0001007444-20-000014.txt : 20201110
0001007444-20-000014.hdr.sgml : 20201110
20201110071742
ACCESSION NUMBER: 0001007444-20-000014
CONFORMED SUBMISSION TYPE: TA-W
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201110
EFFECTIVENESS DATE: 20201222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial LLC /TA
CENTRAL INDEX KEY: 0001007444
IRS NUMBER: 952834236
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: TA-W
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05637
FILM NUMBER: 201299615
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 617-423-3644
MAIL ADDRESS:
STREET 1: 1055 LPL WAY
CITY: FORT MILL
STATE: SC
ZIP: 29715
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Financial CORP /TA
DATE OF NAME CHANGE: 20080116
FORMER COMPANY:
FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA
DATE OF NAME CHANGE: 19960208
TA-W
1
primary_doc.xml
X0205
TA-W
0001007444
XXXXXXXX
LIVE
true
084-05637
LPL Financial LLC /TA
4707 Executive Drive
San Diego
CA
92121-3091
LPL Financial LLC is not acting as a transfer agent.
01/01/2009
N
N
N
N
Richard Wallace
4707 Executive Drive
San Diego
CA
92121-3091
RIchard Wallace
858-909-7094
Senior Vice President
10/22/2020