0001085146-18-001398.txt : 20180514 0001085146-18-001398.hdr.sgml : 20180514 20180514121107 ACCESSION NUMBER: 0001085146-18-001398 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 18829430 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001007524 XXXXXXXX 03-31-2018 03-31-2018 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 05-10-2018 1 151 1405809 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 2U INCCOM90214J101312537195SHOTR13719500ABBOTT LABSCOM002824100721200SHOTR 120000ABBOTT LABSCOM0028241001502500SHOTR1250000ABBVIE INCCOM00287Y1091141200SHOTR 120000ABBVIE INCCOM00287Y1092342470SHOTR1247000ACETO CORPNOTE 2.000%11/0004446AD23809843414000PRNOTR14341400000AIR LEASE CORPCL A00912X30212033282325SHOTR 28232500AIR LEASE CORPCL A00912X30220376478092SHOTR1467813010094ALARM COM HLDGS INCCOM011642105143738075SHOTR13807500ALIGN TECHNOLOGY INCCOM016255101270210760SHOTR11076000ALPHABET INCCAP STK CL A02079K30517911727SHOTR 172700ALPHABET INCCAP STK CL A02079K30576627387SHOTR152060220ALPHABET INCCAP STK CL C02079K1074213340836SHOTR1377000701ALPHABET INCCAP STK CL C02079K1072414723403SHOTR 2340300AMERICAN EXPRESS COCOM0258161095015375SHOTR 537500AMERICAN EXPRESS COCOM025816109931000SHOTR1001000AMERICAN RLTY CAP PPTYS INCNOTE 3.000% 8/002917TAA21335013350000PRNOTR11335000000AMERICAN WTR WKS CO INC NEWCOM030420103705585905SHOTR 8590500AMERICAN WTR WKS CO INC NEWCOM03042010315626190256SHOTR118613503986ANTERO MIDSTREAM GP LPCOM SHS REPSTG03675Y10330318955SHOTR 1895500ANTERO MIDSTREAM GP LPCOM SHS REPSTG03675Y103129580960SHOTR18096000ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673L1032774107155SHOTR 10715500ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673L1035151198950SHOTR119252506425APPLE INCCOM03783310015609297SHOTR1929700BERKSHIRE HATHAWAY INC DELCL A08467010811964SHOTR 400BERKSHIRE HATHAWAY INC DELCL A0846701082991SHOTR1000BERKSHIRE HATHAWAY INC DELCL B NEW08467070211295661SHOTR15611050BIO TECHNE CORPCOM09073M104773651215SHOTR15121500BOEING COCOM0970231052078663394SHOTR16134602048BOEING COCOM0970231051123334261SHOTR 3426100BOFI HLDG INCCOM05566U1084685115605SHOTR111560500BOINGO WIRELESS INCCOM09739C102202981900SHOTR18190000BRISTOL MYERS SQUIBB COCOM11012210867210617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221082473906SHOTR1390600BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510410344265240SHOTR 26524000BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510419916510670SHOTR150183008840CAVCO INDS INC DELCOM149568107424824451SHOTR12445100CEDAR FAIR L PDEPOSITRY UNIT15018510614116220975SHOTR121555505420CEDAR FAIR L PDEPOSITRY UNIT15018510610183159408SHOTR 15940800CHARTER COMMUNICATIONS INC NCL A16119P1081242339917SHOTR 3991700CHARTER COMMUNICATIONS INC NCL A16119P1082260272621SHOTR17093201648CLEVELAND CLIFFS INCDBCV 1.500% 1/1185899AA92967527500000PRNOTR12750000000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102703487380SHOTR 8738000COGNIZANT TECHNOLOGY SOLUTIOCL