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Filing Detail
Form TA-1/A - Registration of Transfer Agent: [Amend]
SEC Accession No. 0001007444-20-000012
Filing Date
2020-09-16
Accepted
2020-10-07 06:27:15
Documents
1
Effectiveness Date
2020-09-26

Document Format Files

Seq Description Document Type Size
1 primary_doc.html TA-1/A  
1 primary_doc.xml TA-1/A 400939
  Complete submission text file 0001007444-20-000012.txt   402167
Mailing Address 1055 LPL WAY FORT MILL SC 29715
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 617-423-3644
LPL Financial LLC /TA (Filer) CIK: 0001007444 (see all company filings)

IRS No.: 952834236 | State of Incorp.: CA | Fiscal Year End: 1231
Type: TA-1/A | Act: 34 | File No.: 084-05637 | Film No.: 201228042