0001007444-20-000005.txt : 20200423 0001007444-20-000005.hdr.sgml : 20200423 20200422205651 ACCESSION NUMBER: 0001007444-20-000005 CONFORMED SUBMISSION TYPE: TA-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200422 EFFECTIVENESS DATE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2 SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 20808992 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 75 STATE STREET, 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2 1 primary_doc.xml X0606 TA-2 2019-12-31 084-05637 0001007444 XXXXXXXX LIVE true false LPL Financial LLC /TA Some DST Systems, Inc. 084-00448 N Securities and Exchange Commission Yes, filed amendment(s) 410206 12707 12707 12707 0 0.00 0.00 100.00 0.00 0.00 0.00 0 0 12707 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12707 0 18692 34859032177.00 0 0.00 20 178855.78 0 Not Applicable 4741254 0 12/31/2019 0 0 0 Robert Ramanujam 980-321-1292 Vice President, Risk Management 04/22/2020