A19244610214969185950SHOTR118277503175COLLEGIUM PHARMACEUTICAL INCCOM19459J1044147162305SHOTR116230500CROWN CASTLE INTL CORP NEWCOM22822V10114086128511SHOTR 12851100CROWN CASTLE INTL CORP NEWCOM22822V10120971191320SHOTR118862002700CROWN HOLDINGS INCCOM2283681067130SHOTR1000CROWN HOLDINGS INCCOM22836810651310104SHOTR 1010400DANAHER CORP DELCOM23585110211664119126SHOTR 11912600DANAHER CORP DELCOM23585110220402208375SHOTR120450003875DOWDUPONT INCCOM26078J1009670151785SHOTR 15178500DOWDUPONT INCCOM26078J10015871249122SHOTR124304706075ENOVA INTL INCCOM29357K1033608163645SHOTR116364500ENTERPRISE PRODS PARTNERS LCOM29379210720240826816SHOTR1807182019474ENTERPRISE PRODS PARTNERS LCOM29379210716426671005SHOTR 67100500ETSY INCCOM29786A1065193185085SHOTR118508500EVERBRIDGE INCCOM29978A104359598230SHOTR19823000EXXON MOBIL CORPCOM30231G10280410776SHOTR 1077600EXXON MOBIL CORPCOM30231G1025527403SHOTR1740300EZCORP INCNOTE 2.625% 6/1302301AB298579375000PRNOTR1937500000FACEBOOK INCCL A30303M102813050880SHOTR 5088000FACEBOOK INCCL A30303M1021360585145SHOTR18315001995FIRST REP BK SAN FRANCISCO CCOM33616C10088952SHOTR195200FIRST REP BK SAN FRANCISCO CCOM33616C100158517110SHOTR 1711000GTT COMMUNICATIONS INCCOM3623931005768101722SHOTR110172200HANNON ARMSTRONG SUST INFR CCOM41068X1008815452075SHOTR144520006875HANNON ARMSTRONG SUST INFR CCOM41068X1004820247172SHOTR 24717200HOLOGIC INCCOM43644010110011267950SHOTR 26795000HOLOGIC INCCOM43644010114837397155SHOTR1386845010310HORIZON GLOBAL CORPNOTE 2.750% 7/044052WAA21756821433000PRNOTR12143300000HORTONWORKS INCCOM4408941035007245825SHOTR124582500INOGEN INCCOM45780L104531643273SHOTR14327300INTEL CORPCOM45814010010426200184SHOTR119705503129INTEL CORPCOM4581401007328140700SHOTR 14070000INTERSECT ENT INCCOM46071F1032807122SHOTR1007122IRHYTHM TECHNOLOGIES INCCOM450056106254340400SHOTR14040000ISHARES TRCORE 1 5 YR USD46432F8592655370PRNOTR1537000JBG SMITH PPTYSCOM46590V1001725102SHSOLE 510200JOHNSON & JOHNSONCOM478160104953574408SHOTR 7440800JOHNSON & JOHNSONCOM47816010416310127273SHOTR112530801910JPMORGAN CHASE & COCOM46625H10016722152058SHOTR 15205800JPMORGAN CHASE & COCOM46625H10030503277375SHOTR127278004595KINSALE CAP GROUP INCCOM49714P108358569850SHOTR16985000KRATOS DEFENSE & SEC SOLUTIOCOM NEW50077B2071683163565SHOTR116356500LENDINGTREE INC NEWCOM52603B107330010057SHOTR11005700LIGAND PHARMACEUTICALS INCCOM NEW53220K504687041594SHOTR14159400LILLY ELI & COCOM532457108127316451SHOTR 1645100LILLY ELI & COCOM5324571086348188SHOTR1818800MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801065867100544SHOTR 10054400MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010613777236103SHOTR123309002928MCGRATH RENTCORPCOM5805891092113939SHOTR1393900MEDIFAST INCCOM58470H101182719550SHOTR11955000MERCK & CO INCCOM58933Y10543783SHOTR 78300MERCK & CO INCCOM58933Y10558510730SHOTR11073000MICROCHIP TECHNOLOGY INCCOM5950171049509104080SHOTR 10408000MICROCHIP TECHNOLOGY