0001085146-17-001927.txt : 20170815 0001085146-17-001927.hdr.sgml : 20170815 20170814174034 ACCESSION NUMBER: 0001085146-17-001927 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 171031848 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001007524 XXXXXXXX 06-30-2017 06-30-2017 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 08-14-2017 1 137 1313508 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1091792470SHOTR1247000ABBVIE INCCOM00287Y109871200SHOTR 120000ACELRX PHARMACEUTICALS INCCOM00444T1002210339SHSOLE 1033900ACETO CORPNOTE 2.000%11/0004446AD21744318986000PRNOTR11898600000ADVANCED DISP SVCS INC DELCOM00790X10186137858SHOTR 373630495ADVANCED DISP SVCS INC DELCOM00790X101136059840SHOTR1588950945AGRIUM INCCOM008916108901000SHOTR1100000AGRIUM INCCOM0089161087248000SHOTR 800000AIR LEASE CORPCL A00912X30215358411094SHOTR 40626404830AIR LEASE CORPCL A00912X30223479628453SHOTR1615614012654ALARM COM HLDGS INCCOM011642105129534410SHOTR13441000ALIGN TECHNOLOGY INCCOM016255101564537600SHOTR13760000ALPHABET INCCAP STK CL A02079K30520382192SHOTR 2137055ALPHABET INCCAP STK CL A02079K30583068934SHOTR166530220ALPHABET INCCAP STK CL C02079K1072726129999SHOTR 296560343ALPHABET INCCAP STK CL C02079K1074126545409SHOTR1421080866AMERICAN EXPRESS COCOM0258161094535375SHOTR 537500AMERICAN EXPRESS COCOM025816109841000SHOTR1001000AMERICAN WTR WKS CO INC NEWCOM030420103717892087SHOTR 8983702250AMERICAN WTR WKS CO INC NEWCOM03042010316251208470SHOTR120331405021AMN HEALTHCARE SERVICES INCCOM001744101144737045SHOTR13704500APPLE INCCOM03783310013469348SHOTR1934800ATRICURE INCCOM04963C209199682298SHOTR18229800BERKSHIRE HATHAWAY INC DELCL A0846701082551SHOTR1000BERKSHIRE HATHAWAY INC DELCL A08467010810194SHOTR 400BERKSHIRE HATHAWAY INC DELCL B NEW0846707025173055SHOTR13005050BERRY GLOBAL GROUP INCCOM08579W10323953420144SHOTR141265107493BERRY GLOBAL GROUP INCCOM08579W10316333286502SHOTR 28316203340BIO TECHNE CORPCOM09073M104291124775SHOTR12477500BOEING COCOM0970231051344968009SHOTR 673040705BOEING COCOM09702310521542108937SHOTR110645902478BRISTOL MYERS SQUIBB COCOM11012210859210617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221083285886SHOTR1588600CAVCO INDS INC DELCOM149568107292222536SHOTR12253600CEDAR FAIR L PDEPOSITRY UNIT15018510616429227860SHOTR122444003420CEDAR FAIR L PDEPOSITRY UNIT15018510611658161696SHOTR 15988101815CF INDS HLDGS INCCOM12526910010271367335SHOTR 36400003335CF INDS HLDGS INCCOM12526910013218472733SHOTR146404108692CHART INDS INCNOTE 2.000% 8/016115QAC42274822949000PRNOTR12294900000CHARTER COMMUNICATIONS INC NCL A16119P1081216136102SHOTR 357150387CHARTER COMMUNICATIONS INC NCL A16119P1081662149340SHOTR1484330866COGENT COMMUNICATIONS HLDGSCOM NEW19239V302289272120SHOTR17212000COMMERCEHUB INCCOM SER A20084V1081843105795SHOTR110579500CROWN CASTLE INTL CORP NEWCOM22822V10113977139515SHOTR113774501770CROWN CASTLE INTL CORP NEWCOM22822V101957595575SHOTR 948800695CROWN HOLDINGS INCCOM22836810615569260955SHOTR 25589505060CROWN HOLDINGS INCCOM22836810628260473686SHOTR146526608290DANAHER CORP DELCOM2358511029650114350SHOTR 11289001460DANAHER CORP DELCOM23585110215327181615SHOTR117833503280DAVE & BUSTERS ENTMT INCCOM238337109544881909SHOTR18190900DIAGEO P L CSPON ADR NEW25243Q20512408103548SHOTR 10248301065DIAGEO P L CSPON ADR NEW25243Q20516354136479SHOTR113346902970ENTERPRISE PRODS PARTNERS LCOM29379210719186708485SHOTR 70173506750ENTERPRISE PRODS PARTNERS LCOM29379210721959810919SHOTR1798285012474EPR PPTYSCOM SH BEN INT26884U10994013073SHSOLE 1307300EVOLENT HEALTH INCCL A30050B1012981117605SHOTR111760500EXXON MOBIL CORPCOM30231G10287010776SHOTR 1077600EXXON MOBIL CORPCOM30231G1026077518SHOTR1751800EZCORP INCNOTE 2.625% 6/1302301AB292039500000PRNOTR1950000000FIRST REP BK SAN FRANCISCO CCOM33616C100179417925SHOTR 1792500FIRST REP BK SAN FRANCISCO CCOM33616C10095952SHOTR195200FOUR CORNERS PPTY TR INCCOM35086T1092859113870SHOTR 11387000FOUR CORNERS PPTY TR INCCOM35086T10912146483705SHOTR148070503000GENERAL ELECTRIC COCOM36960410310275380405SHOTR 37625504150GENERAL ELECTRIC COCOM36960410317780658276SHOTR164908909112GLAXOSMITHKLINE