 22738 89688 SH SOLE 1 89688 0 0 DISNEY WALT CO COM 254687106 209 2210 SH SOLE 1 2210 0 0 DOLLAR GEN CORP NEW COM 256677105 26306 107180 SH SOLE 1 107180 0 0 DOLLAR GEN CORP NEW COM 256677105 11176 45536 SH SOLE 45536 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 127 5200 SH SOLE 1 5200 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1048 43000 SH SOLE 43000 0 0 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 8142 9490000 PRN SOLE 1 9490000 0 0 ESSEX PPTY TR INC COM 297178105 1060 4055 SH SOLE 1 4055 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 5900 8000000 PRN SOLE 1 8000000 0 0 EVGO INC CL A COM 30052F100 140 23230 SH SOLE 1 23230 0 0 EXXON MOBIL CORP COM 30231G102 323 3767 SH SOLE 3767 0 0 EXXON MOBIL CORP COM 30231G102 540 6312 SH SOLE 1 6312 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 9350 10500000 PRN SOLE 1 10500000 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 17584 16835000 PRN SOLE 1 16835000 0 0 FATE THERAPEUTICS INC COM 31189P102 1031 41605 SH SOLE 1 41605 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 9296 64463 SH SOLE 64463 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 17936 124380 SH SOLE 1 124380 0 0 FIRSTSERVICE CORP NEW COM 33767E202 9857 81328 SH SOLE 1 81328 0 0 FIVE9 INC COM 338307101 4194 46020 SH SOLE 1 46020 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 3853 61190 SH SOLE 1 61190 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 7336 8000000 PRN SOLE 1 8000000 0 0 GENERAC HLDGS INC COM 368736104 4333 20575 SH SOLE 20575 0 0 GENERAC HLDGS INC COM 368736104 7945 37730 SH SOLE 1 37730 0 0 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 14175 18000000 PRN SOLE 1 18000000 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 13 340 SH SOLE 340 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 2044 53990 SH SOLE 1 53990 0 0 HELIOS TECHNOLOGIES INC COM 42328H109 6215 93805 SH SOLE 1 93805 0 0 HERITAGE COMM CORP COM 426927109 161 15021 SH SOLE 1 15021 0 0 HOME DEPOT INC COM 437076102 754 2750 SH SOLE 2750 0 0 HOME DEPOT INC COM 437076102 30 111 SH SOLE 1 111 0 0 INNOSPEC INC COM 45768S105 5262 54935 SH SOLE 1 54935 0 0 INSPIRE MED SYS INC COM 457730109 5338 29220 SH SOLE 1 29220 0 0 INSULET CORP COM 45784P101 4575 20990 SH SOLE 1 20990 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 12236 13000000 PRN SOLE 1 13000000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 10858 76900 SH SOLE 76900 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 23696 167830 SH SOLE 1 167830 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 16625 139562 SH SOLE 1 139562 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 7103 59625 SH SOLE 59625 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 297 6260 PRN SOLE 1 6260 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 70 1470 PRN SOLE 1470 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 5959 6000000 PRN SOLE 1 6000000 0 0 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 8243 7000000 PRN SOLE 1 7000000 0 0 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 8982 9700000 PRN SOLE 1 9700000 0 0 JOHNSON & JOHNSON COM 478160104 22575 127176 SH SOLE 1 127176 0 0 JOHNSON & JOHNSON COM 478160104 8150 45912 SH SOLE 45912 0 0 KBR INC COM 48242W106 5935 122640 SH SOLE 1 122640 0 0 KNOWBE4 INC CL A 49926T104 1333 85309 SH SOLE 1 85309 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 8106 33537 SH SOLE 1 33537 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 3293 13625 SH SOLE 13625 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 9928 112858 SH SOLE 1 112858 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 5883 66870 SH SOLE 66870 0 0 LANTHEUS HLDGS INC COM 516544103 5139 77835 SH SOLE 1 77835 0 0 LENDINGCLUB CORP COM NEW 52603A208 2014 172290 SH SOLE 1 172290 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 19024 28017000 PRN SOLE 1 28017000 0 0 LILLY ELI & CO COM 532457108 160 493 SH SOLE 1 493 0 0 LILLY ELI & CO COM 532457108 4903 15123 SH SOLE 15123 0 0 LINCOLN ELEC HLDGS INC COM 533900106 9998 81050 SH SOLE 1 81050 0 0 LINCOLN ELEC HLDGS INC COM 533900106 4290 34780 SH SOLE 34780 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 4703 4500000 PRN SOLE 1 4500000 0 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 7298 158315 SH SOLE 1 158315 0 0 MAGNOLIA OIL & GAS CORP CL A 559663109 1759 83780 SH SOLE 1 83780 0 0 MANHATTAN ASSOCIATES INC COM 562750109 5255 45855 SH SOLE 1 45855 0 0 MARRIOTT VACATIONS WORLDWIDE COM 57164Y107 7746 66660 SH SOLE 1 66660 0 0 MERCK & CO INC COM 58933Y105 424 4650 SH SOLE 1 4650 0 0 MERCK & CO INC COM 58933Y105 39 428 SH SOLE 428 0 0 META PLATFORMS INC CL A 30303M102 4050 25117 SH SOLE 1 25117 0 0 MICROSOFT CORP COM 594918104 51579 200829 SH SOLE 1 