Withdrawal Information

6. Furnish registrant's reasons for ceasing the performance of transfer agent functions or for otherwise requesting the withdrawal of its registration:

LPL Financial LLC is not acting as a transfer agent.

7. Furnish the last date registrant performed transfer agent functions as defined by Section 3(a)(25) of the Act for any security, including debt and equity, registered under Section 12 of the Act or which would be required to be registered except for the exemption for registration provided by subsection (g)(2)(B) or (g)(2)(G) of that section.

01/01/2009
7(a). Does the registrant have any intention of performing in the near future a transfer agent function for any such security?	Yes  No

Legal Action Information

8. Is registrant directly or indirectly involved in any legal actions or proceedings or aware of any potential claims against it in connection with its performance of transfer agent functions for any security?

Yes  No

9. Are there any unsatisfied judgments or liens against registrant arising out of its performance of transfer agent functions for any security?

Yes  No

Document Retention Information

10. For each issue for which registrant acted as transfer agent and for any issues for which registrant assumed transfer agent functions since the last amendment to Form TA-1, furnish:

10(a). Is there a successor transfer agent?	Yes  No

11. For each issue for which registrant acted as transfer agent and for any issues for which registrant assumed transfer agent functions since the last amendment to Form TA-1, furnish: name(s) and address(es) of the person(s) who has or will have custody or possession of the books and records which the registrant maintained in connection with its performance of transfer agent functions.

11(a). Name of Custodian:	Richard Wallace
11(b). Address:
11(b)(i). Address 1	4707 Executive Drive
11(b)(ii). Address 2
11(b)(iii). City	San Diego
11(b)(iv). State or Country	CALIFORNIA
11(b)(v). Postal Code	92121-3091

12. Furnish the name(s) and address(es), if different from Item 11, where such books and records will be located.

Signature

SIGNATURE: The registrant submitting this Form and its attachments and the person executing it represent hereby that it and all materials filed in connection therewith contain a true, correct and complete statement of all required information. Registrant also consents hereby to make the books and records it is required to preserver by Rules 17A d-6 and 7 under the Securities Exchange Act of 1934 (17 CFR 240.17A d-6 and 7) available for examination by authorized representatives of the Securities and Exchange Commission during the period the rules require registrant to preserve such books and records and hereby authorizes the person having custody of such books and records to make them available to such representatives.

13(a). Signature of Official responsible for Form:	RIchard Wallace
13(b). Telephone Number:	858-909-7094
13(c). Title of Signing Officer:	Senior Vice President
13(d). Date Signed (Month/Day/Year):	10/22/2020