INCCOM59501710416001175135SHOTR117204503090MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AF135473000000PRNOTR1300000000MICROSOFT CORPCOM59491810413967153025SHOTR 15302500MICROSOFT CORPCOM59491810425033274275SHOTR126882005455NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ16215261445000PRNOTR16144500000NEW RELIC INCCOM64829B100354847865SHOTR14786500NEXTERA ENERGY INCCOM65339F1011281078430SHOTR 7843000NEXTERA ENERGY INCCOM65339F10120840127595SHOTR112544002155NOVARTIS A GSPONSORED ADR66987V10925725318186SHOTR131106107085NOVARTIS A GSPONSORED ADR66987V10916045198452SHOTR 19845200NUTANIX INCCL A67059N1086055123290SHOTR112329000OKTA INCCL A679295105185446525SHOTR14652500ORASURE TECHNOLOGIES INCCOM68554V1084305254855SHOTR125485500OSI SYSTEMS INCNOTE 1.250% 9/0671044AD71837720250000PRNOTR12025000000PETIQ INCCOM CL A71639T1065061190280SHOTR119028000PIMCO ETF TR0-5 HIGH YIELD72201R7836196215PRNOTR1621500PLANET FITNESS INCCL A72703H1016187163810SHOTR116381000POST HLDGS INCCOM73744610415408203380SHOTR120015503225POST HLDGS INCCOM7374461047899104262SHOTR 10426200PRA GROUP INCCOM69354N1064256112000SHOTR111200000PROCTER AND GAMBLE COCOM742718109102412910SHOTR 1291000PROCTER AND GAMBLE COCOM742718109130516459SHOTR11645900PURE STORAGE INCCL A74624M102177088730SHOTR18873000RAPID7 INCCOM7534221045242205025SHOTR120502500RPM INTL INCCOM74968510321296446745SHOTR143939507350RPM INTL INCCOM74968510313091274616SHOTR 27461600SERVICEMASTER GLOBAL HLDGS ICOM81761R10917004334400SHOTR132894505455SERVICEMASTER GLOBAL HLDGS ICOM81761R10911192220096SHSOLE 22009600SITEONE LANDSCAPE SUPPLY INCCOM82982L103447658105SHOTR15810500SOLARIS OILFIELD INFRSTR INCCOM CL A83418M1033915236405SHOTR123640500STARBUCKS CORPCOM8552441096237107740SHOTR 10774000STARBUCKS CORPCOM85524410911431197465SHOTR119218005285SUMMIT MATLS INCCL A86614U1003349110600SHOTR111060000TABULA RASA HEALTHCARE INCCOM873379101319882425SHOTR18242500TELADOC INCCOM87918A105302174965SHOTR17496500TELEFLEX INCCOM879369106871334173SHOTR 3417300TELEFLEX INCCOM8793691061377654028SHOTR1531050843TIVITY HEALTH INCCOM88870R102364892015SHOTR19201500TREX CO INCCOM89531P105245122530SHOTR12253000TUTOR PERINI CORPNOTE 2.875% 6/1901109AD063326010000PRNOTR1601000000UNION PAC CORPCOM9078181088076000SHSOLE 600000UNISYS CORPNOTE 5.500% 3/0909214BS63882329555000PRNOTR12955500000UNIVAR INCCOM91336L1077314263580SHOTR 26358000UNIVAR INCCOM91336L10713319479980SHOTR147370006280US FOODS HLDG CORPCOM91200810913525412733SHOTR 41273300US FOODS HLDG CORPCOM91200810924477746930SHOTR1734930012000VICI PPTYS INCCOM9256521096393348945SHOTR134894500VICI PPTYS INCCOM9256521092512137110SHOTR 13711000VISA INCCOM CL A92826C839431236045SHOTR 3604500VISA INCCOM CL A92826C839734861425SHOTR16038001045WASTE CONNECTIONS INCCOM94106B1018965124970SHOTR 12497000WASTE CONNECTIONS INCCOM94106B10115044209710SHOTR120426505445WEB COM GROUP INCNOTE 1.000% 8/194733AAA25075251264000PRNOTR15126400000WELLS FARGO CO NEWCOM94974610166812755SHOTR1975503000ZILLOW GROUP INCCL A98954M1015682105213SHOTR110521300