200829 0 0 MICROSOFT CORP COM 594918104 21622 84189 SH SOLE 84189 0 0 MONTROSE ENVIRONMENTAL GROUP COM 615111101 3858 114270 SH SOLE 1 114270 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 7786 6995000 PRN SOLE 1 6995000 0 0 NEW FOUND GOLD CORP COM 64440N103 140 31250 SH SOLE 1 31250 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1065 12595 SH SOLE 12595 0 0 NOVARTIS AG SPONSORED ADR 66987V109 4039 47781 SH SOLE 1 47781 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 8161 31845 SH SOLE 31845 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 18388 71750 SH SOLE 1 71750 0 0 OMNICELL COM COM 68213N109 4228 37170 SH SOLE 1 37170 0 0 ONTO INNOVATION INC COM 683344105 5490 78726 SH SOLE 1 78726 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 5870 5850000 PRN SOLE 1 5850000 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 497 54761 SH SOLE 54761 0 0 PARAMOUNT GLOBAL 5.75% CONV PFD A 92556H305 7896 200000 PRN SOLE 1 200000 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 13194 12500000 PRN SOLE 1 12500000 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 550 6215 PRN SOLE 1 6215 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 140 1585 PRN SOLE 1585 0 0 PLANET FITNESS INC CL A 72703H101 6890 101305 SH SOLE 1 101305 0 0 PNC FINL SVCS GROUP INC COM 693475105 6302 39945 SH SOLE 39945 0 0 PNC FINL SVCS GROUP INC COM 693475105 14114 89458 SH SOLE 1 89458 0 0 PROCTER AND GAMBLE CO COM 742718109 894 6216 SH SOLE 6216 0 0 PROCTER AND GAMBLE CO COM 742718109 2076 14440 SH SOLE 1 14440 0 0 PROGRESSIVE CORP COM 743315103 24452 210306 SH SOLE 1 210306 0 0 PROGRESSIVE CORP COM 743315103 11839 101826 SH SOLE 101826 0 0 RAPID7 INC NOTE 0.250% 3/1 753422AF1 9513 10500000 PRN SOLE 1 10500000 0 0 REPLIMUNE GROUP INC COM 76029N106 2426 138760 SH SOLE 1 138760 0 0 ROSS STORES INC COM 778296103 11384 162102 SH SOLE 1 162102 0 0 ROSS STORES INC COM 778296103 5777 82258 SH SOLE 82258 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 207 4678 PRN SOLE 1 4678 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 208 3319 PRN SOLE 1 3319 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 435 3421 PRN SOLE 1 3421 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 1615 20460 SH SOLE 1 20460 0 0 SHOCKWAVE MED INC COM 82489T104 5425 28380 SH SOLE 1 28380 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 9302 7875000 PRN SOLE 1 7875000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 4274 145870 SH SOLE 145870 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 7314 249610 SH SOLE 1 249610 0 0 SPROUTS FMRS MKT INC COM 85208M102 3161 124855 SH SOLE 1 124855 0 0 SPS COMM INC COM 78463M107 9586 84790 SH SOLE 1 84790 0 0 STARBUCKS CORP COM 855244109 212 2770 SH SOLE 1 2770 0 0 STEPSTONE GROUP INC COM CL A 85914M107 3273 125740 SH SOLE 1 125740 0 0 SYNOPSYS INC COM 871607107 4549 14978 SH SOLE 14978 0 0 SYNOPSYS INC COM 871607107 8216 27053 SH SOLE 1 27053 0 0 SYSCO CORP COM 871829107 17211 203177 SH SOLE 1 203177 0 0 SYSCO CORP COM 871829107 8982 106028 SH SOLE 106028 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 7677 129700 SH SOLE 1 129700 0 0 TARGET CORP COM 87612E106 7745 54837 SH SOLE 54837 0 0 TARGET CORP COM 87612E106 18515 131095 SH SOLE 1 131095 0 0 TELEFLEX INCORPORATED COM 879369106 6189 25174 SH SOLE 25174 0 0 TELEFLEX INCORPORATED COM 879369106 13833 56267 SH SOLE 1 56267 0 0 TENABLE HLDGS INC COM 88025T102 6586 145035 SH SOLE 1 145035 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 535 985 SH SOLE 1 985 0 0 TRANSMEDICS GROUP INC COM 89377M109 1035 32915 SH SOLE 1 32915 0 0 TREX CO INC COM 89531P105 2295 42165 SH SOLE 1 42165 0 0 TYLER TEX INDPT SCH DIST NOTE 0.250% 3/1 902252AB1 6598 7000000 PRN SOLE 1 7000000 0 0 UNION PAC CORP COM 907818108 8523 39960 SH SOLE 39960 0 0 UNION PAC CORP COM 907818108 20018 93858 SH SOLE 1 93858 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 309 10230 SH SOLE 1 10230 0 0 UNITEDHEALTH GROUP INC COM 91324P102 238 463 SH SOLE 1 463 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 760 2192 PRN SOLE 1 2192 0 0 VERRA MOBILITY CORP CL A COM STK 92511U102 3152 200635 SH SOLE 1 200635 0 0 VISA INC COM CL A 92826C839 13715 69656 SH SOLE 1 69656 0 0 VISA INC COM CL A 92826C839 5915 30041 SH SOLE 30041 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 206 5423 SH SOLE 1 5423 0 0 WASTE CONNECTIONS INC COM 94106B101 11065 89262 SH SOLE 89262 0 0 WASTE CONNECTIONS INC COM 94106B101 24563 198153 SH SOLE 1 198153 0 0 WELLS FARGO CO NEW COM 949746101 544 13896 SH SOLE 1 13896 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1878 26605 SH SOLE 1 26605 0 0 ZIPRECRUITER INC CL A 98980B103 4525 305360 SH SOLE 1 305360 0 0 ZURN WATER SOLUTIONS CORP COM 98983L108 2703 99215 SH SOLE 1 99215 0 0