0001007444-20-000014.txt : 20201110 0001007444-20-000014.hdr.sgml : 20201110 20201110071742 ACCESSION NUMBER: 0001007444-20-000014 CONFORMED SUBMISSION TYPE: TA-W PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201110 EFFECTIVENESS DATE: 20201222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-W SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 201299615 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 1055 LPL WAY CITY: FORT MILL STATE: SC ZIP: 29715 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-W 1 primary_doc.xml X0205 TA-W 0001007444 XXXXXXXX LIVE true 084-05637 LPL Financial LLC /TA 4707 Executive Drive San Diego CA 92121-3091 LPL Financial LLC is not acting as a transfer agent. 01/01/2009 N N N N Richard Wallace 4707 Executive Drive San Diego CA 92121-3091 RIchard Wallace 858-909-7094 Senior Vice President 10/22/2020