PLCSPONSORED ADR37733W10511510266930SHOTR 26382003110GLAXOSMITHKLINE PLCSPONSORED ADR37733W10517572407496SHOTR139810109355GRAPHIC PACKAGING HLDG COCOM388689101239981741462SHOTR11710510030952GRAPHIC PACKAGING HLDG COCOM388689101156311134318SHOTR 1122498011820GTT COMMUNICATIONS INCCOM3623931004348137392SHOTR113739200HALLIBURTON COCOM40621610114028328436SHOTR 32424104195HALLIBURTON COCOM40621610122632529908SHOTR1519505010403HANNON ARMSTRONG SUST INFR CCOM41068X1005235228890SHOTR 22607502815HANNON ARMSTRONG SUST INFR CCOM41068X1009295406430SHOTR140011006320HEALTH INS INNOVATIONS INCCOM CL A42225K1062838120780SHOTR112078000HORIZON GLOBAL CORPNOTE 2.750% 7/044052WAA22017321319000PRNOTR12131900000HORTONWORKS INCCOM4408941033062237755SHOTR123775500INOGEN INCCOM45780L104227323823SHOTR12382300INPHI CORPCOM45772F107299087164SHOTR18716400INTEL CORPCOM45814010013392396926SHOTR 39273104195INTEL CORPCOM45814010018433546329SHOTR153736008969IRHYTHM TECHNOLOGIES INCCOM450056106328177225SHOTR17722500JOHNSON & JOHNSONCOM4781601041045279005SHOTR 784550550JOHNSON & JOHNSONCOM47816010417391131465SHOTR112914502265JPMORGAN CHASE & COCOM46625H10012419135879SHOTR 13454901330JPMORGAN CHASE & COCOM46625H10015896173916SHOTR116993103985KRATOS DEFENSE & SEC SOLUTIOCOM NEW50077B2073202269720SHOTR126972000LENDINGTREE INC NEWCOM52603B107487428302SHOTR12830200LIGAND PHARMACEUTICALS INCCOM NEW53220K504473839029SHOTR13902900LILLY ELI & COCOM532457108135416451SHOTR 1645100LILLY ELI & COCOM5324571086748188SHOTR1818800MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010619271270391SHOTR126647303833MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010610469146889SHOTR 14407402815MAXLINEAR INCCOM57776J1002914104480SHOTR110448000MERCK & CO INCCOM58933Y10570410973SHOTR11097300MERCK & CO INCCOM58933Y10550783SHOTR 78300MIDDLEBY CORPCOM596278101254920976SHOTR12097600NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ14228142360000PRNOTR14236000000NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS72060221144000PRNOTR12114400000NEW RELIC INCCOM64829B100325275605SHOTR17560500NEXTERA ENERGY INCCOM65339F10125784184000SHOTR118024003760NEXTERA ENERGY INCCOM65339F10116360116750SHOTR 11531001440NOVARTIS A GSPONSORED ADR66987V10928258338542SHOTR133249206010NOVARTIS A GSPONSORED ADR66987V10917480209413SHOTR 20674302670PLANET FITNESS INCCL A72703H1012993128240SHOTR112824000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107115215560SHOTR1000PRA GROUP INCCOM69354N106288576125SHOTR17612500PROCTER AND GAMBLE COCOM742718109138715911SHOTR 154910420PROCTER AND GAMBLE COCOM742718109154217699SHOTR11769900PROGRESSIVE CORP OHIOCOM74331510316716379135SHOTR 37381505320PROGRESSIVE CORP OHIOCOM74331510329120660465SHOTR1645845014620PUBLIC STORAGECOM74460D1091840988278SHOTR18672101557PUBLIC STORAGECOM74460D1091198057452SHOTR 567520700Q2 HLDGS INCCOM74736L109309683800SHOTR18380000QUOTIENT TECHNOLOGY INCCOM7491191031540133905SHOTR113390500SANOFIRIGHT 12/31/202080105N1131950000SHOTR10050000SAREPTA THERAPEUTICS INCCOM8036071003806112900SHOTR111290000SILICON LABORATORIES INCCOM826919102163523915SHOTR12391500SLM CORPCOM78442P1062017175425SHOTR117542500SQUARE INCCL A8522341033148134193SHOTR113419300TACTILE SYS TECHNOLOGY INCCOM87357P100172160215SHOTR16021500TAHOE RES INCCOM87386810395441107250SHOTR 1094625012625TAHOE RES INCCOM873868103141401640465SHOTR11612410028055TAKE-TWO INTERACTIVE SOFTWARCOM874054109244433300SHOTR13330000TELEFLEX INCCOM879369106882642483SHOTR 419530530TELEFLEX INCCOM8793691061346064786SHOTR1637180988THE TRADE DESK INCCOM CL A88339J105256151115SHOTR15111500TREX CO INCCOM89531P105156423115SHOTR12311500UNION PAC CORPCOM9078181086536000SHSOLE 600000UNISYS CORPNOTE 5.500% 3/0909214BS64737831055000PRNOTR13105500000US FOODS HLDG CORPCOM91200810915568571945SHOTR 56521006735US FOODS HLDG CORPCOM91200810924765909810SHOTR1893275016535VARONIS SYS INCCOM922280102289777870SHOTR17787000VEEVA SYS INCCL A COM922475108363659310SHOTR15931000WEB COM GROUP INCNOTE 1.000% 8/194733AAA21456714540000PRNOTR11454000000WELLS FARGO CO NEWCOM9497461015419755SHOTR1975500ZILLOW GROUP INCCL A98954M101304062243SHOTR16224300